Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lazard, Inc.
Report date October 04, 2017 · Filed October 04, 2017
Section 16 reporting ended · disclosed 2017-10-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2017 Filed Aug 22, 2017 21:45 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049853 · doc4.xml · derivative · entry 3 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 268,650 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:45 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049853 · doc4.xml · derivative · entry 2 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183 Underlying: Class A Common Stock · 1,183 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 211 will vest on or around March 1, 2018, 484 will vest on or around March 1, 2019, and 488 will vest on or around March 2, 2020. F5 · derivative.expiration_date: Of these RSUs, 211 will vest on or around March 1, 2018, 484 will vest on or around March 1, 2019, and 488 will vest on or around March 2, 2020. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:45 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049853 · doc4.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 268,650 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 22:51 UTC | Lazard, Inc. LAZ · Entity 4031 | SaleClass A Common Stock | 90,000 | $44.81 | $4,032,990.00 |
DisclosureSEC source: 0000950157-17-000786 · form4.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,650 F1 · price: Reflects a weighted average purchase price of $44.811 per share, at prices ranging from $44.625 to $44.970 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amount excludes 122,127 shares of Restricted Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 22:09 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000712 · form4.xml · derivative · entry 3 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accorance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accorance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accorance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accorance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 358,650 shares of Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 22:09 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000712 · form4.xml · derivative · entry 2 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Class A Common Stock · 1,152 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 202 will vest on or around March 1, 2018, 464 will vest on or around March 1, 2019, and 486 will vest on or around March 2, 2020. F5 · derivative.expiration_date: Of these RSUs, 202 will vest on or around March 1, 2018, 464 will vest on or around March 1, 2019, and 486 will vest on or around March 2, 2020. Read SEC document |
| May 19, 2017 Filed May 23, 2017 22:09 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000712 · form4.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accorance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 358,650 shares of Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| May 15, 2017 Filed May 15, 2017 22:04 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000652 · form4.xml · derivative · entry 2 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") that were previously granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of an underlying Performance-based Restricted Stock Unit ("PRSU") award are no longer subject to the service-based vesting requirements contained in the underlying award agreement. Such RSUs have now become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth in the award agreement. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") that were previously granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of an underlying Performance-based Restricted Stock Unit ("PRSU") award are no longer subject to the service-based vesting requirements contained in the underlying award agreement. Such RSUs have now become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth in the award agreement. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") that were previously granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of an underlying Performance-based Restricted Stock Unit ("PRSU") award are no longer subject to the service-based vesting requirements contained in the underlying award agreement. Such RSUs have now become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth in the award agreement. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") that were previously granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of an underlying Performance-based Restricted Stock Unit ("PRSU") award are no longer subject to the service-based vesting requirements contained in the underlying award agreement. Such RSUs have now become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth in the award agreement. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") that were previously granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of an underlying Performance-based Restricted Stock Unit ("PRSU") award are no longer subject to the service-based vesting requirements contained in the underlying award agreement. Such RSUs have now become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth in the award agreement. F2 · balance_after: Amount excludes 358,650 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 15, 2017 Filed May 15, 2017 22:04 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000652 · form4.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. As a result, certain Restricted Stock Units ("RSUs") that were previously granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of an underlying Performance-based Restricted Stock Unit ("PRSU") award are no longer subject to the service-based vesting requirements contained in the underlying award agreement. Such RSUs have now become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth in the award agreement. F2 · balance_after: Amount excludes 358,650 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 58,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000018 · edgar.xml · nonDerivative · entry 2 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. F2 · balance_after: Amount excludes 1,880 RSUs beneficially owned by the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:21 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 58,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000018 · edgar.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2013, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 6,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 8 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,880 Underlying: Restricted Class A Common Stock · 6,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. F4 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. F4 · derivative.exercise_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. F4 · derivative.expiration_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. F5 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 7,962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 7 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,962 Underlying: Class A Common Stock · 7,962 shares Expires not disclosed F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F9 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F10 · derivative.exercise_date: Of these RSUs, 2,382 will vest on or around March 1, 2017, 1,217 will vest on or around March 1, 2018, 2,483 will vest on or around March 1, 2019 and 1,880 will vest on or around March 2, 2020. As discussed in Footnote (2) above, the reporting person was permitted to sell a portion of the shares of Class A Common Stock underlying these RSUs in order to cover the estimated taxes. F10 · derivative.expiration_date: Of these RSUs, 2,382 will vest on or around March 1, 2017, 1,217 will vest on or around March 1, 2018, 2,483 will vest on or around March 1, 2019 and 1,880 will vest on or around March 2, 2020. As discussed in Footnote (2) above, the reporting person was permitted to sell a portion of the shares of Class A Common Stock underlying these RSUs in order to cover the estimated taxes. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerRestricted Class A Common Stock | 3,136 | $42.58 | $133,530.88 |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 4 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,434 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs or RSUs, as applicable. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs and RSUs referenced in Footnote (2). F5 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 6,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 3 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 91,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 6 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 91,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 91,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 5 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,465 Underlying: Class A Common Stock · 91,465 shares Expires not disclosed F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerRestricted Class A Common Stock | 47,169 | $43.04 | $2,030,153.76 |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 2 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,488 F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs or RSUs, as applicable. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs and RSUs referenced in Footnote (2). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:08 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 91,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 23:15 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-16-000108 · edgar.xml · derivative · entry 3 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied. F2 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 23:15 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001311370-16-000108 · edgar.xml · derivative · entry 2 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151 Underlying: Class A Common Stock · 1,151 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 204 will vest on or around March 1, 2017, 312 will vest on or around March 1, 2018, and 635 will vest on or around March 1, 2019. F5 · derivative.expiration_date: Of these RSUs, 204 will vest on or around March 1, 2017, 312 will vest on or around March 1, 2018, and 635 will vest on or around March 1, 2019. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 23:15 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001311370-16-000108 · edgar.xml · nonDerivative · entry 1 Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied. F2 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.