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Nasdaq · USD

KXIN

Kaixin Holdings

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8486
SEC CIK
0001713539
Parsed reports
49

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2020 Filed Nov 17, 2020 11:02 UTC SaleOrdinary Shares 160,000 $3.15 $503,344.00
Disclosure

SEC source: 0001213900-20-037510 · ownership.xml · nonDerivative · entry 1

Shareholder Value Fund · CIK 0001720332 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,253,200

Read SEC document
July 06, 2020 Filed Jul 21, 2020 10:03 UTC Amendment PurchaseOrdinary Shares 4,213,629 $1.00 $4,213,629.00
Disclosure

SEC source: 0001213900-20-018025 · ownership.xml · nonDerivative · entry 2

Shareholder Value Fund · CIK 0001720332 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,413,200

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:09 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 20,000 $2.15 $42,984.00
Disclosure

SEC source: 0001213900-19-011866 · ownership.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,007

F1 · price: The price reported in is a weighted average price. These shares were purchased in multiple transactions ranging from $2.135 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:04 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 76,578 $2.15 $164,635.04
Disclosure

SEC source: 0001213900-19-011639 · ownership.xml · nonDerivative · entry 2

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,007

F1 · price: The price reported in is a weighted average price. These shares were purchased in multiple transactions ranging from $2.13 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:04 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 405 $2.15 $870.75
Disclosure

SEC source: 0001213900-19-011639 · ownership.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,429

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:08 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 2,099 $2.20 $4,617.80
Disclosure

SEC source: 0001213900-19-011332 · ownership.xml · nonDerivative · entry 2

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,024

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:08 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 4,783 $2.20 $10,522.60
Disclosure

SEC source: 0001213900-19-011332 · ownership.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,925

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:04 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 12,523 $2.20 $27,550.60
Disclosure

SEC source: 0001213900-19-011130 · ownership.xml · nonDerivative · entry 2

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,142

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:04 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 9,263 $2.20 $20,378.60
Disclosure

SEC source: 0001213900-19-011130 · ownership.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,619

Read SEC document
June 14, 2019 Filed Jun 19, 2019 01:58 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 6,454 $2.09 $13,473.37
Disclosure

SEC source: 0001213900-19-010994 · ownership.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,356

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.00 to $2.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
June 06, 2019 Filed Jun 12, 2019 01:35 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 3,851 $2.00 $7,702.00
Disclosure

SEC source: 0001213900-19-010530 · ownership.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,902

Read SEC document
May 31, 2019 Filed Jun 5, 2019 01:57 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 722 $2.40 $1,732.80
Disclosure

SEC source: 0001213900-19-010061 · ownership.xml · nonDerivative · entry 2

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,051

Read SEC document
May 31, 2019 Filed Jun 5, 2019 01:57 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 5,000 $2.50 $12,500.00
Disclosure

SEC source: 0001213900-19-010061 · ownership.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,329

Read SEC document
May 24, 2019 Filed May 29, 2019 01:49 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 28,464 $2.70 $76,844.26
Disclosure

SEC source: 0001615774-19-008528 · s118574_form4.xml · nonDerivative · entry 2

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,329

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.66 to $2.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:49 UTC
Wang SingDirector
PurchaseOrdinary Shares, par value $0.0001 per share 4,684 $2.70 $12,624.32
Disclosure

SEC source: 0001615774-19-008528 · s118574_form4.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,865

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.60 to $2.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
May 06, 2019 Filed May 10, 2019 23:59 UTC
Chen JosephDirector
GrantOrdinary Shares, par value $0.0001 per share 872,228 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-025399 · tv521298_4.xml · nonDerivative · entry 2

Chen Joseph · CIK 0001542041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,353

F1 · kind: Reflects a grant of restricted shares that vests in four equal annual installments beginning on January 1, 2021.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:52 UTC
Ji ChenChief Executive Officer
GrantStock Option (right to acquire Ordinary Shares) · Derivative 565,700 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001615774-19-007582 · s118206_form4.xml · derivative · entry 2

Ji Chen · CIK 0001776126 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,700

Underlying: Ordinary Shares · 565,700 shares

Expires 2029-05-02

F2 · derivative.exercise_date: Reflects an option that vests as follows: (a) 353,528 of these options vested immediately, and (b) the remainder of these options vest in 36 equal monthly installments beginning on May 31, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:52 UTC
Ji ChenChief Executive Officer
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007582 · s118206_form4.xml · nonDerivative · entry 1

Ji Chen · CIK 0001776126 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:52 UTC GrantOrdinary Shares, par value $0.0001 per share 1,060,875 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007581 · s118205_form4.xml · nonDerivative · entry 1

Liu James Jian · CIK 0001776302 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,060,875

F1 · kind: Reflects a grant of restricted shares that vests as follows: (a) 62.5% of these shares vested immediately, and (b) the remainder of these shares vest in 36 equal monthly installments beginning on May 31, 2019.

F2 · ownership.nature: Reflects a grant of restricted shares to Hawk Investment Group Limited, which is a company controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held by such company, except to the extent of his pecuniary interest therein

Read SEC document
May 03, 2019 Filed May 11, 2019 01:51 UTC
Xie JinfengChief Operating Officer
GrantStock Option (right to acquire Ordinary Shares) · Derivative 471,400 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001615774-19-007580 · s118204_form4.xml · derivative · entry 2

Xie Jinfeng · CIK 0001776241 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,400

Underlying: Ordinary Shares · 471,400 shares

Expires 2029-05-02

F2 · derivative.exercise_date: Reflects an option that vests as follows: (a) 235,653 of these options vested immediately, and (b) the remainder of these options vest in 36 equal monthly installments beginning on May 31, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:51 UTC
Xie JinfengChief Operating Officer
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007580 · s118204_form4.xml · nonDerivative · entry 1

Xie Jinfeng · CIK 0001776241 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested immediately as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:51 UTC
Ma JunChief Technology Officer
GrantStock Option (right to acquire Ordinary Shares) · Derivative 94,200 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001615774-19-007579 · s118203_form4.xml · derivative · entry 2

Ma Jun · CIK 0001776461 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,200

Underlying: Ordinary Shares · 94,200 shares

Expires 2029-05-02

F2 · derivative.exercise_date: Reflects an option that vests as follows: (a) 23,475 of these options vest on June 30, 2019, and (b) the remainder of these options vest in 36 equal monthly installments on each subsequent calendar month.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:51 UTC
Ma JunChief Technology Officer
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007579 · s118203_form4.xml · nonDerivative · entry 1

Ma Jun · CIK 0001776461 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:50 UTC
Cong LinDirector
GrantOrdinary Shares, par value $0.0001 per share 9,330 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007578 · s118202_form4.xml · nonDerivative · entry 2

Cong Lin · CIK 0001776240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

F2 · kind: Reflects a grant of restricted shares that vests as follows: (a) 99 of these shares vest on May 31, 2019, (b) 194 of these shares vest on June 30, 2019, (c) 290 of these shares vest on July 31, 2019, and (d) the remainder of these shares vest in 48 equal monthly installments on each subsequent calendar month.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:50 UTC
Cong LinDirector
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007578 · s118202_form4.xml · nonDerivative · entry 1

Cong Lin · CIK 0001776240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:50 UTC
Zhu LinVP, Fin Products & Cap Mkt
GrantStock Option (right to acquire Ordinary Shares) · Derivative 18,760 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001615774-19-007577 · s118201_form4.xml · derivative · entry 2

Zhu Lin · CIK 0001776234 · VP, Fin Products & Cap Mkt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,760

Underlying: Ordinary Shares · 18,760 shares

Expires 2029-05-02

F2 · derivative.exercise_date: Reflects an option that vests as follows: (a) 4,620 of these options vested immediately, and (b) the remaining options vest in 36 equal monthly installments beginning on May 31, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:50 UTC
Zhu LinVP, Fin Products & Cap Mkt
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007577 · s118201_form4.xml · nonDerivative · entry 1

Zhu Lin · CIK 0001776234 · VP, Fin Products & Cap Mkt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:50 UTC
Wang SingDirector
GrantOrdinary Shares, par value $0.0001 per share 9,330 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007576 · s118200_form4.xml · nonDerivative · entry 3

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,181

F3 · kind: Reflects a grant of restricted shares that vests as follows: (a) 99 of these shares vest on May 31, 2019, (b) 194 of these shares vest on June 30, 2019, (c) 290 of these shares vest on July 31, 2019, and (d) the remainder of these shares vest in 48 equal monthly installments on each subsequent calendar month.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:50 UTC
Wang SingDirector
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007576 · s118200_form4.xml · nonDerivative · entry 2

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,851

F2 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:49 UTC
Cui SuliVice President of Finance
GrantStock Option (right to acquire Ordinary Shares) · Derivative 94,200 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001615774-19-007575 · s118199_form4.xml · derivative · entry 2

Cui Suli · CIK 0001776246 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,200

Underlying: Ordinary Shares · 94,200 shares

Expires 2029-05-02

F2 · derivative.exercise_date: Reflects an option that vests as follows: (a) 58,840 of these options vested immediately, and (b) the remaining options vest in 36 equal monthly installments beginning on May 31, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:49 UTC
Cui SuliVice President of Finance
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007575 · s118199_form4.xml · nonDerivative · entry 1

Cui Suli · CIK 0001776246 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:48 UTC
Ren Thomas JintaoChief Financial Officer
GrantStock Option (right to acquire Ordinary Shares) · Derivative 146,165 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001615774-19-007574 · s118198_form4.xml · derivative · entry 1

Ren Thomas Jintao · CIK 0001776248 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 146,165

Underlying: Ordinary Shares · 146,165 shares

Expires 2029-05-02

F1 · derivative.exercise_date: Reflects an option that vests as follows: (a) 62.5% of these options vested immediately, and (b) the remaining options vest in 36 equal monthly installments beginning on May 31, 2019.

F2 · ownership.nature: These securities are held directly by Sky Creation World Corporation, which is a company controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held by such company, except to the extent of his pecuniary interest therein.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:48 UTC
Pu TianruoDirector
GrantOrdinary Shares, par value $0.0001 per share 9,330 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007573 · s118197_form4.xml · nonDerivative · entry 2

Pu Tianruo · CIK 0001776247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

F2 · kind: Reflects a grant of restricted shares that vests as follows: (a) 99 of these shares vest on May 31, 2019, (b) 194 of these shares vest on June 30, 2019, (c) 290 of these shares vest on July 31, 2019, and (d) the remainder of these shares vest in 48 equal monthly installments on each subsequent calendar month.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:48 UTC
Pu TianruoDirector
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007573 · s118197_form4.xml · nonDerivative · entry 1

Pu Tianruo · CIK 0001776247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:47 UTC
Li XiaoguangVice President of Marketing
GrantStock Option (right to acquire Ordinary Shares) · Derivative 75,340 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001615774-19-007572 · s118196_form4.xml · derivative · entry 2

Li Xiaoguang · CIK 0001776216 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,340

Underlying: Ordinary Shares · 75,340 shares

Expires 2029-05-02

F2 · derivative.exercise_date: Reflects an option that vests as follows: (a) 18,764 of these options vested immediately, and (b) the remaining options vest in 36 equal monthly installments beginning on May 31, 2019.

Read SEC document
May 03, 2019 Filed May 11, 2019 01:47 UTC
Li XiaoguangVice President of Marketing
GrantOrdinary Shares, par value $0.0001 per share 100 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007572 · s118196_form4.xml · nonDerivative · entry 1

Li Xiaoguang · CIK 0001776216 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019.

Read SEC document
May 03, 2019 Filed May 10, 2019 23:59 UTC
Chen JosephDirector
GrantOrdinary Shares, par value $0.0001 per share 241,125 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-025399 · tv521298_4.xml · nonDerivative · entry 1

Chen Joseph · CIK 0001542041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,125

F1 · kind: Reflects a grant of restricted shares that vests in four equal annual installments beginning on January 1, 2021.

Read SEC document
April 30, 2019 Filed May 11, 2019 01:50 UTC
Wang SingDirector
ConversionRights to acquire Ordinary Shares · Derivative 477,518 $0.00 $0.00
Disclosure

SEC source: 0001615774-19-007576 · s118200_form4.xml · derivative · entry 4

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 477,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019.

F1 · derivative.exercise_date: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019.

F1 · derivative.expiration_date: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019.

Read SEC document
April 30, 2019 Filed May 11, 2019 01:50 UTC
Wang SingDirector
ConversionOrdinary Shares, par value $0.0001 per share 47,751 Not disclosed Not disclosed
Disclosure

SEC source: 0001615774-19-007576 · s118200_form4.xml · nonDerivative · entry 1

Wang Sing · CIK 0001733028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019.

F1 · price: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019.

Read SEC document
April 30, 2019 Filed Jul 21, 2020 10:03 UTC Amendment PurchaseWarrants · Derivative 263,863 $11.50 Strike: $11.50 $3,034,424.50
Disclosure

SEC source: 0001213900-20-018025 · ownership.xml · derivative · entry 3

Shareholder Value Fund · CIK 0001720332 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,863

Underlying: Ordinary Shares · 263,863 shares

Expires 2024-04-30

Read SEC document
April 30, 2019 Filed Jul 21, 2020 10:03 UTC Amendment PurchaseOrdinary Shares 5,119,571 $1.32 $6,775,752.22
Disclosure

SEC source: 0001213900-20-018025 · ownership.xml · nonDerivative · entry 1

Shareholder Value Fund · CIK 0001720332 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,119,571

Read SEC document
April 17, 2019 Filed Apr 22, 2019 21:34 UTC
Wang SingDirector · Chief Executive Officer
PurchaseRights to acquire Ordinary Shares · Derivative 7,758 $0.32 $2,482.56
Disclosure

SEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 6

Wang Sing · CIK 0001733028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,518

Underlying: Ordinary Shares · 776 shares

Expires not disclosed

F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

Read SEC document
April 17, 2019 Filed Apr 22, 2019 21:34 UTC
Wang SingDirector · Chief Executive Officer
PurchaseRights to acquire Ordinary Shares · Derivative 342,242 $0.33 $112,939.86
Disclosure

SEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 5

Wang Sing · CIK 0001733028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,760

Underlying: Ordinary Shares · 34,224 shares

Expires not disclosed

F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

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April 16, 2019 Filed Apr 22, 2019 21:34 UTC
Wang SingDirector · Chief Executive Officer
PurchaseRights to acquire Ordinary Shares · Derivative 75,665 $0.33 $24,969.45
Disclosure

SEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 4

Wang Sing · CIK 0001733028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,518

Underlying: Ordinary Shares · 7,567 shares

Expires not disclosed

F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

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April 16, 2019 Filed Apr 22, 2019 21:34 UTC
Wang SingDirector · Chief Executive Officer
PurchaseRights to acquire Ordinary Shares · Derivative 12,200 $0.31 $3,782.00
Disclosure

SEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 3

Wang Sing · CIK 0001733028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,853

Underlying: Ordinary Shares · 1,220 shares

Expires not disclosed

F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

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April 16, 2019 Filed Apr 22, 2019 21:34 UTC
Wang SingDirector · Chief Executive Officer
PurchaseRights to acquire Ordinary Shares · Derivative 32,286 $0.30 $9,685.80
Disclosure

SEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 2

Wang Sing · CIK 0001733028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,653

Underlying: Ordinary Shares · 3,229 shares

Expires not disclosed

F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

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April 16, 2019 Filed Apr 22, 2019 21:34 UTC
Wang SingDirector · Chief Executive Officer
PurchaseRights to acquire Ordinary Shares · Derivative 7,367 $0.25 $1,841.75
Disclosure

SEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 1

Wang Sing · CIK 0001733028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,367

Underlying: Ordinary Shares · 737 shares

Expires not disclosed

F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.

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January 03, 2019 Filed Jan 7, 2019 21:07 UTC SaleOrdinary shares, par value $0.0001 per share 200,000 $10.13 $2,026,000.00
Disclosure

SEC source: 0001062993-19-000044 · form4.xml · nonDerivative · entry 1

Polar Asset Management Partners Inc. · CIK 0001326389 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,630,000

F1 · ownership.nature: Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF"), and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.