Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cheer Holding, Inc.GSMG · Entity 8415 | 10% owner | February 14, 2020 | February 27, 2020 |
| Kaixin HoldingsKXIN · Entity 8486 | Director | June 27, 2019 | July 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cheer Holding, Inc.
Report date February 14, 2020 · Filed February 27, 2020
Jointly reported with TKK Symphony Sponsor 1
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Amended and Restated Promissory NoteSEC Table II · derivative / convertible security | IndirectSee footnote | 280,000 |
Reported balance
After 2020-02-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-14 · Purchase · Acquired Not disclosed · Balance 280,000 F1: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F2: Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00.
F2: Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest.
Kaixin Holdings
Report date June 27, 2019 · Filed July 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 232,007 |
Reported balance
After 2019-06-27 transaction · row 1
1 source rowRow 1 · 2019-06-27 · Purchase · Acquired 20,000 · Balance 232,007 F1: The price reported in is a weighted average price. These shares were purchased in multiple transactions ranging from $2.135 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in is a weighted average price. These shares were purchased in multiple transactions ranging from $2.135 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Vitamin Shoppe, Inc.
Report date December 16, 2019 · Filed December 16, 2019
Section 16 reporting ended · disclosed 2019-12-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-16 · Disposition to issuer · Disposed 17,392 · Balance 14,920 F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019. Row 2 · 2019-12-16 · Disposition to issuer · Disposed 14,920 · Balance 0 F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019.
F2: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2020 Filed Feb 19, 2020 21:24 UTC | Cheer Holding, Inc. GSMG · Entity 8415 | OtherOrdinary Shares | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-004336 · ownership.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F1 · price: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F2 · balance_after: Does not include 5,446,000 ordinary shares held by TKK Symphony Sponsor 1 (the "Sponsor"). Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:24 UTC | Cheer Holding, Inc. GSMG · Entity 8415 | OtherOrdinary Shares | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-004336 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F1 · price: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F2 · balance_after: Does not include 5,446,000 ordinary shares held by TKK Symphony Sponsor 1 (the "Sponsor"). Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. Read SEC document |
| February 14, 2020 Filed Feb 27, 2020 17:55 UTC | Cheer Holding, Inc. GSMG · Entity 8415 | PurchaseAmended and Restated Promissory Note · Derivative | Not disclosed | Not disclosed | $1,400,000.00 |
DisclosureSEC source: 0001213900-20-004953 · ownership.xml · derivative · entry 1 Wang Sing · CIK 0001733028 · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 280,000 Underlying: Ordinary Shares · 280,000 shares Expires not disclosed F1 · derivative.exercise_price: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · price: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · derivative.exercise_date: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · derivative.expiration_date: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · balance_after: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F2 · ownership.nature: Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 16:59 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | Disposition to issuerCommon Stock, par value $0.01 | 14,920 | $6.50 | $96,980.00 |
DisclosureSEC source: 0000899243-19-029286 · doc4.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the effective time of the Merger was canceled and converted into the right to receive an amount in cash, without interest, equal to (i) $6.50 multiplied by (ii) the total number of shares of common stock subject thereto. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 16:59 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | Disposition to issuerCommon Stock, par value $0.01 | 17,392 | $6.50 | $113,048.00 |
DisclosureSEC source: 0000899243-19-029286 · doc4.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,920 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of August 7, 2019, by and among Vitamin Shoppe, Inc., Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) ("Parent") and Valor Acquisition, LLC ("Merger Sub"), a wholly owned subsidiary of Parent, as amended by the First Amendment to Agreement and Plan of Merger dated November 11, 2019 (as amended, the "Merger Agreement"), pursuant to which Vitamin Shoppe, Inc. merged with and into Merger Sub (the "Merger") effective December 16, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:08 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock, par value $0.01 | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001360530-19-000042 · wf-form4_156209808182113.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,312 F1 · shares: These shares are restricted stock units that were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan, as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 1, 2019, January 2, 2020 April 1, 2020 and July 1, 2020. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:09 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 20,000 | $2.15 | $42,984.00 |
DisclosureSEC source: 0001213900-19-011866 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,007 F1 · price: The price reported in is a weighted average price. These shares were purchased in multiple transactions ranging from $2.135 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 20:04 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 76,578 | $2.15 | $164,635.04 |
DisclosureSEC source: 0001213900-19-011639 · ownership.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,007 F1 · price: The price reported in is a weighted average price. These shares were purchased in multiple transactions ranging from $2.13 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:04 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 405 | $2.15 | $870.75 |
DisclosureSEC source: 0001213900-19-011639 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,429 Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 20:08 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 2,099 | $2.20 | $4,617.80 |
DisclosureSEC source: 0001213900-19-011332 · ownership.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,024 Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 20:08 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 4,783 | $2.20 | $10,522.60 |
DisclosureSEC source: 0001213900-19-011332 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,925 Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 20:04 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 12,523 | $2.20 | $27,550.60 |
DisclosureSEC source: 0001213900-19-011130 · ownership.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,142 Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:04 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 9,263 | $2.20 | $20,378.60 |
DisclosureSEC source: 0001213900-19-011130 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,619 Read SEC document |
| June 14, 2019 Filed Jun 19, 2019 01:58 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 6,454 | $2.09 | $13,473.37 |
DisclosureSEC source: 0001213900-19-010994 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,356 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.00 to $2.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| June 06, 2019 Filed Jun 12, 2019 01:35 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 3,851 | $2.00 | $7,702.00 |
DisclosureSEC source: 0001213900-19-010530 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,902 Read SEC document |
| May 31, 2019 Filed Jun 5, 2019 01:57 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 722 | $2.40 | $1,732.80 |
DisclosureSEC source: 0001213900-19-010061 · ownership.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,051 Read SEC document |
| May 31, 2019 Filed Jun 5, 2019 01:57 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 5,000 | $2.50 | $12,500.00 |
DisclosureSEC source: 0001213900-19-010061 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,329 Read SEC document |
| May 24, 2019 Filed May 29, 2019 01:49 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 28,464 | $2.70 | $76,844.26 |
DisclosureSEC source: 0001615774-19-008528 · s118574_form4.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,329 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.66 to $2.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| May 23, 2019 Filed May 29, 2019 01:49 UTC | Kaixin Holdings KXIN · Entity 8486 | PurchaseOrdinary Shares, par value $0.0001 per share | 4,684 | $2.70 | $12,624.32 |
DisclosureSEC source: 0001615774-19-008528 · s118574_form4.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,865 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.60 to $2.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| May 03, 2019 Filed May 11, 2019 01:50 UTC | Kaixin Holdings KXIN · Entity 8486 | GrantOrdinary Shares, par value $0.0001 per share | 9,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-19-007576 · s118200_form4.xml · nonDerivative · entry 3 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,181 F3 · kind: Reflects a grant of restricted shares that vests as follows: (a) 99 of these shares vest on May 31, 2019, (b) 194 of these shares vest on June 30, 2019, (c) 290 of these shares vest on July 31, 2019, and (d) the remainder of these shares vest in 48 equal monthly installments on each subsequent calendar month. Read SEC document |
| May 03, 2019 Filed May 11, 2019 01:50 UTC | Kaixin Holdings KXIN · Entity 8486 | GrantOrdinary Shares, par value $0.0001 per share | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-19-007576 · s118200_form4.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,851 F2 · kind: Reflects a grant of restricted shares that vested as of the grant date, May 3, 2019. Read SEC document |
| April 30, 2019 Filed May 11, 2019 01:50 UTC | Kaixin Holdings KXIN · Entity 8486 | ConversionRights to acquire Ordinary Shares · Derivative | 477,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-19-007576 · s118200_form4.xml · derivative · entry 4 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 477,518 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019. F1 · derivative.exercise_date: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019. F1 · derivative.expiration_date: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 11, 2019 01:50 UTC | Kaixin Holdings KXIN · Entity 8486 | ConversionOrdinary Shares, par value $0.0001 per share | 47,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615774-19-007576 · s118200_form4.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019. F1 · price: These rights converted automatically into ordinary shares at a ratio of 10:1 at the completion of the registrant's initial business combination that closed on April 30, 2019. Read SEC document |
| April 17, 2019 Filed Apr 22, 2019 21:34 UTC | Kaixin Holdings CMSS · Entity 8486 | PurchaseRights to acquire Ordinary Shares · Derivative | 7,758 | $0.32 | $2,482.56 |
DisclosureSEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 6 Wang Sing · CIK 0001733028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,518 Underlying: Ordinary Shares · 776 shares Expires not disclosed F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. Read SEC document |
| April 17, 2019 Filed Apr 22, 2019 21:34 UTC | Kaixin Holdings CMSS · Entity 8486 | PurchaseRights to acquire Ordinary Shares · Derivative | 342,242 | $0.33 | $112,939.86 |
DisclosureSEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 5 Wang Sing · CIK 0001733028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,760 Underlying: Ordinary Shares · 34,224 shares Expires not disclosed F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. Read SEC document |
| April 16, 2019 Filed Apr 22, 2019 21:34 UTC | Kaixin Holdings CMSS · Entity 8486 | PurchaseRights to acquire Ordinary Shares · Derivative | 75,665 | $0.33 | $24,969.45 |
DisclosureSEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 4 Wang Sing · CIK 0001733028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,518 Underlying: Ordinary Shares · 7,567 shares Expires not disclosed F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. Read SEC document |
| April 16, 2019 Filed Apr 22, 2019 21:34 UTC | Kaixin Holdings CMSS · Entity 8486 | PurchaseRights to acquire Ordinary Shares · Derivative | 12,200 | $0.31 | $3,782.00 |
DisclosureSEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 3 Wang Sing · CIK 0001733028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,853 Underlying: Ordinary Shares · 1,220 shares Expires not disclosed F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. Read SEC document |
| April 16, 2019 Filed Apr 22, 2019 21:34 UTC | Kaixin Holdings CMSS · Entity 8486 | PurchaseRights to acquire Ordinary Shares · Derivative | 32,286 | $0.30 | $9,685.80 |
DisclosureSEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 2 Wang Sing · CIK 0001733028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,653 Underlying: Ordinary Shares · 3,229 shares Expires not disclosed F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. Read SEC document |
| April 16, 2019 Filed Apr 22, 2019 21:34 UTC | Kaixin Holdings CMSS · Entity 8486 | PurchaseRights to acquire Ordinary Shares · Derivative | 7,367 | $0.25 | $1,841.75 |
DisclosureSEC source: 0001615774-19-006088 · s117592_form4.xml · derivative · entry 1 Wang Sing · CIK 0001733028 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,367 Underlying: Ordinary Shares · 737 shares Expires not disclosed F1 · derivative.exercise_price: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.exercise_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. F1 · derivative.expiration_date: The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 16:10 UTC | Cheer Holding, Inc. TKKSU · Entity 8415 | OtherOrdinary Shares | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-18-011698 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director · CEO · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,446,000 F1 · kind: As contemplated in connection with the initial public offering of the issuer, 75,000 ordinary shares of the issuer were returned by TKK Symphony Sponsor 1 (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · price: As contemplated in connection with the initial public offering of the issuer, 75,000 ordinary shares of the issuer were returned by TKK Symphony Sponsor 1 (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F2 · ownership.nature: These represent ordinary shares held by the Sponsor. Sing Wang, the issuer's Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor. Sing Wang is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Sing Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:03 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock | 10,948 | $6.85 | $74,993.80 |
DisclosureSEC source: 0001360530-18-000069 · wf-form4_153082101180958.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,419 F1 · shares: These shares are restricted stock units that were issued pursuant to the Registrant's 2018 Long-Term Incentive Plan as the annual award to directors pursuant to the Director Compensation Plan and Stock Ownership Guidelines. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest in four equal quarterly installments on October 1, 2018, January 2, 2019, April 1, 2019 and July 1, 2019. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 16:09 UTC | Vitamin Shoppe, Inc. VSI · Entity 16967 | GrantCommon Stock | 1,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001360530-18-000044 · wf-form4_152477335911880.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,471 F1 · shares: Each restricted stock unit granted represents a right contingent on time vesting to receive one share of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.