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Nasdaq · USD

LASR

NLIGHT, INC.

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4397
SEC CIK
0001124796
Parsed reports
416

Last 12 months

Inside the activity.

0 purchase rows · 95 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202604
Feb 202600
Mar 2026019
Apr 202600
May 2026035
Jun 2026010
Jul 202600
Aug 202608
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2020 Filed May 19, 2020 21:13 UTC
Martinsen RobertChief Technology Officer
GrantCommon Stock 339 $17.53 $5,942.67
Disclosure

SEC source: 0001124796-20-000070 · wf-form4_158992278583414.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,812

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2019 through May 15, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.

Read SEC document
May 07, 2020 Filed May 8, 2020 00:02 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 885 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-20-000068 · wf-form4_158889614151016.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,191

Underlying: Common Stock · 885 shares

Expires 2028-02-17

F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
May 07, 2020 Filed May 8, 2020 00:02 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 885 $20.19 $17,868.15
Disclosure

SEC source: 0001124796-20-000068 · wf-form4_158889614151016.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,399

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $20.08 to $20.28 per share. The weighted average price per share was $20.19. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2020 Filed May 8, 2020 00:02 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 885 $9.70 $8,584.50
Disclosure

SEC source: 0001124796-20-000068 · wf-form4_158889614151016.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,284

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:13 UTC
Martinsen RobertChief Technology Officer
GrantCommon Stock 2,318 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000053 · wf-form4_158646680113290.xml · nonDerivative · entry 1

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,473

F1 · shares: Represents an award of restricted stock units ("RSUs") representing the contingent right to receive one share of the Issuer's common stock. One-third of RSUs vest on each of the following dates: June 30, 2020; September 30, 2020; and December 31, 2020, subject to continued service with the Company through each such vesting date.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:11 UTC
Bareket RanChief Financial Officer
GrantCommon Stock 5,066 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000051 · wf-form4_158646666598187.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,399

F1 · shares: Represents an award of restricted stock units ("RSUs") representing the contingent right to receive one share of the Issuer's common stock. One-third of RSUs vest on each of the following dates: June 30, 2020; September 30, 2020; and December 31, 2020, subject to continued service with the Company through each such vesting date.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:08 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 9,742 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000049 · wf-form4_158646652123561.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,904

F1 · shares: Represents an award of restricted stock units ("RSUs") representing the contingent right to receive one share of the Issuer's common stock. One-third of RSUs vest on each of the following dates: June 30, 2020; September 30, 2020; and December 31, 2020, subject to continued service with the Company through each such vesting date.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 23:57 UTC OtherStock Option (Right to Buy) · Derivative 4,450 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000045 · wf-form4_158509426008448.xml · derivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,450 shares

Expires 2025-04-18

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 23:57 UTC OtherCommon Stock 4,450 $0.75 $3,337.50
Disclosure

SEC source: 0001124796-20-000045 · wf-form4_158509426008448.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,434

Read SEC document
March 10, 2020 Filed Mar 12, 2020 16:05 UTC OtherStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000040 · wf-form4_158402909182231.xml · derivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Common Stock · 5,000 shares

Expires 2025-04-18

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 16:05 UTC OtherCommon Stock 5,000 $0.75 $3,750.00
Disclosure

SEC source: 0001124796-20-000040 · wf-form4_158402909182231.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,984

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:02 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 11,210 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-20-000026 · wf-form4_158230454653331.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,076

Underlying: Common Stock · 11,210 shares

Expires 2028-02-17

F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:02 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 11,210 $19.55 $219,155.50
Disclosure

SEC source: 0001124796-20-000026 · wf-form4_158230454653331.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $19.02 to $20.03 per share. The weighted average price per share was $19.55. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:02 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 11,210 $9.70 $108,737.00
Disclosure

SEC source: 0001124796-20-000026 · wf-form4_158230454653331.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,543

Read SEC document
February 18, 2020 Filed Feb 19, 2020 20:59 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 405 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-20-000023 · wf-form4_158214592650672.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,286

Underlying: Common Stock · 405 shares

Expires 2028-02-17

F3 · derivative.exercise_date: One-fifth of the shares subject to the option vested on January 4, 2019,and one-twentieth of the shares subject to the option shall vest at the end of each quarter thereafter, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 20:59 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 405 $19.13 $7,747.65
Disclosure

SEC source: 0001124796-20-000023 · wf-form4_158214592650672.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $19.07 to $19.20 per share. The weighted average price per share was $19.13. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 20:59 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 405 $9.70 $3,928.50
Disclosure

SEC source: 0001124796-20-000023 · wf-form4_158214592650672.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,738

Read SEC document
February 14, 2020 Filed Feb 19, 2020 20:56 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 5,000 $20.02 $100,100.00
Disclosure

SEC source: 0001124796-20-000021 · wf-form4_158214580197037.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,162

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $19.48 to $20.63 per share. The weighted average price per share was $20.02. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 21:42 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 5,000 $21.16 $105,800.00
Disclosure

SEC source: 0001124796-20-000014 · wf-form4_157921091557794.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,162

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $20.90 to $21.42 per share. The weighted average price per share was $21.16. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 22:39 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-20-000012 · wf-form4_157860953848001.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,691

Underlying: Common Stock · 5,000 shares

Expires 2028-02-17

F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 22:39 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 5,000 $21.13 $105,650.00
Disclosure

SEC source: 0001124796-20-000012 · wf-form4_157860953848001.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $20.17 to $21.54 per share. The weighted average price per share was $21.13. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 22:39 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 5,000 $9.70 $48,500.00
Disclosure

SEC source: 0001124796-20-000012 · wf-form4_157860953848001.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,333

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:27 UTC GrantCommon Stock 890 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000010 · wf-form4_157835323675383.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,794

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2020 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:25 UTC GrantCommon Stock 741 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000008 · wf-form4_157835311240950.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2020 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:23 UTC GrantCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000006 · wf-form4_157835296750673.xml · nonDerivative · entry 1

MOORE GEOFFREY · CIK 0001247627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,240

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2020 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:20 UTC
Locke GaryDirector
GrantCommon Stock 840 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000004 · wf-form4_157835279821946.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2020 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:17 UTC GrantCommon Stock 741 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000002 · wf-form4_157835262243726.xml · nonDerivative · entry 1

Gossman William · CIK 0001738257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,565

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2020 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:11 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-19-000126 · wf-form4_157652345853595.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,691

Underlying: Common Stock · 5,000 shares

Expires 2028-02-17

F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:11 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001124796-19-000126 · wf-form4_157652345853595.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 19:11 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 5,000 $9.70 $48,500.00
Disclosure

SEC source: 0001124796-19-000126 · wf-form4_157652345853595.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,333

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:08 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 445 $20.11 $8,948.95
Disclosure

SEC source: 0001124796-19-000124 · wf-form4_157419769409902.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,162

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 16

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on June 1, 2018, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 15

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 1,500 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on July 1, 2017 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 14

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 1,500 shares

Expires 2025-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on June 9, 2016 and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 13

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 1,500 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option became fully vested and exercisable on February 23, 2016.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 12

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Underlying: Common Stock · 1,500 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting start date.

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November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 11

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

F4 · derivative.expiration_date: This option expires as of February 26, 2025.

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November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · derivative · entry 10

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 1,500 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
SaleCommon Stock 10,838 $20.11 $217,952.18
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 9

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,155

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,500 $1.45 $2,175.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 8

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,500 $1.10 $1,650.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 7

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 6

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 5

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 4

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 3

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:05 UTC
Martinsen RobertChief Technology Officer
Exercise / conversionCommon Stock 1,500 $0.75 $1,125.00
Disclosure

SEC source: 0001124796-19-000120 · wf-form4_157419748615728.xml · nonDerivative · entry 2

Martinsen Robert · CIK 0001738243 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:06 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 445 $20.11 $8,948.95
Disclosure

SEC source: 0001124796-19-000122 · wf-form4_157419760057550.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:56 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-19-000118 · wf-form4_157410697462399.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,691

Underlying: Common Stock · 25,000 shares

Expires 2028-02-17

F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:56 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 25,000 $20.02 $500,500.00
Disclosure

SEC source: 0001124796-19-000118 · wf-form4_157410697462399.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $20.00 to $20.09 per share. The weighted average price per share was $20.02. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

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November 15, 2019 Filed Nov 18, 2019 19:56 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 25,000 $9.70 $242,500.00
Disclosure

SEC source: 0001124796-19-000118 · wf-form4_157410697462399.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,333

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.