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Nasdaq · USD

LASR

NLIGHT, INC.

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4397
SEC CIK
0001124796
Parsed reports
416

Last 12 months

Inside the activity.

0 purchase rows · 95 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202604
Feb 202600
Mar 2026019
Apr 202600
May 2026035
Jun 2026010
Jul 202600
Aug 202608
Sep 202609
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 18, 2019 19:53 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · derivative · entry 7

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · derivative · entry 6

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F4 · derivative.expiration_date: This option expires on February 26, 2025.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · derivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2018.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC
Martinsen RobertChief Technology Officer
SaleCommon Stock 1,500 $20.00 $30,000.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:08 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 445 $17.53 $7,800.85
Disclosure

SEC source: 0001124796-19-000124 · wf-form4_157419769409902.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,607

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2019 through November 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
GrantCommon Stock 338 $17.53 $5,925.14
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,493

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2019 through November 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:06 UTC
Bareket RanChief Financial Officer
GrantCommon Stock 445 $17.53 $7,800.85
Disclosure

SEC source: 0001124796-19-000122 · wf-form4_157419760057550.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,778

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2019 through November 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · derivative · entry 6

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · derivative · entry 5

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · derivative · entry 4

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2025-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became fully vested and exercisable on January 21, 2016.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 36,000 $0.75 $27,000.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 24,000 $0.75 $18,000.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 16:58 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 36,000 $0.75 $27,000.00
Disclosure

SEC source: 0001124796-19-000110 · wf-form4_157366432262266.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · derivative · entry 7

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F5 · derivative.expiration_date: This option expires on February 26, 2025.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · derivative · entry 6

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2018.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · derivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2019.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC
Martinsen RobertChief Technology Officer
SaleCommon Stock 1,500 $17.00 $25,500.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · nonDerivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:39 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000092 · wf-form4_156218993976560.xml · derivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 1,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:39 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000092 · wf-form4_156218993976560.xml · derivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This holding was incorrectly reported as "Common Stock" on the Form 4 filed on June 4, 2019. This holding is now accurately reported as "Stock Option (Right to Buy)" on this Form 4.

F4 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F5 · derivative.expiration_date: This option expires on February 26, 2025

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:39 UTC
Martinsen RobertChief Technology Officer
SaleCommon Stock 1,500 $20.04 $30,060.00
Disclosure

SEC source: 0001124796-19-000092 · wf-form4_156218993976560.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $19.74 to $20.31 per share. The weighted average price per share was $20.04. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:39 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,000 $0.75 $750.00
Disclosure

SEC source: 0001124796-19-000092 · wf-form4_156218993976560.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:39 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000092 · wf-form4_156218993976560.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:37 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-19-000091 · wf-form4_156218985014049.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,691

Underlying: Common Stock · 5,000 shares

Expires 2028-02-17

F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:37 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001124796-19-000091 · wf-form4_156218985014049.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:37 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 5,000 $9.70 $48,500.00
Disclosure

SEC source: 0001124796-19-000091 · wf-form4_156218985014049.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,333

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:16 UTC OtherStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001124796-19-000088 · wf-form4_156097899757482.xml · derivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 4,000 shares

Expires 2027-05-26

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on June 1, 2018, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:16 UTC OtherCommon Stock 4,000 $1.45 $5,800.00
Disclosure

SEC source: 0001124796-19-000088 · wf-form4_156097899757482.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,984

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:23 UTC
Locke GaryDirector
GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000079 · wf-form4_156028819942635.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:28 UTC GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000084 · wf-form4_156028848695030.xml · nonDerivative · entry 1

Gossman William · CIK 0001738257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,824

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:27 UTC GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000083 · wf-form4_156028842995233.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,984

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:26 UTC GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000082 · wf-form4_156028840211334.xml · nonDerivative · entry 1

MOORE GEOFFREY · CIK 0001247627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,152

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:25 UTC GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000081 · wf-form4_156028828725054.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:24 UTC GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000080 · wf-form4_156028823933533.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,904

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 22:40 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000068 · wf-form4_155968799983740.xml · derivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,730

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

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June 03, 2019 Filed Jun 4, 2019 22:40 UTC
Martinsen RobertChief Technology Officer
SaleCommon Stock 500 $18.38 $9,190.00
Disclosure

SEC source: 0001124796-19-000068 · wf-form4_155968799983740.xml · nonDerivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported transaction involves sale transactions from $18.09 to $18.66 per share. The weighted average price per share was $18.38. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

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June 03, 2019 Filed Jun 4, 2019 22:40 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000068 · wf-form4_155968799983740.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2019 Filed Jun 5, 2020 22:20 UTC
Bareket RanChief Financial Officer
Tax withholdingCommon Stock 609 $18.69 $11,382.21
Disclosure

SEC source: 0001124796-20-000082 · wf-form4_159139562622519.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,790

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

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June 01, 2019 Filed Jun 5, 2020 22:19 UTC
Martinsen RobertChief Technology Officer
Tax withholdingCommon Stock 1,046 $18.69 $19,549.74
Disclosure

SEC source: 0001124796-20-000080 · wf-form4_159139553115910.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,427

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

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June 01, 2019 Filed Jun 5, 2020 22:16 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 1,218 $18.69 $22,764.42
Disclosure

SEC source: 0001124796-20-000078 · wf-form4_159139536831964.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,686

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

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May 31, 2019 Filed Jun 4, 2019 22:43 UTC
Bareket RanChief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000071 · wf-form4_155968821689393.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F2 · shares: Acquisition represents award of restricted stock for no cash consideration. One-third of the shares subject to the award vest on June 1, 2020, and one-third of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

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May 31, 2019 Filed Jun 4, 2019 22:43 UTC
Bareket RanChief Financial Officer
GrantCommon Stock 53,333 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000071 · wf-form4_155968821689393.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,333

F1 · shares: Acquisition represents award of restricted stock for no cash consideration. One-fourth of the shares subject to the award vest on June 1, 2020, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

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May 31, 2019 Filed Jun 4, 2019 22:34 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000066 · wf-form4_155968764745680.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,162

F1 · shares: Acquisition represents award of restricted stock for no cash consideration. One-fourth of the shares subject to the award vest on June 1, 2020, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

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May 31, 2019 Filed Jun 4, 2019 22:40 UTC
Martinsen RobertChief Technology Officer
GrantCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000068 · wf-form4_155968799983740.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F2 · shares: Acquisition represents award of restricted stock for no cash consideration. One-fourth of the shares subject to the award vest on June 1, 2020, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

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May 17, 2019 Filed May 17, 2019 22:54 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 435 $22.16 $9,639.60
Disclosure

SEC source: 0001124796-19-000064 · wf-form4_155813362830660.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.