LAZ

SEC source: 0001628280-24-026897 · wk-form4_1717621536.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,040

Underlying: Common Stock · 5,127 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001628280-24-026899 · wk-form4_1717621567.xml · derivative · entry 1

Jarrard Michelle · CIK 0001693850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,387

Underlying: Common Stock · 4,307 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001628280-24-026901 · wk-form4_1717621596.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,852

Underlying: Common Stock · 4,307 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F3 · balance_after: Amount excludes 1,400 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001628280-24-026898 · wk-form4_1717621553.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,842

Underlying: Common Stock · 4,375 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001628280-24-026902 · wk-form4_1717621609.xml · derivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Common Stock · 4,444 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001628280-24-026900 · wk-form4_1717621581.xml · derivative · entry 1

Knobloch Iris · CIK 0001605471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,158

Underlying: Common Stock · 4,307 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001628280-24-026896 · wk-form4_1717621521.xml · derivative · entry 1

Achleitner Ann-Kristin · CIK 0001757273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,267

Underlying: Common Stock · 4,307 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001628280-24-026895 · wk-form4_1717621506.xml · derivative · entry 1

Howe Stephen R. Jr. · CIK 0001760676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,444

Underlying: Common Stock · 4,444 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 489,716

F5 · shares: This transaction was effected by Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is co-trustee, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $41.01 to $41.30, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F6 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 490,857

F5 · shares: This transaction was effected by Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is co-trustee, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $40.00 to $41.00, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F6 · ownership.nature: The shares are held in the Kenneth M. Jacobs 2005 GRAT, of which the Reporting Person is a co-trustee.

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,989,591

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F3 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $41.01 to $41.30, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

SEC source: 0001628280-24-026745 · wk-form4_1717543705.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,991,450

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.

F2 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on May 31, 2024 in trades with average execution prices ranging from $40.00 to $41.00, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

SEC source: 0000950157-24-000789 · form4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,041

Underlying: Common Stock · 1,817 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 732 will vest on or around March 2, 2026 and 1,085 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 732 will vest on or around March 2, 2026 and 1,085 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 141,128 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0000950157-24-000787 · form4.xml · derivative · entry 1

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,205

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 12 will vest on or around March 3, 2025; 25 will vest on or around March 2, 2026; and 27 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 12 will vest on or around March 3, 2025; 25 will vest on or around March 2, 2026; and 27 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 5 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0000950157-24-000788 · form4.xml · derivative · entry 1

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,576

Underlying: Common Stock · 1,763 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 1,014 will vest on or around September 3, 2024 and 749 will vest on or around September 3, 2025.

F3 · derivative.expiration_date: Of these RSUs, 1,014 will vest on or around September 3, 2024 and 749 will vest on or around September 3, 2025.

F4 · balance_after: Amount excludes 101,522 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0000950157-24-000765 · form4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,913

Underlying: Common Stock · 1,128 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0000950157-24-000767 · form4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,545

Underlying: Common Stock · 899 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F3 · balance_after: Amount excludes 1,400 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0000950157-24-000766 · form4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,467

Underlying: Common Stock · 914 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

SEC source: 0001209191-24-004816 · doc4.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,448

F5 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on March 13, 2024 in trades with average execution prices ranging from $39.25 to $39.50, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price range set forth in this report.

F2 · balance_after: Amount excludes 84,336 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 198,946 restricted participation units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-004817 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 321,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2020 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F6 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F6 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

SEC source: 0001209191-24-004817 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143,722

F3 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 584,279 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 220,026 restricted participation units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-004817 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,303,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F2 · balance_after: Amount excludes 584,279 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 220,026 restricted participation units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-004816 · doc4.xml · derivative · entry 4

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2020 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F7 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F7 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

SEC source: 0001209191-24-004816 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,448

F3 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F4 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the PRPUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 84,336 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 198,946 restricted participation units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-004816 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Common Stock.

F2 · balance_after: Amount excludes 84,336 shares of Common Stock indirectly beneficially owned by the reporting person by trust and 198,946 restricted participation units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-004818 · doc4.xml · derivative · entry 3

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,340

Underlying: Common Stock · 77,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of PRUs awarded with respect to compensation for 2020 for which service and other conditions have been satisfied.

F6 · derivative.exercise_price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F6 · price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Common Stock.

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Common Stock.

SEC source: 0001209191-24-004818 · doc4.xml · nonDerivative · entry 2

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,522

F3 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of PRUs referenced in Footnote (1).

F4 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the PRUs referenced in Footnote (1).

F2 · balance_after: Amount excludes 143,813 restricted stock units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-004818 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Common Stock.

F2 · balance_after: Amount excludes 143,813 restricted stock units directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-004335 · doc4.xml · derivative · entry 5

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,224

Underlying: Common Stock · 12,834 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001209191-24-004335 · doc4.xml · derivative · entry 4

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,169 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F5 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

SEC source: 0001209191-24-004335 · doc4.xml · nonDerivative · entry 3

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,128

F3 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of PRSUs and RSUs referenced in Footnotes (1) and (2).

F4 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of the PRSUs and RSUs referenced in Footnotes (1) and (2).

SEC source: 0001209191-24-004335 · doc4.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of RSUs, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-24-004335 · doc4.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2020, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. This grant's performance metrics were the same as those applicable to performance-based equity awards awarded with respect to compensation for 2020 as previously reflected in the Company's proxy statement for the relevant year.

SEC source: 0001209191-24-003973 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,058

Underlying: Common Stock · 2,064 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 165 will vest on or around March 1, 2024, 765 will vest on or around March 2, 2026, and 1,134 will vest on or around March 1, 2027.

F3 · derivative.expiration_date: Of these RSUs, 165 will vest on or around March 1, 2024, 765 will vest on or around March 2, 2026, and 1,134 will vest on or around March 1, 2027.

F4 · balance_after: Amount excludes 100,847 shares of Common Stock directly or indirectly beneficially owned by the reporting person and 63,169 Performance-based Restricted Stock Units that will vest on or around March 1, 2024.

SEC source: 0001209191-24-003974 · doc4.xml · derivative · entry 4

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,813

Underlying: Common Stock · 1,842 shares

Expires not disclosed

F7 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F8 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F9 · derivative.exercise_date: Of these RSUs, 1,060 will vest on or around September 3, 2024 and 782 will vest on or around September 3, 2025.

F9 · derivative.expiration_date: Of these RSUs, 1,060 will vest on or around September 3, 2024 and 782 will vest on or around September 3, 2025.

F10 · balance_after: Amount excludes 73,741 shares of Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-24-003980 · doc4.xml · derivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,026

Underlying: Common Stock · 220,026 shares

Expires not disclosed

F4 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F5 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F4 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F4 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F6 · balance_after: Amount excludes 2,566,976 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-24-003980 · doc4.xml · derivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,025

Underlying: Common Stock · 321,025 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 11, 2024.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 11, 2024.

SEC source: 0001209191-24-003975 · doc4.xml · derivative · entry 1

Weideman Christian A. · CIK 0001898197 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,423

Underlying: Common Stock · 35,423 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 15, 2027.

F2 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 15, 2027.

F1 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 15, 2027.

SEC source: 0001209191-24-003977 · doc4.xml · derivative · entry 3

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F6 · security: Represents a prior grant of Stock Price Performance-based Restricted Participation Units ("Stock Price PRPUs") awarded in 2023 for which the minimum value condition has been satisfied and are scheduled to vest on or around August 23, 2026 (200,000 Stock Price PRPUs), August 23, 2028 (400,000 Stock Price PRPUs) and August 23, 2030 (400,000 Stock-Price PRPUs), in each case, subject to achievement of stock price milestones, which have not yet been achieved. The grant was previously reflected in the Company's annual report for the relevant year.

F7 · derivative.exercise_price: Each Stock Price PRPU represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F6 · price: Represents a prior grant of Stock Price Performance-based Restricted Participation Units ("Stock Price PRPUs") awarded in 2023 for which the minimum value condition has been satisfied and are scheduled to vest on or around August 23, 2026 (200,000 Stock Price PRPUs), August 23, 2028 (400,000 Stock Price PRPUs) and August 23, 2030 (400,000 Stock-Price PRPUs), in each case, subject to achievement of stock price milestones, which have not yet been achieved. The grant was previously reflected in the Company's annual report for the relevant year.

F8 · derivative.exercise_date: These Stock Price PRPUs will vest upon the achievement of certain stock price milestones as described in the Company's annual report for the relevant year.

F8 · derivative.expiration_date: These Stock Price PRPUs will vest upon the achievement of certain stock price milestones as described in the Company's annual report for the relevant year.

F9 · balance_after: Amount excludes 293,245 shares of Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-24-003977 · doc4.xml · derivative · entry 2

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,946

Underlying: Common Stock · 198,946 shares

Expires not disclosed

F4 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F5 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F4 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F4 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

SEC source: 0001209191-24-003977 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · CEO of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,539

Underlying: Common Stock · 168,539 shares

Expires not disclosed

F1 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year.

F3 · derivative.exercise_date: These PRPUs will vest on or around March 11, 2024.

F3 · derivative.expiration_date: These PRPUs will vest on or around March 11, 2024.

SEC source: 0001209191-24-003976 · doc4.xml · derivative · entry 1

Betsch Mary Ann · CIK 0001950604 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,303

Underlying: Common Stock · 30,303 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F2 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

F1 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 10, 2026.

SEC source: 0001209191-24-003974 · doc4.xml · derivative · entry 3

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 1,250,000 shares

Expires not disclosed

F4 · security: Represents a prior grant of Stock Price Performance-based Restricted Participation Units ("Stock Price PRPUs") awarded in 2023 for which the minimum value condition has been satisfied and are scheduled to vest on or around August 23, 2026 (250,000 Stock Price PRPUs), August 23, 2028 (500,000 Stock Price PRPUs) and August 23, 2030 (500,000 Stock-Price PRPUs), in each case, subject to achievement of stock price milestones, which have not yet been achieved. The grant was previously reflected in the Company's annual report for the relevant year.

F5 · derivative.exercise_price: Each Stock Price PRPU represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F4 · price: Represents a prior grant of Stock Price Performance-based Restricted Participation Units ("Stock Price PRPUs") awarded in 2023 for which the minimum value condition has been satisfied and are scheduled to vest on or around August 23, 2026 (250,000 Stock Price PRPUs), August 23, 2028 (500,000 Stock Price PRPUs) and August 23, 2030 (500,000 Stock-Price PRPUs), in each case, subject to achievement of stock price milestones, which have not yet been achieved. The grant was previously reflected in the Company's annual report for the relevant year.

F6 · derivative.exercise_date: These Stock Price PRPUs will vest upon the achievement of certain stock price milestones as described in the Company's annual report for the relevant year.

F4 · derivative.expiration_date: Represents a prior grant of Stock Price Performance-based Restricted Participation Units ("Stock Price PRPUs") awarded in 2023 for which the minimum value condition has been satisfied and are scheduled to vest on or around August 23, 2026 (250,000 Stock Price PRPUs), August 23, 2028 (500,000 Stock Price PRPUs) and August 23, 2030 (500,000 Stock-Price PRPUs), in each case, subject to achievement of stock price milestones, which have not yet been achieved. The grant was previously reflected in the Company's annual report for the relevant year.

F6 · derivative.expiration_date: These Stock Price PRPUs will vest upon the achievement of certain stock price milestones as described in the Company's annual report for the relevant year.

SEC source: 0001209191-24-003974 · doc4.xml · derivative · entry 2

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,121

Underlying: Common Stock · 138,340 shares

Expires not disclosed

F3 · derivative.exercise_price: These RPUs will vest on or around March 10, 2026.

F2 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F3 · derivative.exercise_date: These RPUs will vest on or around March 10, 2026.

F3 · derivative.expiration_date: These RPUs will vest on or around March 10, 2026.

SEC source: 0001209191-24-003974 · doc4.xml · derivative · entry 1

Orszag Peter Richard · CIK 0001837678 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,781

Underlying: Common Stock · 77,781 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Participation Units ("RPUs") will vest on or around March 11, 2024.

F2 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: These Restricted Participation Units ("RPUs") will vest on or around March 11, 2024.

F1 · derivative.expiration_date: These Restricted Participation Units ("RPUs") will vest on or around March 11, 2024.

SEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 8

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price.

F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F11 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 21, 2024 in trades with average execution prices ranging from $37.51 to $38.16, inclusive.

SEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 7

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5

F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price.

F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F10 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 21, 2024 in trades with average execution prices ranging from $37.09 to $37.50, inclusive.

SEC source: 0001209191-24-003863 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,169

Underlying: Common Stock · 63,169 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2020 for which performance conditions have been satisfied. This grant's performance metrics were the same as those applicable to performance-based equity awards awarded with respect to compensation for 2020 as previously reflected in the Company's proxy statement for the relevant year.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: These PRSUs will vest on or around March 1, 2024.

F3 · derivative.expiration_date: These PRSUs will vest on or around March 1, 2024.

SEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 6

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19

F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price.

F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F9 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 20, 2024 in trades with average execution prices ranging from $37.81 to $38.63, inclusive.

SEC source: 0001209191-24-003864 · doc4a.xml · nonDerivative · entry 5

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118

F4 · kind: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F4 · shares: In connection with the vesting of RSUs, the issuer permitted its employees to make an election during an open trading window while not in possession of material non-public information for an independent broker to sell shares of Common Stock in multiple transactions on the open market at prevailing market prices from February 14, 2024 through March 1, 2024. The Reporting Person irrevocably committed to sell an aggregate of 385 shares of Common Stock in accordance with the foregoing procedures. The independent broker completed the sales of all such shares of Common Stock on February 21, 2024.

F5 · price: This report is being filed to amend the Reporting Person's Form 4 filed on February 15, 2024, which Form 4 included an estimated transaction price.

F6 · price: The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

F8 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on February 16, 2024 in trades with average execution prices ranging from $37.73 to $38.20, inclusive.