Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2017 Filed Nov 21, 2017 18:13 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 3,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062165 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,387 Underlying: Class A Common Stock · 3,387 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 582 will vest on or around March 1, 2018, 1,457 will vest on or around March 1, 2019, and 1,348 will vest on or around March 2, 2020. F5 · derivative.expiration_date: Of these RSUs, 582 will vest on or around March 1, 2018, 1,457 will vest on or around March 1, 2019, and 1,348 will vest on or around March 2, 2020. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:13 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
Exercise / conversionRestricted Class A Common Stock | 3,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062165 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:15 UTC |
Russo Evan LChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062166 · doc4.xml · derivative · entry 1 Russo Evan L · CIK 0001717489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,025 Underlying: Class A Common Stock · 521 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 176 will vest on or around March 1, 2018, 227 will vest on or around March 1, 2019, and 118 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 176 will vest on or around March 1, 2018, 227 will vest on or around March 1, 2019, and 118 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 51,554 shares of Class A Common Stock and 25,641 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:17 UTC |
Stern Alexander F.Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 2,991 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062167 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,841 Underlying: Class A Common Stock · 2,991 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 820 will vest on or around March 1, 2018, 1,264 will vest on or around March 1, 2019, and 907 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 820 will vest on or around March 1, 2018, 1,264 will vest on or around March 1, 2019, and 907 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 101,184 shares of Class A Common Stock and 69,778 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:19 UTC |
RAGONE DOMINICKChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062168 · doc4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,246 Underlying: Class A Common Stock · 145 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 52 will vest on or around March 1, 2018, 61 will vest on or around March 1, 2019, and 32 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 52 will vest on or around March 1, 2018, 61 will vest on or around March 1, 2019, and 32 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 4,513 shares of Class A Common Stock and 11,405 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:10 UTC |
Hoffman Scott DCAO and General Counsel
|
GrantRestricted Stock Units · Derivative | 1,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062164 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,335 Underlying: Class A Common Stock · 1,697 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 484 will vest on or around March 1, 2018, 708 will vest on or around March 1, 2019, and 505 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 484 will vest on or around March 1, 2018, 708 will vest on or around March 1, 2019, and 505 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 43,607 shares of Class A Common Stock and 40,256 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 23:07 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Stock Units · Derivative | 2,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062161 · doc4.xml · derivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F4 · balance_after: Amount excludes 523,456 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 23:07 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
GrantRestricted Stock Units · Derivative | 2,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062161 · doc4.xml · derivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,255 Underlying: Class A Common Stock · 2,255 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Of these RSUs, 318 will vest on or around March 1, 2018, 992 will vest on or around March 1, 2019, and 945 will vest on or around March 2, 2020. F7 · derivative.expiration_date: Of these RSUs, 318 will vest on or around March 1, 2018, 992 will vest on or around March 1, 2019, and 945 will vest on or around March 2, 2020. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 23:07 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Tax withholdingRestricted Class A Common Stock | 1,260 | $46.00 | $57,960.00 |
DisclosureSEC source: 0001209191-17-062161 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,622 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on November 16, 2017, the trading day immediately preceding the settlement date. F4 · balance_after: Amount excludes 523,456 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 23:07 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Class A Common Stock | 2,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-062161 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 18:18 UTC |
PARSONS RICHARD DDirector
|
GrantDeferred Stock Units · Derivative | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061286 · doc4.xml · derivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,578 Underlying: Class A Common Stock · 678 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 18:12 UTC |
HAASS RICHARD NDirector
|
GrantDeferred Stock Units · Derivative | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061278 · doc4.xml · derivative · entry 1 HAASS RICHARD N · CIK 0001123553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,096 Underlying: Class A Common Stock · 339 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 18:14 UTC |
HEYER STEVEN JDirector
|
GrantDeferred Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061281 · doc4.xml · derivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,823 Underlying: Class A Common Stock · 896 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 18:16 UTC |
Mendillo Jane LDirector
|
GrantDeferred Stock Units · Derivative | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061284 · doc4.xml · derivative · entry 1 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,307 Underlying: Class A Common Stock · 690 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:11 UTC |
Alper Andrew MDirector
|
GrantDeferred Stock Units · Derivative | 738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061277 · doc4.xml · derivative · entry 1 Alper Andrew M · CIK 0001402373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,372 Underlying: Class A Common Stock · 738 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:50 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049855 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 3,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:50 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 3,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049855 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680 Underlying: Class A Common Stock · 3,680 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 632 will vest on or around March 1, 2018, 1,583 will vest on or around March 1, 2019, and 1,465 will vest on or around March 2, 2020. F5 · derivative.expiration_date: Of these RSUs, 632 will vest on or around March 1, 2018, 1,583 will vest on or around March 1, 2019, and 1,465 will vest on or around March 2, 2020. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:50 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
Exercise / conversionRestricted Class A Common Stock | 3,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049855 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:53 UTC |
Stern Alexander F.Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 3,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049857 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,850 Underlying: Class A Common Stock · 3,219 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 883 will vest on or around March 1, 2018, 1,360 will vest on or around March 1, 2019, and 976 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 883 will vest on or around March 1, 2018, 1,360 will vest on or around March 1, 2019, and 976 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 101,184 shares of Class A Common Stock and 69,778 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:57 UTC |
RAGONE DOMINICKChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049858 · doc4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,101 Underlying: Class A Common Stock · 156 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 55 will vest on or around March 1, 2018, 66 will vest on or around March 1, 2019, and 35 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 55 will vest on or around March 1, 2018, 66 will vest on or around March 1, 2019, and 35 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 4,513 shares of Class A Common Stock and 11,405 shares of restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 17:48 UTC |
Hoffman Scott DCAO and General Counsel
|
GrantRestricted Stock Units · Derivative | 1,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049854 · doc4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,638 Underlying: Class A Common Stock · 1,826 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 521 will vest on or around March 1, 2018, 762 will vest on or around March 1, 2019, and 543 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 521 will vest on or around March 1, 2018, 762 will vest on or around March 1, 2019, and 543 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 43,607 shares of Class A Common Stock and 40,256 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:42 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Stock Units · Derivative | 2,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049852 · doc4.xml · derivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F4 · balance_after: Amount excludes 523,456 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:42 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
GrantRestricted Stock Units · Derivative | 2,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049852 · doc4.xml · derivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449 Underlying: Class A Common Stock · 2,449 shares Expires not disclosed F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · derivative.exercise_date: Of these RSUs, 345 will vest on or around March 1, 2018, 1,078 will vest on or around March 1, 2019, and 1,026 will vest on or around March 2, 2020. F7 · derivative.expiration_date: Of these RSUs, 345 will vest on or around March 1, 2018, 1,078 will vest on or around March 1, 2019, and 1,026 will vest on or around March 2, 2020. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:42 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Tax withholdingRestricted Class A Common Stock | 1,368 | $42.42 | $58,030.56 |
DisclosureSEC source: 0001209191-17-049852 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,627 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on August 17, 2017, the trading day immediately preceding the settlement date. F4 · balance_after: Amount excludes 523,456 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:42 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Class A Common Stock | 2,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049852 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:45 UTC |
Bucaille MatthieuChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049853 · doc4.xml · derivative · entry 3 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 268,650 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:45 UTC |
Bucaille MatthieuChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 1,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049853 · doc4.xml · derivative · entry 2 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183 Underlying: Class A Common Stock · 1,183 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 211 will vest on or around March 1, 2018, 484 will vest on or around March 1, 2019, and 488 will vest on or around March 2, 2020. F5 · derivative.expiration_date: Of these RSUs, 211 will vest on or around March 1, 2018, 484 will vest on or around March 1, 2019, and 488 will vest on or around March 2, 2020. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:45 UTC |
Bucaille MatthieuChief Financial Officer
|
Exercise / conversionRestricted Class A Common Stock | 1,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049853 · doc4.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 268,650 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:48 UTC |
PARSONS RICHARD DDirector
|
GrantDeferred Stock Units · Derivative | 711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049285 · doc4.xml · derivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,900 Underlying: Class A Common Stock · 711 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:43 UTC |
HAASS RICHARD NDirector
|
GrantDeferred Stock Units · Derivative | 356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049283 · doc4.xml · derivative · entry 1 HAASS RICHARD N · CIK 0001123553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,757 Underlying: Class A Common Stock · 356 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:38 UTC |
HEYER STEVEN JDirector
|
GrantDeferred Stock Units · Derivative | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049280 · doc4.xml · derivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,927 Underlying: Class A Common Stock · 940 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:45 UTC |
Mendillo Jane LDirector
|
GrantDeferred Stock Units · Derivative | 724 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049284 · doc4.xml · derivative · entry 1 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617 Underlying: Class A Common Stock · 724 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 22:07 UTC |
Alper Andrew MDirector
|
GrantDeferred Stock Units · Derivative | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049274 · doc4.xml · derivative · entry 1 Alper Andrew M · CIK 0001402373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,634 Underlying: Class A Common Stock · 775 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 19:02 UTC |
PARSONS RICHARD DDirector
|
GrantDeferred Stock Units · Derivative | 3,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000794 · form4.xml · derivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,189 Underlying: Class A Common Stock · 3,461 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 18:59 UTC |
LASKAWY PHILIP ADirector
|
GrantDeferred Stock Units · Derivative | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000792 · form4.xml · derivative · entry 1 LASKAWY PHILIP A · CIK 0001099296 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,122 Underlying: Class A Common Stock · 3,832 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 3,000 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 18:55 UTC |
HAASS RICHARD NDirector
|
GrantDeferred Stock Units · Derivative | 3,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000788 · form4.xml · derivative · entry 1 HAASS RICHARD N · CIK 0001123553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,401 Underlying: Class A Common Stock · 3,461 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 18:56 UTC |
HEYER STEVEN JDirector
|
GrantDeferred Stock Units · Derivative | 4,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000789 · form4.xml · derivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,987 Underlying: Class A Common Stock · 4,574 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A common stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 18:57 UTC |
Jarrard MichelleDirector
|
GrantDeferred Stock Units · Derivative | 3,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000790 · form4.xml · derivative · entry 1 Jarrard Michelle · CIK 0001693850 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 Underlying: Class A Common Stock · 3,461 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A common stock on a one-for-one basis following the date the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 19:01 UTC |
Mendillo Jane LDirector
|
GrantDeferred Stock Units · Derivative | 3,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000793 · form4.xml · derivative · entry 1 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,893 Underlying: Class A Common Stock · 3,523 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:53 UTC |
Alper Andrew MDirector
|
GrantDeferred Stock Units · Derivative | 3,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000787 · form4.xml · derivative · entry 1 Alper Andrew M · CIK 0001402373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,859 Underlying: Class A Common Stock · 3,770 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:58 UTC |
Jay SylviaDirector
|
GrantDeferred Stock Units · Derivative | 3,647 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000791 · form4.xml · derivative · entry 1 Jay Sylvia · CIK 0001356372 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,111 Underlying: Class A Common Stock · 3,647 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 22:51 UTC |
Bucaille MatthieuChief Financial Officer
|
SaleClass A Common Stock | 90,000 | $44.81 | $4,032,990.00 |
DisclosureSEC source: 0000950157-17-000786 · form4.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,650 F1 · price: Reflects a weighted average purchase price of $44.811 per share, at prices ranging from $44.625 to $44.970 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amount excludes 122,127 shares of Restricted Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 22:44 UTC |
Turner Michael JFormer Director
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Exercise / conversionDeferred Stock Units · Derivative | 43,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000785 · form4.xml · derivative · entry 2 Turner Michael J · CIK 0001357124 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 43,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The DSUs were converted into Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: On April 25, 2017, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock on May 30, 2017 in connection with the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement. F1 · derivative.expiration_date: On April 25, 2017, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock on May 30, 2017 in connection with the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 22:44 UTC |
Turner Michael JFormer Director
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Exercise / conversionClass A Common Stock | 43,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000785 · form4.xml · nonDerivative · entry 1 Turner Michael J · CIK 0001357124 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 25, 2017, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock on May 30, 2017 in connection with the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:13 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
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Exercise / conversionRestricted Stock Units · Derivative | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000714 · form4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 3,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:13 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
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GrantRestricted Stock Units · Derivative | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000714 · form4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,584 Underlying: Class A Common Stock · 3,584 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 607 will vest on or around March 1, 2018, 1,519 will vest on or around March 1, 2019, and 1,458 will vest on or around March 2, 2020. F5 · derivative.expiration_date: Of these RSUs, 607 will vest on or around March 1, 2018, 1,519 will vest on or around March 1, 2019, and 1,458 will vest on or around March 2, 2020. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:13 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
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Exercise / conversionRestricted Class A Common Stock | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000714 · form4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:14 UTC |
Stern Alexander F.Chief Operating Officer
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GrantRestricted Stock Units · Derivative | 3,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000715 · form4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,631 Underlying: Class A Common Stock · 3,061 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 840 will vest on or around March 1, 2018, 1,293 will vest on or around March 1, 2019, and 928 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 840 will vest on or around March 1, 2018, 1,293 will vest on or around March 1, 2019, and 928 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 101,184 shares of Class A Common Stock and 69,778 PRSUs beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:16 UTC |
RAGONE DOMINICKChief Accounting Officer
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GrantRestricted Stock Units · Derivative | 147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000717 · form4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,945 Underlying: Class A Common Stock · 147 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 52 will vest on or around March 1, 2018, 62 will vest on or around March 1, 2019, and 33 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 52 will vest on or around March 1, 2018, 62 will vest on or around March 1, 2019, and 33 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 4,513 shares of Class A Common Stock and 11,405 shares of restricted Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 18:11 UTC |
Hoffman Scott DGeneral Counsel
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GrantRestricted Stock Units · Derivative | 1,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000713 · form4.xml · derivative · entry 1 Hoffman Scott D · CIK 0001326139 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,812 Underlying: Class A Common Stock · 1,738 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 496 will vest on or around March 1, 2018, 725 will vest on or around March 1, 2019, and 517 will vest on or around March 2, 2020. F3 · derivative.expiration_date: Of these RSUs, 496 will vest on or around March 1, 2018, 725 will vest on or around March 1, 2019, and 517 will vest on or around March 2, 2020. F4 · balance_after: Amount excludes 43,607 shares of Class A Common Stock and 40,256 PRSUs beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.