KTOS

SEC source: 0001080997-17-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,397

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 3, 2017 from a restricted stock unit grant originally reported in Table I on Form 3 filed August 12, 2013 and released January 17, 2017.

F2 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and 7,844 shares held in Issuer's 401(k) Plan.

SEC source: 0001509412-17-000002 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,421

F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported on a Form 4 filed January 5, 2017 and released January 17, 2017.

F2 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and 11,432 shares held in Issuer's 401(k) Plan.

SEC source: 0001014803-17-000001 · primary_doc.xml · derivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001094718-17-000001 · primary_doc.xml · derivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 62,500 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 62,500 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 62,500 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 62,500 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001335786-17-000001 · primary_doc.xml · derivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F2 · derivative.expiration_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001082440-17-000001 · primary_doc.xml · derivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 150,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 150,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 150,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 150,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001080997-17-000001 · primary_doc.xml · derivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001620329-17-000001 · primary_doc.xml · derivative · entry 1

Zegart Amy · CIK 0001620329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001435919-17-000001 · primary_doc.xml · derivative · entry 1

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001509411-17-000001 · primary_doc.xml · derivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001114923-17-000001 · primary_doc.xml · derivative · entry 1

HOGLUND WILLIAM A · CIK 0001114923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001243621-17-000001 · primary_doc.xml · derivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 5,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 5,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001660112-17-000001 · primary_doc.xml · derivative · entry 1

Mendoza Marie · CIK 0001660112 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 12,500 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 12,500 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 12,500 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 12,500 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001675014-17-000001 · primary_doc.xml · derivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 12,500 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 12,500 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 12,500 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 12,500 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001509412-17-000001 · primary_doc.xml · derivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: 15,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F2 · derivative.expiration_date: 15,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001509409-17-000001 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: 50,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 50,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F2 · derivative.expiration_date: 50,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 50,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001469818-17-000001 · primary_doc.xml · derivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

F1 · derivative.expiration_date: 15,000 Restricted Stock Units (RSUs) vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days).

SEC source: 0001335786-17-000001 · primary_doc.xml · derivative · entry 2

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F1 · derivative.expiration_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

SEC source: 0001335786-17-000001 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F4 · balance_after: Includes 2,352 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001509412-17-000001 · primary_doc.xml · derivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F1 · derivative.expiration_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

SEC source: 0001509412-17-000001 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and 11,466 shares held in Issuer's 401(k) Plan.

SEC source: 0001509409-17-000001 · primary_doc.xml · derivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock.

F1 · derivative.exercise_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F1 · derivative.expiration_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

SEC source: 0001509409-17-000001 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement.

F4 · balance_after: Includes 17,074 shares purchased through Issuer's Employee Stock Purchase Plan and 14,342 shares held in Issuer's 401(k) Plan.

SEC source: 0001183755-16-000020 · edgar.xml · derivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner

OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner

OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner

OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner

OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,771

Underlying: Common Stock · 1,812 shares

Expires 2026-12-06

F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective December 6, 2016.

F3 · price: Not applicable

F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant.

F4 · ownership.direct: Includes Director Option to purchase 199 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 3 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 1,610 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII.

SEC source: 0001014803-16-000004 · primary_doc.xml · nonDerivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,200

F1 · shares: These shares were purchased pursuant to an underwritten public offering of the Issuer that closed on November 23, 2016.

SEC source: 0001183755-16-000019 · edgar.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner

OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner

OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner

OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner

OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FOOTNOTES

Disclosed balance after: 13,264,443

F1 · balance_after: The 13,264,443 shares of Common Stock are directly owned as follows:(i)11,000,000 shares directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"), (ii)267,786 shares directly owned by Oak Investment Partners IX, Limited Partnership ("Oak IX"), (iii)2,853 shares directly owned by Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates"), (iv)6,427 shares directly owned by Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A"), (v)1,359,457 shares directly owned by Oak Investment Partners X, Limited Partnership ("Oak X") of which 819,839 shares were purchased pursuant to a public offering of the Issuer that closed on November 23, 2016, (vi)21,822 shares directly owned by Oak X Affiliates Fund, Limited Partnership of which 13,161 shares were purchased pursuant to a public offering of the Issuer that closed on November 23, 2016 ("Oak X Affiliates", together with Oak XIII, Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, and Oak X, "Oak Funds").

F2 · balance_after: Continuation of Footnote 1 - (vii) 606,098 shares directly owned by Bandel L. Carano, a Director of Kratos Defense & Security Solutions, Inc. No other reporting person has any pecuniary interest in these shares.

F1 · ownership.nature: The 13,264,443 shares of Common Stock are directly owned as follows:(i)11,000,000 shares directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"), (ii)267,786 shares directly owned by Oak Investment Partners IX, Limited Partnership ("Oak IX"), (iii)2,853 shares directly owned by Oak IX Affiliates Fund, Limited Partnership ("Oak IX Affiliates"), (iv)6,427 shares directly owned by Oak IX Affiliates Fund-A, Limited Partnership ("Oak IX Affiliates-A"), (v)1,359,457 shares directly owned by Oak Investment Partners X, Limited Partnership ("Oak X") of which 819,839 shares were purchased pursuant to a public offering of the Issuer that closed on November 23, 2016, (vi)21,822 shares directly owned by Oak X Affiliates Fund, Limited Partnership of which 13,161 shares were purchased pursuant to a public offering of the Issuer that closed on November 23, 2016 ("Oak X Affiliates", together with Oak XIII, Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, and Oak X, "Oak Funds").

F2 · ownership.nature: Continuation of Footnote 1 - (vii) 606,098 shares directly owned by Bandel L. Carano, a Director of Kratos Defense & Security Solutions, Inc. No other reporting person has any pecuniary interest in these shares.

F3 · ownership.nature: Mr. Carano a Managing Member of (i) Oak Associates XIII, LLC, the General Partner of Oak XIII, (ii) Oak Associates IX, LLC, the General Partner of Oak IX, (iii) Oak IX Affiliates, LLC, the General Partner of each of Oak IX Affiliates and Oak IX Affiliates-A, (iv) Oak Associates X, LLC, the General Partner of Oak X, and (v) Oak X Affiliates, LLC, the General Partner of Oak X Affiliates.

SEC source: 0001094718-16-000011 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,105

F1 · shares: These shares were purchased pursuant to an underwritten public offering of the Issuer that closed on November 23, 2016.

F2 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14.147 shares held in Issuer's 401(k) Plan.

SEC source: 0001509411-16-000002 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 4,166

F1 · shares: These shares were purchased pursuant to an underwritten public offering of the Issuer that closed on November 23, 2016.

SEC source: 0001243621-16-000009 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 10,333

F1 · shares: The reporting person is amending the Form 4 to report common stock acquired indirectly via trust pursuant to an underwritten public offering of the Issuer that closed on November 23, 2016.

SEC source: 0001243621-16-000008 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,734

F1 · shares: These shares were purchased pursuant to an underwritten public offering of the Issuer that closed on November 23, 2016.

SEC source: 0001675014-16-000002 · primary_doc.xml · nonDerivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,073

F1 · shares: Restricted stock units ("RSUs") representing contingent rights to receive common stock were previously reported in Table I on a Form 3 filed May 20, 2016 ("Form 3"). Of these RSUs, five tranches of 2,000 RSUs were released on November 8, 2016 and shares were withheld in net transactions to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released.

F2 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; 434 shares held in Issuer's 401(k) Plan; 1,000 RSUs that vest 100% on May 22, 2017, subject to the terms of the RSU agreement, as reported on the Form 3; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of the RSU agreement, as reported on the Form 3.

SEC source: 0001675014-16-000002 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,824

F1 · shares: Restricted stock units ("RSUs") representing contingent rights to receive common stock were previously reported in Table I on a Form 3 filed May 20, 2016 ("Form 3"). Of these RSUs, five tranches of 2,000 RSUs were released on November 8, 2016 and shares were withheld in net transactions to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released.

F2 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; 434 shares held in Issuer's 401(k) Plan; 1,000 RSUs that vest 100% on May 22, 2017, subject to the terms of the RSU agreement, as reported on the Form 3; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of the RSU agreement, as reported on the Form 3.

SEC source: 0001675014-16-000002 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,558

F1 · shares: Restricted stock units ("RSUs") representing contingent rights to receive common stock were previously reported in Table I on a Form 3 filed May 20, 2016 ("Form 3"). Of these RSUs, five tranches of 2,000 RSUs were released on November 8, 2016 and shares were withheld in net transactions to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released.

F2 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; 434 shares held in Issuer's 401(k) Plan; 1,000 RSUs that vest 100% on May 22, 2017, subject to the terms of the RSU agreement, as reported on the Form 3; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of the RSU agreement, as reported on the Form 3.

SEC source: 0001675014-16-000002 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,291

F1 · shares: Restricted stock units ("RSUs") representing contingent rights to receive common stock were previously reported in Table I on a Form 3 filed May 20, 2016 ("Form 3"). Of these RSUs, five tranches of 2,000 RSUs were released on November 8, 2016 and shares were withheld in net transactions to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released.

F2 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; 434 shares held in Issuer's 401(k) Plan; 1,000 RSUs that vest 100% on May 22, 2017, subject to the terms of the RSU agreement, as reported on the Form 3; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of the RSU agreement, as reported on the Form 3.

SEC source: 0001675014-16-000002 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,024

F1 · shares: Restricted stock units ("RSUs") representing contingent rights to receive common stock were previously reported in Table I on a Form 3 filed May 20, 2016 ("Form 3"). Of these RSUs, five tranches of 2,000 RSUs were released on November 8, 2016 and shares were withheld in net transactions to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released.

F2 · balance_after: Includes 323 shares purchased through Issuer's Employee Stock Purchase Plan; 434 shares held in Issuer's 401(k) Plan; 1,000 RSUs that vest 100% on May 22, 2017, subject to the terms of the RSU agreement, as reported on the Form 3; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of the RSU agreement, as reported on the Form 3.

SEC source: 0001183755-16-000018 · edgar.xml · derivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner

OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner

OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner

OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner

OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,548

Underlying: Common Stock · 2,216 shares

Expires 2026-10-14

F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective October 14, 2016.

F3 · price: Not applicable

F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant.

F4 · ownership.direct: Includes Director Option to purchase 104 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 2 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 2,110 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII.

SEC source: 0001584011-16-000011 · primary_doc.xml · derivative · entry 3

Beaman Gerald R · CIK 0001584011 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016.

SEC source: 0001584011-16-000011 · primary_doc.xml · nonDerivative · entry 2

Beaman Gerald R · CIK 0001584011 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,296

F3 · shares: Shares withheld in a net transaction to satisfy minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 7,320 shares purchased through Issuer's Employee Stock Purchase Plan; 6,938 shares held in Issuer's 401(k) Plan; and 50,000 RSUs granted on August 5, 2016 which vest in three equal installments annually beginning August 5, 2017 subject to the terms of the RSU agreement, as reported on the Form 4 filed August 8, 2016.

SEC source: 0001584011-16-000011 · primary_doc.xml · nonDerivative · entry 1

Beaman Gerald R · CIK 0001584011 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016.

F4 · balance_after: Includes 7,320 shares purchased through Issuer's Employee Stock Purchase Plan; 6,938 shares held in Issuer's 401(k) Plan; and 50,000 RSUs granted on August 5, 2016 which vest in three equal installments annually beginning August 5, 2017 subject to the terms of the RSU agreement, as reported on the Form 4 filed August 8, 2016.

SEC source: 0001509409-16-000017 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 4,500 were released on September 22, 2016.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 4,500 were released on September 22, 2016.

SEC source: 0001509409-16-000017 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,699

F3 · shares: Shares withheld in a net transaction for satisfaction of minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 14,286 shares purchased through Issuer's Employee Stock Purchase Plan and 14,413 shares held in Issuer's 410(k) Plan.

SEC source: 0001509409-16-000017 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 4,500 were released on September 22, 2016.

F4 · balance_after: Includes 14,286 shares purchased through Issuer's Employee Stock Purchase Plan and 14,413 shares held in Issuer's 410(k) Plan.

SEC source: 0001094718-16-000010 · primary_doc.xml · derivative · entry 3

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive once share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 7,500 were released on September 12, 2016.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 7,500 were released on September 12, 2016.

SEC source: 0001094718-16-000010 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,439

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and 14,147 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-16-000010 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 7,500 were released on September 12, 2016.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and 14,147 shares held in Issuer's 401(k) Plan.

SEC source: 0001080997-16-000011 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive once share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

SEC source: 0001080997-16-000011 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,858

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and 7,519 shares held in Issuer's 401(k) Plan.

SEC source: 0001080997-16-000011 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and 7,519 shares held in Issuer's 401(k) Plan.

SEC source: 0001509412-16-000012 · primary_doc.xml · derivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive once share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016.

SEC source: 0001509412-16-000012 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,368

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.