Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
GrantPerformance-based Restricted Participation Units · Derivative | 30,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · derivative · entry 7 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,609 Underlying: Class A Common Stock · 30,609 shares Expires not disclosed F6 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F7 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F6 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F8 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2022. F8 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2022. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 122,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 122,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
GrantPerformance-based Restricted Stock Units · Derivative | 122,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,096 Underlying: Class A Common Stock · 122,096 shares Expires not disclosed F4 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F5 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Tax withholdingClass A Common Stock | 64,980 | $42.45 | $2,758,401.00 |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionClass A Common Stock | 64,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Class A Common Stock | 64,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of PRSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:14 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Class A Common Stock | 122,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012173 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 19:56 UTC |
PARSONS RICHARD DDirector
|
GrantDeferred Stock Units · Derivative | 1,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010399 · doc4.xml · derivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,482 Underlying: Class A Common Stock · 1,011 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 19:52 UTC |
HAASS RICHARD NDirector
|
GrantDeferred Stock Units · Derivative | 825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010391 · doc4.xml · derivative · entry 1 HAASS RICHARD N · CIK 0001123553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,243 Underlying: Class A Common Stock · 825 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 19:53 UTC |
HEYER STEVEN JDirector
|
GrantDeferred Stock Units · Derivative | 891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010393 · doc4.xml · derivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,395 Underlying: Class A Common Stock · 891 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 19:55 UTC |
Mendillo Jane LDirector
|
GrantDeferred Stock Units · Derivative | 838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010397 · doc4.xml · derivative · entry 1 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,717 Underlying: Class A Common Stock · 838 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 00:50 UTC |
Alper Andrew MDirector
|
GrantDeferred Stock Units · Derivative | 851 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010388 · doc4.xml · derivative · entry 1 Alper Andrew M · CIK 0001402373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,039 Underlying: Class A Common Stock · 851 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| February 13, 2020 Filed Feb 19, 2020 01:03 UTC |
Soto AlexandraExec Human Capital & Workplace
|
GrantRestricted Stock Units · Derivative | 56,989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-010407 · doc4.xml · derivative · entry 1 Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,497 Underlying: Class A Common Stock · 56,989 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: Of these RSUs, 38,233 will vest on or around March 1, 2022 and 18,756 will vest on or around March 1, 2023. F2 · derivative.expiration_date: Of these RSUs, 38,233 will vest on or around March 1, 2022 and 18,756 will vest on or around March 1, 2023. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:06 UTC |
RAGONE DOMINICKChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 8,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-010408 · doc4.xml · derivative · entry 2 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,711 Underlying: Class A Common Stock · 8,108 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock of Lazard Ltd. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock of Lazard Ltd. F1 · derivative.exercise_date: The shares of restricted Class A Common Stock and the Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F1 · derivative.expiration_date: The shares of restricted Class A Common Stock and the Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. F3 · balance_after: Amount excludes 13,531 shares of unrestricted Class A Common Stock directly or indirectly beneficially owned outright by the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 20:06 UTC |
RAGONE DOMINICKChief Accounting Officer
|
GrantRestricted Class A Common Stock | 8,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010408 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,318 F1 · security: The shares of restricted Class A Common Stock and the Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:30 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058209 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:30 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 2,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058209 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167 Underlying: Class A Common Stock · 2,167 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 948 will vest on or around March 2, 2020 and 1,219 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 948 will vest on or around March 2, 2020 and 1,219 will vest on or around March 1, 2021. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:30 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
Exercise / conversionRestricted Class A Common Stock | 2,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058209 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:32 UTC |
Soto AlexandraExec Human Capital & Workplace
|
GrantRestricted Stock Units · Derivative | 1,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058212 · doc4.xml · derivative · entry 1 Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,508 Underlying: Class A Common Stock · 1,380 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 340 will vest on or around March 2, 2020, 452 will vest on or around March 1, 2021, and 588 will vest on or around March 1, 2022. F3 · derivative.expiration_date: Of these RSUs, 340 will vest on or around March 2, 2020, 452 will vest on or around March 1, 2021, and 588 will vest on or around March 1, 2022. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:31 UTC |
Russo Evan LChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058211 · doc4.xml · derivative · entry 1 Russo Evan L · CIK 0001717489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,534 Underlying: Class A Common Stock · 531 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 226 will vest on or around March 2, 2020 and 305 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 226 will vest on or around March 2, 2020 and 305 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 86,634 shares of Class A Common Stock and 4,080 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 20:01 UTC |
Stern Alexander F.President
|
GrantRestricted Stock Units · Derivative | 2,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058218 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,320 Underlying: Class A Common Stock · 2,528 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,438 will vest on or around March 2, 2020 and 1,090 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,438 will vest on or around March 2, 2020 and 1,090 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 283,595 shares of Class A Common Stock and 67,680 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:31 UTC |
RAGONE DOMINICKChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058210 · doc4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,603 Underlying: Class A Common Stock · 231 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 76 will vest on or around March 2, 2020, 83 will vest on or around March 1, 2021, and 72 will vest on or around March 1, 2022. F3 · derivative.expiration_date: Of these RSUs, 76 will vest on or around March 2, 2020, 83 will vest on or around March 1, 2021, and 72 will vest on or around March 1, 2022. F4 · balance_after: Amount excludes 13,531 shares of Class A Common Stock and 12,210 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:29 UTC |
Hoffman Scott DCAO and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058208 · doc4.xml · derivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 114,909 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:29 UTC |
Hoffman Scott DCAO and General Counsel
|
GrantRestricted Stock Units · Derivative | 756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058208 · doc4.xml · derivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756 Underlying: Class A Common Stock · 756 shares Expires not disclosed F3 · security: RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 336 will vest on or around March 2, 2020 and 420 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 336 will vest on or around March 2, 2020 and 420 will vest on or around March 1, 2021. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:29 UTC |
Hoffman Scott DCAO and General Counsel
|
Exercise / conversionRestricted Class A Common Stock | 756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058208 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 114,909 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Stock Units · Derivative | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · derivative · entry 6 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
GrantRestricted Stock Units · Derivative | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · derivative · entry 5 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Class A Common Stock · 1,542 shares Expires not disclosed F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 664 will vest on or around March 2, 2020 and 878 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 664 will vest on or around March 2, 2020 and 878 will vest on or around March 1, 2021. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Tax withholdingClass A Common Stock | 822 | $37.16 | $30,545.52 |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 4 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,503 F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (1). Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionClass A Common Stock | 822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 3 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Class A Common Stock | 822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 2 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs. Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 00:29 UTC |
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
|
Exercise / conversionRestricted Class A Common Stock | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058207 · doc4.xml · nonDerivative · entry 1 BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion retained by the Company in order to cover taxes required to be withheld, will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:59 UTC |
PARSONS RICHARD DDirector
|
GrantDeferred Stock Units · Derivative | 1,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057297 · doc4.xml · derivative · entry 1 PARSONS RICHARD D · CIK 0001008086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,471 Underlying: Class A Common Stock · 1,132 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:46 UTC |
HAASS RICHARD NDirector
|
GrantDeferred Stock Units · Derivative | 924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057279 · doc4.xml · derivative · entry 1 HAASS RICHARD N · CIK 0001123553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,418 Underlying: Class A Common Stock · 924 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:57 UTC |
HEYER STEVEN JDirector
|
GrantDeferred Stock Units · Derivative | 998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057292 · doc4.xml · derivative · entry 1 HEYER STEVEN J · CIK 0001161492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,504 Underlying: Class A Common Stock · 998 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:58 UTC |
Mendillo Jane LDirector
|
GrantDeferred Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057295 · doc4.xml · derivative · entry 1 Mendillo Jane L · CIK 0001672424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,879 Underlying: Class A Common Stock · 938 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:45 UTC |
Alper Andrew MDirector
|
GrantDeferred Stock Units · Derivative | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057278 · doc4.xml · derivative · entry 1 Alper Andrew M · CIK 0001402373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,188 Underlying: Class A Common Stock · 953 shares Expires not disclosed F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement. F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 18:00 UTC |
RAGONE DOMINICKChief Accounting Officer
|
SaleClass A Common Stock | 4,293 | $38.62 | $165,791.37 |
DisclosureSEC source: 0001209191-19-056154 · doc4.xml · nonDerivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,531 F1 · price: Reflects a weighted average purchase price of $38.619 per share, at prices ranging from $38.61 to $38.66 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amount excludes 18,372 Restricted Stock Units and 12,210 shares of Restricted Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:59 UTC |
Hoffman Scott DCAO and General Counsel
|
SaleClass A Common Stock | 40,000 | $38.25 | $1,530,136.00 |
DisclosureSEC source: 0001209191-19-056151 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,909 F1 · price: Reflects a weighted average purchase price of $38.2534 per share, at prices ranging from $38.01 to $38.50 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. F2 · balance_after: Amount excludes 24,388 shares of Restricted Class A Common Stock beneficially owned by the reporting person. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 20:28 UTC |
Hoffman Scott DCAO and General Counsel
|
SaleClass A Common Stock | 30,000 | $34.04 | $1,021,296.00 |
DisclosureSEC source: 0001209191-19-047198 · doc4.xml · nonDerivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,909 F2 · shares: Represents shares of Class A Common Stock sold primarily to cover the remaining amount of estimated taxes arising from previously reported settlements of Performance-based Restricted Stock Units and RSUs. F3 · price: Reflects a weighted average purchase price of $34.0432 per share, at prices ranging from $34.00 to $34.34 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 20:28 UTC |
Hoffman Scott DCAO and General Counsel
|
Exercise / conversionClass A Common Stock | 886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-047198 · doc4.xml · nonDerivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with previously reported settlements of Restricted Stock Units ("RSUs") (in accordance with the applicable award agreement). Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 20:28 UTC |
Hoffman Scott DCAO and General Counsel
|
Exercise / conversionRestricted Class A Common Stock | 886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-047198 · doc4.xml · nonDerivative · entry 1 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with previously reported settlements of Restricted Stock Units ("RSUs") (in accordance with the applicable award agreement). Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 22:27 UTC |
Soto AlexandraExec Human Capital & Workplace
|
GrantRestricted Stock Units · Derivative | 1,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046884 · doc4.xml · derivative · entry 1 Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,128 Underlying: Class A Common Stock · 1,545 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 380 will vest on or around March 2, 2020, 508 will vest on or around March 1, 2021, and 657 will vest on or around March 1, 2022. F3 · derivative.expiration_date: Of these RSUs, 380 will vest on or around March 2, 2020, 508 will vest on or around March 1, 2021, and 657 will vest on or around March 1, 2022. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:25 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046881 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:25 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 2,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046881 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 Underlying: Class A Common Stock · 2,458 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 1,075 will vest on or around March 2, 2020 and 1,383 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 1,075 will vest on or around March 2, 2020 and 1,383 will vest on or around March 1, 2021. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:25 UTC |
JACOBS KENNETH MDirector · Chairman and CEO
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Exercise / conversionRestricted Class A Common Stock | 2,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046881 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:27 UTC |
Russo Evan LChief Financial Officer
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GrantRestricted Stock Units · Derivative | 594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046883 · doc4.xml · derivative · entry 1 Russo Evan L · CIK 0001717489 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,003 Underlying: Class A Common Stock · 594 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 253 will vest on or around March 2, 2020 and 341 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 253 will vest on or around March 2, 2020 and 341 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 86,634 shares of Class A Common Stock and 4,080 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:28 UTC |
Stern Alexander F.President
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GrantRestricted Stock Units · Derivative | 2,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046886 · doc4.xml · derivative · entry 1 Stern Alexander F. · CIK 0001450474 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,792 Underlying: Class A Common Stock · 2,829 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 1,609 will vest on or around March 2, 2020 and 1,220 will vest on or around March 1, 2021. F3 · derivative.expiration_date: Of these RSUs, 1,609 will vest on or around March 2, 2020 and 1,220 will vest on or around March 1, 2021. F4 · balance_after: Amount excludes 283,595 shares of Class A Common Stock and 67,680 PRSUs directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:29 UTC |
RAGONE DOMINICKChief Accounting Officer
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GrantRestricted Stock Units · Derivative | 259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046887 · doc4.xml · derivative · entry 1 RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,372 Underlying: Class A Common Stock · 259 shares Expires not disclosed F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: Of these RSUs, 85 will vest on or around March 2, 2020, 93 will vest on or around March 1, 2021, and 81 will vest on or around March 1, 2022. F3 · derivative.expiration_date: Of these RSUs, 85 will vest on or around March 2, 2020, 93 will vest on or around March 1, 2021, and 81 will vest on or around March 1, 2022. F4 · balance_after: Amount excludes 17,824 shares of Class A Common Stock and 12,210 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:24 UTC |
Hoffman Scott DCAO and General Counsel
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Exercise / conversionRestricted Stock Units · Derivative | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046880 · doc4.xml · derivative · entry 3 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 184,023 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:24 UTC |
Hoffman Scott DCAO and General Counsel
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GrantRestricted Stock Units · Derivative | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046880 · doc4.xml · derivative · entry 2 Hoffman Scott D · CIK 0001326139 · CAO and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 Underlying: Class A Common Stock · 858 shares Expires not disclosed F3 · security: RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 381 will vest on or around March 2, 2020 and 477 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 381 will vest on or around March 2, 2020 and 477 will vest on or around March 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.