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Martinsen Robert

Disclosed activity across 1 company

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148068
SEC CIK
0001738243

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NLIGHT, INC.LASR · Entity 4397Chief Technology OfficerJune 30, 2020July 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NLIGHT, INC.

Report date June 30, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,710 Reported balance After 2020-06-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-30 · Tax withholding · Disposed 259 · Balance 35,710

F1: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2: Includes vested and unvested shares of restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2: Includes vested and unvested shares of restricted stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 2, 2020 20:03 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 259 $22.26 $5,765.34
Disclosure

SEC source: 0001124796-20-000106 · wf-form4_159372021720424.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,710

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 22:36 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000102 · wf-form4_159243335970809.xml · derivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 1,500 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting start date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 22:36 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 1,500 $21.65 $32,475.00
Disclosure

SEC source: 0001124796-20-000102 · wf-form4_159243335970809.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,969

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 22:36 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-20-000102 · wf-form4_159243335970809.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · derivative · entry 15

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,000 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on June 1, 2018, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · derivative · entry 14

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 1,000 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on July 1, 2017 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · derivative · entry 13

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Common Stock · 1,000 shares

Expires 2025-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on June 9, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · derivative · entry 12

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,000 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became fully vested and exercisable on March 6, 2020.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · derivative · entry 11

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 1,000 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became fully vested and exercisable on February 23, 2016.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · derivative · entry 10

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 1,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · derivative · entry 9

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F3 · derivative.expiration_date: This option expires on February 26, 2025.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 7,000 $25.00 $175,000.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 8

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,969

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,000 $1.45 $1,450.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 7

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,000 $1.10 $1,100.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 6

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,000 $0.75 $750.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,000 $0.75 $750.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,000 $0.75 $750.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,000 $0.75 $750.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:57 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,000 $0.75 $750.00
Disclosure

SEC source: 0001124796-20-000097 · wf-form4_159172900253273.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 22:19 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 7,637 $22.40 $171,068.80
Disclosure

SEC source: 0001124796-20-000080 · wf-form4_159139553115910.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,969

F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported transaction involves sale transactions from $21.04 to $22.75 per share. The weighted average price per share was $22.40. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
June 01, 2020 Filed Jun 5, 2020 22:19 UTC NLIGHT, INC. LASR · Entity 4397 Tax withholdingCommon Stock 3,821 $21.81 $83,336.01
Disclosure

SEC source: 0001124796-20-000080 · wf-form4_159139553115910.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,606

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:13 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 339 $21.49 $7,285.11
Disclosure

SEC source: 0001124796-20-000070 · wf-form4_158992278583414.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,473

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:13 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 339 $17.53 $5,942.67
Disclosure

SEC source: 0001124796-20-000070 · wf-form4_158992278583414.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,812

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2019 through May 15, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:13 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 2,318 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000053 · wf-form4_158646680113290.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,473

F1 · shares: Represents an award of restricted stock units ("RSUs") representing the contingent right to receive one share of the Issuer's common stock. One-third of RSUs vest on each of the following dates: June 30, 2020; September 30, 2020; and December 31, 2020, subject to continued service with the Company through each such vesting date.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 16

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on June 1, 2018, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 15

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 1,500 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on July 1, 2017 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 14

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 1,500 shares

Expires 2025-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on June 9, 2016 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 13

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 1,500 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became fully vested and exercisable on February 23, 2016.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 12

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Underlying: Common Stock · 1,500 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting start date.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 11

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F4 · derivative.expiration_date: This option expires as of February 26, 2025.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 10

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 1,500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 10,838 $20.11 $217,952.18
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 9

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $1.45 $2,175.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 8

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $1.10 $1,650.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 7

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 6

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · derivative · entry 7

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · derivative · entry 6

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F4 · derivative.expiration_date: This option expires on February 26, 2025.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · derivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2018.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 1,500 $20.00 $30,000.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:53 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionCommon Stock 500 $0.75 $375.00
Disclosure

SEC source: 0001124796-19-000116 · wf-form4_157410682113232.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:05 UTC NLIGHT, INC. LASR · Entity 4397 GrantCommon Stock 338 $17.53 $5,925.14
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,493

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2019 through November 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

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November 06, 2019 Filed Nov 7, 2019 22:14 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · derivative · entry 7

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F5 · derivative.expiration_date: This option expires on February 26, 2025.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · derivative · entry 6

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2018.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 22:14 UTC NLIGHT, INC. LASR · Entity 4397 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000108 · wf-form4_157316485498429.xml · derivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

Underlying: Common Stock · 500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.