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CARLISLE DOUGLAS C

Disclosed activity across 1 company

Tapewire entity
78588
SEC CIK
0001230041

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NLIGHT, INC.LASR · Entity 4397DirectorJune 10, 2025June 13, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NLIGHT, INC.

Report date June 10, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect238,936 Reported balance After 2025-06-10 transaction · row 1
1 source row

Row 1 · 2025-06-10 · Grant · Acquired 4,634 · Balance 238,936

F1: The number of restricted stock units issued represents the quotient of (A) annual RSU compensation for service on the Issuer's board of directors divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on the earlier of June 10, 2026, or the day prior to the date of the 2026 annual meeting, subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The number of restricted stock units issued represents the quotient of (A) annual RSU compensation for service on the Issuer's board of directors divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on the earlier of June 10, 2026, or the day prior to the date of the 2026 annual meeting, subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2025 Filed Jun 13, 2025 01:23 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 4,634 $0.00 $0.00
Disclosure

SEC source: 0001124796-25-000091 · wk-form4_1749777775.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,936

F1 · shares: The number of restricted stock units issued represents the quotient of (A) annual RSU compensation for service on the Issuer's board of directors divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on the earlier of June 10, 2026, or the day prior to the date of the 2026 annual meeting, subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 02:00 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 3,173 $0.00 $0.00
Disclosure

SEC source: 0001124796-25-000010 · wk-form4_1736215202.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,302

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2025 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

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June 06, 2024 Filed Jun 10, 2024 16:53 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 6,644 $12.04 $79,993.76
Disclosure

SEC source: 0001124796-24-000090 · wk-form4_1718038412.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,129

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:33 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001124796-24-000011 · wk-form4_1704418428.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,485

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:49 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000068 · wk-form4_1686613764.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,985

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:26 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000004 · wf-form4_167295397497536.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,536

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

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June 09, 2022 Filed Jun 13, 2022 21:07 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000092 · wf-form4_165515444491343.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,385

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 17:56 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 1,307 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000002 · wf-form4_164149179142627.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,486

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2022 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:47 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000120 · wf-form4_162371800903672.xml · nonDerivative · entry 2

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,179

F2 · shares: Grant of restricted stock units vesting 100% on December 31, 2021 subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:47 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 2,861 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000120 · wf-form4_162371800903672.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,881

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 10, 2022, or the day prior to the date of the 2022 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:08 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000016 · wf-form4_160996728238394.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,020

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

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June 04, 2020 Filed Jun 8, 2020 22:37 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000094 · wf-form4_159165583155594.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,461

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 4, 2021 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:27 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 890 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000010 · wf-form4_157835323675383.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,794

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2020 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 21:24 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000080 · wf-form4_156028823933533.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,904

F1 · shares: Grant of restricted stock units vesting 100% on earlier of June 7, 2020 or the day prior to the date of the annual meeting, subject to continued service with the Company through the vesting date.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:56 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 987 $0.00 $0.00
Disclosure

SEC source: 0001124796-19-000007 · wf-form4_154664255014699.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,809

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2019 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 14,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 8

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carlisle Family Partnership

Disclosed balance after: 28,646

F6 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by MV Management IX, L.L.C. described in greater detail in the footnote above. The shares are held by the Carlisle Family Partnership (the "Family Partnership"). The Reporting Person is a general partner of the Family Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Family Partnership except to the extent of his proportionate pecuniary interest therein.

F6 · price: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by MV Management IX, L.L.C. described in greater detail in the footnote above. The shares are held by the Carlisle Family Partnership (the "Family Partnership"). The Reporting Person is a general partner of the Family Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Family Partnership except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by MV Management IX, L.L.C. described in greater detail in the footnote above. The shares are held by the Carlisle Family Partnership (the "Family Partnership"). The Reporting Person is a general partner of the Family Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Family Partnership except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 96,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 7

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,822

F5 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by MV Management IX, L.L.C. and MMEF IX, L.P. described in greater detail in the footnotes above.

F5 · price: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by MV Management IX, L.L.C. and MMEF IX, L.P. described in greater detail in the footnotes above.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 581,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 6

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MV Management IX, L.L.C.

Disclosed balance after: 0

F4 · kind: Represents a pro-rata in-kind distribution of shares of Common Stock by MV Management IX, L.L.C., without consideration, to its members.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 581,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 5

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MV Management IX, L.L.C.

Disclosed balance after: 581,248

F3 · kind: Represents the receipt of shares of Common Stock by MV Management IX, L.L.C. in the distributions described in greater detail in the footnote above.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 47,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 4

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMEF IX, L.P.

Disclosed balance after: 0

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 10,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 3

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Entrepreneurs Fund IX-A, L.P.

Disclosed balance after: 0

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 74,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 2

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Entrepreneurs Fund IX, L.P.

Disclosed balance after: 0

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 23:32 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 2,252,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063031 · doc4.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Ventures IX, L.P.

Disclosed balance after: 0

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 14,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 8

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carlisle Family Partnership

Disclosed balance after: 14,323

F6 · kind: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by MV Management IX, L.L.C. described in greater detail in the footnote above. The shares are held by the Carlisle Family Partnership (the "Family Partnership"). The Reporting Person is a general partner of the Family Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Family Partnership except to the extent of his proportionate pecuniary interest therein.

F6 · price: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by MV Management IX, L.L.C. described in greater detail in the footnote above. The shares are held by the Carlisle Family Partnership (the "Family Partnership"). The Reporting Person is a general partner of the Family Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Family Partnership except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by MV Management IX, L.L.C. described in greater detail in the footnote above. The shares are held by the Carlisle Family Partnership (the "Family Partnership"). The Reporting Person is a general partner of the Family Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Family Partnership except to the extent of his proportionate pecuniary interest therein.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 96,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 7

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,842

F5 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by MV Management IX, L.L.C. and MMEF IX, L.P. described in greater detail in the footnotes above.

F5 · price: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by MV Management IX, L.L.C. and MMEF IX, L.P. described in greater detail in the footnotes above.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 581,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 6

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MV Management IX, L.L.C.

Disclosed balance after: 0

F4 · kind: Represents a pro-rata in-kind distribution of shares of Common Stock by MV Management IX, L.L.C., without consideration, to its members.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 581,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 5

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MV Management IX, L.L.C.

Disclosed balance after: 581,249

F3 · kind: Represents the receipt of shares of Common Stock by MV Management IX, L.L.C. in the distributions described in greater detail in the footnote above.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 47,269 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 4

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMEF IX, L.P.

Disclosed balance after: 47,268

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 10,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 3

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Entrepreneurs Fund IX-A, L.P.

Disclosed balance after: 10,689

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 74,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 2

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Entrepreneurs Fund IX, L.P.

Disclosed balance after: 74,317

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

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November 16, 2018 Filed Nov 20, 2018 21:28 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 2,252,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059434 · doc4.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Ventures IX, L.P.

Disclosed balance after: 2,252,137

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.

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September 11, 2018 Filed Sep 11, 2018 23:28 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 1,192,205 $25.44 $30,329,695.20
Disclosure

SEC source: 0001124796-18-000037 · wf-form4_153670851115303.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,768,823

F1 · balance_after: Consists of 4,504,274 shares held of record by Menlo Ventures IX, L.P., 148,634 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 21,378 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 94,537 shares held of record by MMEF IX, L.P.

F2 · ownership.nature: MV Management IX, L.L.C., is the general partner of and exercises voting and dispositive power over Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P (collectively, the "Menlo Funds"). The Reporting Person is a managing member of MV Management IX, L.L.C. and disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds.

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July 02, 2018 Filed Jul 6, 2018 00:16 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 414 $0.00 $0.00
Disclosure

SEC source: 0001124796-18-000012 · wf-form4_153083615531727.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2018 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

F2 · balance_after: Amount includes 2,500 restricted stock units previously reported as derivative securities in Table II of the reporting person's Form 3 filed on April 25, 2018.

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April 30, 2018 Filed Apr 30, 2018 22:58 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries G Preferred Stock · Derivative 333,971 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028728 · a4.xml · derivative · entry 6

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 333,971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F10 · shares: Consists of 315,445 shares held of record by Menlo Ventures IX, L.P., 10,409 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,497 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 6,620 shares held of record by MMEF IX, L.P.

F5 · derivative.exercise_date: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F5 · derivative.expiration_date: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.nature: MV Management IX, L.L.C., is the general partner of and exercises voting and dispositive power over Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P (collectively, the "Menlo Funds"). The Reporting Person is a managing member of MV Management IX, L.L.C. and disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds.

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April 30, 2018 Filed Apr 30, 2018 22:58 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries F Preferred Stock · Derivative 2,526,719 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028728 · a4.xml · derivative · entry 5

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,526,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F9 · shares: Consists of 2,383,702 shares held of record by Menlo Ventures IX, L.P., 78,660 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 11,917 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 52,440 shares held of record by MMEF IX, L.P.

F4 · derivative.exercise_date: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · derivative.expiration_date: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.nature: MV Management IX, L.L.C., is the general partner of and exercises voting and dispositive power over Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P (collectively, the "Menlo Funds"). The Reporting Person is a managing member of MV Management IX, L.L.C. and disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds.

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April 30, 2018 Filed Apr 30, 2018 22:58 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries E Preferred Stock · Derivative 267,754 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028728 · a4.xml · derivative · entry 4

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 267,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F8 · shares: Consists of 252,599 shares held of record by Menlo Ventures IX, L.P., 8,335 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,263 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 5,557 shares held of record by MMEF IX, L.P.

F3 · derivative.exercise_date: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.expiration_date: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.nature: MV Management IX, L.L.C., is the general partner of and exercises voting and dispositive power over Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P (collectively, the "Menlo Funds"). The Reporting Person is a managing member of MV Management IX, L.L.C. and disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds.

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April 30, 2018 Filed Apr 30, 2018 22:58 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries D Preferred Stock · Derivative 1,415,912 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028728 · a4.xml · derivative · entry 3

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,415,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F7 · shares: Consists of 1,335,768 shares held of record by Menlo Ventures IX, L.P., 44,080 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 6,678 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 29,386 shares held of record by MMEF IX, L.P.

F2 · derivative.exercise_date: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.nature: MV Management IX, L.L.C., is the general partner of and exercises voting and dispositive power over Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P (collectively, the "Menlo Funds"). The Reporting Person is a managing member of MV Management IX, L.L.C. and disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds.

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April 30, 2018 Filed Apr 30, 2018 22:58 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries C Preferred Stock · Derivative 1,389,860 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028728 · a4.xml · derivative · entry 2

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,389,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F6 · shares: Consists of 1,317,410 shares held of record by Menlo Ventures IX, L.P., 43,470 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 5,268 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 23,712 shares held of record by MMEF IX, L.P.

F1 · derivative.exercise_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.nature: MV Management IX, L.L.C., is the general partner of and exercises voting and dispositive power over Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P (collectively, the "Menlo Funds"). The Reporting Person is a managing member of MV Management IX, L.L.C. and disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds.

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April 30, 2018 Filed Apr 30, 2018 22:58 UTC NLIGHT, INC. LASR · Entity 4397 ConversionCommon Stock 5,934,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-028728 · a4.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,961,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · price: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · price: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · price: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F5 · price: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F11 · balance_after: Consists of 5,630,342 shares held of record by Menlo Ventures IX, L.P., 185,792 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 26,723 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 118,171 shares held of record by MMEF IX, L.P.

F12 · ownership.nature: MV Management IX, L.L.C., is the general partner of and exercises voting and dispositive power over Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P (collectively, the "Menlo Funds"). The Reporting Person is a managing member of MV Management IX, L.L.C. and disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.