Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567 | President, US Division | September 22, 2016 | September 24, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Report date September 22, 2016 · Filed September 24, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,296 |
Last balance in matching sequence
After 2016-09-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-09-22 · Exercise / conversion · Acquired 3,000 · Balance 86,423 F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016. F4: Includes 7,320 shares purchased through Issuer's Employee Stock Purchase Plan; 6,938 shares held in Issuer's 401(k) Plan; and 50,000 RSUs granted on August 5, 2016 which vest in three equal installments annually beginning August 5, 2017 subject to the terms of the RSU agreement, as reported on the Form 4 filed August 8, 2016. Row 2 · 2016-09-22 · Tax withholding · Disposed 1,127 · Balance 85,296 F3: Shares withheld in a net transaction to satisfy minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4: Includes 7,320 shares purchased through Issuer's Employee Stock Purchase Plan; 6,938 shares held in Issuer's 401(k) Plan; and 50,000 RSUs granted on August 5, 2016 which vest in three equal installments annually beginning August 5, 2017 subject to the terms of the RSU agreement, as reported on the Form 4 filed August 8, 2016. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2016-09-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-22 · Exercise / conversion · Disposed 3,000 · Balance 15,000 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016.
F3: Shares withheld in a net transaction to satisfy minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
F4: Includes 7,320 shares purchased through Issuer's Employee Stock Purchase Plan; 6,938 shares held in Issuer's 401(k) Plan; and 50,000 RSUs granted on August 5, 2016 which vest in three equal installments annually beginning August 5, 2017 subject to the terms of the RSU agreement, as reported on the Form 4 filed August 8, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2016 Filed Sep 24, 2016 00:03 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001584011-16-000011 · primary_doc.xml · derivative · entry 3 Beaman Gerald R · CIK 0001584011 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016. Read SEC document |
| September 22, 2016 Filed Sep 24, 2016 00:03 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,127 | $7.39 | $8,328.53 |
DisclosureSEC source: 0001584011-16-000011 · primary_doc.xml · nonDerivative · entry 2 Beaman Gerald R · CIK 0001584011 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,296 F3 · shares: Shares withheld in a net transaction to satisfy minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 7,320 shares purchased through Issuer's Employee Stock Purchase Plan; 6,938 shares held in Issuer's 401(k) Plan; and 50,000 RSUs granted on August 5, 2016 which vest in three equal installments annually beginning August 5, 2017 subject to the terms of the RSU agreement, as reported on the Form 4 filed August 8, 2016. Read SEC document |
| September 22, 2016 Filed Sep 24, 2016 00:03 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001584011-16-000011 · primary_doc.xml · nonDerivative · entry 1 Beaman Gerald R · CIK 0001584011 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 22, 2016. F4 · balance_after: Includes 7,320 shares purchased through Issuer's Employee Stock Purchase Plan; 6,938 shares held in Issuer's 401(k) Plan; and 50,000 RSUs granted on August 5, 2016 which vest in three equal installments annually beginning August 5, 2017 subject to the terms of the RSU agreement, as reported on the Form 4 filed August 8, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.