Locke Gary

SEC source: 0001628280-26-042025 · wk-form4_1781049763.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,003

F1 · shares: The number of restricted stock units issued represents the quotient of (A) annual RSU compensation for service on the Issuer's board of directors divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on the earlier of June 5, 2027, or the day prior to the date of the 2027 annual meeting, subject to the non-employee director continuing to be a service provider through the applicable vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

SEC source: 0001628280-26-016970 · wk-form4_1773273114.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,725 shares

Expires 2027-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant became fully vested and exercisable on Aug 3, 2022.

SEC source: 0001628280-26-016970 · wk-form4_1773273114.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes common stock owned and unvested restricted stock units.

SEC source: 0001411579-26-000033 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,658

F1 · security: Shares of the Issuer's Class A common stock were granted under the Issuer's 2024 Equity Incentive Plan pursuant to its Non-Employee Director Compensation Program. The Common Shares must be retained for one year or until the end of the Reporting Person's service on the Issuer's board of directors, if earlier.

SEC source: 0001628280-26-000997 · wk-form4_1767743355.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,849

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2026 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

SEC source: 0001124796-25-000085 · wk-form4_1749777556.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,042

F1 · shares: The number of restricted stock units issued represents the quotient of (A) annual RSU compensation for service on the Issuer's board of directors divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on the earlier of June 10, 2026, or the day prior to the date of the 2026 annual meeting, subject to the non-employee director continuing to be a service provider through the applicable vesting date.

SEC source: 0001411579-25-000021 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,039

F1 · security: Shares of the Issuer's Class A common stock were granted under the Issuer's 2024 Equity Incentive Plan pursuant to its Non-Employee Director Compensation Program. The shares must be retained for one year or until the end of the Reporting Person's service on the Issuer's board of directors, if earlier.

SEC source: 0001124796-25-000006 · wk-form4_1736215041.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,408

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2025 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

SEC source: 0001411579-24-000047 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,831

F1 · security: Shares of the Issuer's Class A common stock were granted under the Issuer's 2024 Equity Incentive Plan pursuant to its Non-Employee Director Compensation Program. The Common Shares must be retained for one year or until the end of the Reporting Person's service on the Issuer's board of directors, if earlier.

SEC source: 0001124796-24-000084 · wk-form4_1718038174.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,428

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date.

SEC source: 0001411579-23-000066 · primary_doc.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 4,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F3 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

F3 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.

SEC source: 0001411579-23-000066 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 25, 2023, each APEU (defined in footnote 3 below) automatically converted into one-tenth of a share of Issuer's Class A Common Stock ("Common Stock").

F2 · balance_after: On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

SEC source: 0001124796-23-000062 · wk-form4_1686613508.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,784

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

SEC source: 0001411579-23-000017 · primary_doc.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884

Underlying: Class A Common Stock · 19,212 shares

Expires not disclosed

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F3 · security: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.exercise_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · derivative.expiration_date: Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

SEC source: 0001411579-23-000017 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,366

F1 · security: Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were granted under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The Common Shares and APEUs must be retained for one year or until the end of the Reporting Person's service, if earlier.

F2 · balance_after: Does not include 42,884 outstanding APEUs which, when combined with the ownership reported above, would represent a total of 77,250 equity interests.

SEC source: 0001124796-23-000010 · wf-form4_167295431818759.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,335

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

SEC source: 0001411579-22-000062 · primary_doc.xml · derivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,672

Underlying: Class A CommonStock · 23,672 shares

Expires not disclosed

F1 · security: Each AMC Preferred Equity Unit ("APEU") is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a share of the Issuer's Class A Common Stock ("Common Stock") and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) share of Common Stock upon an approval by the Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F2 · kind: The APEUs were distributed as a dividend on outstanding Common Stock with each holder receiving one (1) APEU for each share of Common Stock held (the "Dividend").

F1 · derivative.exercise_date: Each AMC Preferred Equity Unit ("APEU") is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a share of the Issuer's Class A Common Stock ("Common Stock") and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) share of Common Stock upon an approval by the Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F1 · derivative.expiration_date: Each AMC Preferred Equity Unit ("APEU") is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a share of the Issuer's Class A Common Stock ("Common Stock") and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) share of Common Stock upon an approval by the Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.

F3 · balance_after: Does not include 23,672 shares of outstanding Common Stock which, when combined with the ownership reported above, would represent a total of 47,344 equity interests.

SEC source: 0001124796-22-000088 · wf-form4_165515410391404.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,279

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

SEC source: 0001411579-22-000040 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,672

F1 · security: This transaction was an award under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The stock must be retained for one year or until the end of the Director's service on the Board, if earlier.

SEC source: 0001124796-22-000008 · wf-form4_164149271375020.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,380

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2022 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

SEC source: 0001654708-21-000001 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,722

SEC source: 0001124796-21-000116 · wf-form4_162371729543846.xml · nonDerivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

F2 · shares: Grant of restricted stock units vesting 100% on December 31, 2021 subject to the Director's continued service with the Company through the vesting date.

SEC source: 0001124796-21-000116 · wf-form4_162371729543846.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 10, 2022, or the day prior to the date of the 2022 annual meeting, subject to the Director's continued service with the Company through the vesting date.

SEC source: 0001411579-21-000045 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,565

F1 · price: The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $49.50 to $50.02, inclusive. The reporting person undertakes to provide the Issuer, any security holder of Issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001411579-21-000008 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,858

F1 · security: This transaction was an award under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. The stock must be retained for three years or until the end of the Director's service on the Board, if earlier.

SEC source: 0001124796-21-000006 · wf-form4_160996666486968.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,953

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

SEC source: 0001209191-20-038036 · doc4.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001209191-20-038036 · doc4.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 15, 2019.

SEC source: 0001124796-20-000086 · wf-form4_159165535492322.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,425

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 4, 2021 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

SEC source: 0001209191-20-022247 · doc4.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

Underlying: Common Stock · 816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001209191-20-022247 · doc4.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

SEC source: 0001411579-20-000028 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,136

F1 · security: This transaction was an award under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. Each eligible Director received a stock grant valued at $70,000 and could also elect to receive a portion of the annual cash retainer in stock. The number of shares was determined using the stock's five day trailing average closing price. The stock must be retained for three years or until the end of the Director's service on the Board, if earlier.

SEC source: 0001124796-20-000004 · wf-form4_157835279821946.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2020 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

SEC source: 0001567619-20-000110 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633

Underlying: Common Stock · 817 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001567619-20-000110 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

SEC source: 0001567619-19-018961 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 816 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001567619-19-018961 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the reporting person on August 15, 2019.

SEC source: 0001567619-19-017218 · doc1.xml · derivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 3,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F2 · derivative.expiration_date: The RSUs will vest in substantially equal increments on each of September 30, 2019, December 31, 2019, March 31, 2020, and the earlier of (i) June 30, 2020 and (ii) the date immediately preceding the Issuer's 2020 annual meeting of shareholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

SEC source: 0001567619-19-013896 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 15, 2018.

F3 · derivative.exercise_date: 100% of the RSUs vested on June 21, 2019. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on June 21, 2019. Shares of the Issuer's common stock were delivered to the Reporting Person upon vesting.

SEC source: 0001567619-19-013896 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 15, 2018.

SEC source: 0001124796-19-000079 · wf-form4_156028819942635.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

SEC source: 0001411579-19-000024 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,423

F1 · security: This transaction was an award under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. Each eligible Director received a stock grant valued at $70,000 and could also elect to receive a portion of the annual cash retainer in stock. The number of shares was determined using the stock's five day trailing average closing price. The stock must be retained for three years or until the end of the Director's service on the Board, if earlier.

SEC source: 0001018549-19-000003 · primary_doc.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,555

F1 · security: This transaction was an award under the Issuer's 2013 Equity Incentive Plan and Non-Employee Director Compensation Program. Each eligible Director received a stock grant valued at $70,000 and could also elect to receive a portion of the annual cash retainer in stock. The number of shares was determined using the stock's five day trailing average closing price. The stock must be retained for three years or until the end of the Director's service on the Board, if earlier.

F2 · date: This amendment corrects the number of shares awarded.

SEC source: 0001124796-19-000009 · wf-form4_154664272212145.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2019 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

SEC source: 0001567619-18-005278 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

F3 · derivative.exercise_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001567619-18-005278 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

SEC source: 0001567619-18-001322 · doc1.xml · derivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 3,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: 100% of the RSUs vest on June 22, 2019, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001567619-18-000405 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

F3 · derivative.exercise_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 100% of the RSUs vested on August 9, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

SEC source: 0001567619-18-000405 · doc1.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 9, 2017.

SEC source: 0001140361-18-035629 · doc1.xml · derivative · entry 2

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 5, 2015.

F3 · derivative.exercise_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: 1/3 of the RSUs vested on November 5, 2016, and the remainder vest on each quarterly anniversary thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.