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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 3, 2022 15:24 UTC
Kaufman Calvin JSenior Vice President
Exercise / conversionCommon Stock 31,100 $18.88 $587,168.00
Disclosure

SEC source: 0001209191-22-000038 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,497.6246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:48 UTC GrantPhantom Stock · Derivative 962.6303 $42.34 $40,752.95
Disclosure

SEC source: 0001209191-22-000484 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,090.406

Underlying: Common Stock · 962.6303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 15:24 UTC
Massa Timothy ASenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 16,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-22-000037 · doc4.xml · derivative · entry 3

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 15:24 UTC
Massa Timothy ASenior Vice President
SaleCommon Stock 16,000 $44.93 $718,800.00
Disclosure

SEC source: 0001209191-22-000037 · doc4.xml · nonDerivative · entry 2

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,744

Read SEC document
December 30, 2021 Filed Jan 3, 2022 15:24 UTC
Massa Timothy ASenior Vice President
Exercise / conversionCommon Stock 16,000 $10.98 $175,680.00
Disclosure

SEC source: 0001209191-22-000037 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 15:47 UTC
Kaufman Calvin JSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 16,288 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-21-071445 · doc4.xml · derivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,288 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 15:47 UTC
Kaufman Calvin JSenior Vice President
SaleCommon Stock 16,288 $44.25 $720,744.00
Disclosure

SEC source: 0001209191-21-071445 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,397.6246

F1 · balance_after: Between July 1, 2021 and September 30, 2021, the reporting person acquired 11.2231 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 15:47 UTC
Kaufman Calvin JSenior Vice President
Exercise / conversionCommon Stock 16,288 $10.98 $178,842.24
Disclosure

SEC source: 0001209191-21-071445 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,685.6246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 14:04 UTC
Massa Timothy ASenior Vice President
GiftCommon Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070884 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,744

Read SEC document
December 17, 2021 Filed Dec 21, 2021 15:32 UTC
COSSET YAELSenior Vice President and CIO
SaleCommon Stock 20,000 $46.17 $923,346.00
Disclosure

SEC source: 0001209191-21-070732 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,127

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.12 to $46.21, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 15:55 UTC
Aitken StuartSenior Vice President
SaleCommon Stock 20,000 $46.01 $920,294.00
Disclosure

SEC source: 0001209191-21-070128 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,593.1788

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.010 to $46.045, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 13:37 UTC
Arreaga GabrielSenior Vice President
Tax withholdingCommon Stock 1,441 $44.60 $64,268.60
Disclosure

SEC source: 0001209191-21-069175 · doc4.xml · nonDerivative · entry 1

Arreaga Gabriel · CIK 0001831556 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,834

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:42 UTC GrantPhantom Stock - Incentive Shares · Derivative 35.006 $40.21 Strike: $0.00 $1,407.59
Disclosure

SEC source: 0001209191-21-067458 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,737.787

Underlying: Common Stock · 35.006 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:40 UTC GrantPhantom Stock - Incentive Shares · Derivative 50.856 $40.21 Strike: $0.00 $2,044.92
Disclosure

SEC source: 0001209191-21-067454 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788.475

Underlying: Common Stock · 50.856 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:41 UTC GrantPhantom Stock - Incentive Shares · Derivative 263.51 $40.21 Strike: $0.00 $10,595.74
Disclosure

SEC source: 0001209191-21-067456 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,719.28

Underlying: Common Stock · 263.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:41 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 41.283 $40.21 Strike: $0.00 $1,659.99
Disclosure

SEC source: 0001209191-21-067455 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,945.957

Underlying: Common Stock · 41.283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 15:47 UTC
Wheatley Christine SGroup Vice President
SaleCommon Stock 25,322 $39.68 $1,004,827.60
Disclosure

SEC source: 0001209191-21-060011 · doc4.xml · nonDerivative · entry 1

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,314

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.64 to $39.75, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:43 UTC
Foley Todd AVice President & Controller
Exercise / conversionNon-Qualified Stock Option · Derivative 16,000 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-21-059800 · doc4.xml · derivative · entry 5

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:43 UTC
Foley Todd AVice President & Controller
Exercise / conversionNon-Qualified Stock Option · Derivative 18,000 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-21-059800 · doc4.xml · derivative · entry 4

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:43 UTC
Foley Todd AVice President & Controller
SaleCommon Stock 28,874 $39.83 $1,149,993.67
Disclosure

SEC source: 0001209191-21-059800 · doc4.xml · nonDerivative · entry 3

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.80 to $39.865, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:43 UTC
Foley Todd AVice President & Controller
Exercise / conversionCommon Stock 16,000 $24.67 $394,640.00
Disclosure

SEC source: 0001209191-21-059800 · doc4.xml · nonDerivative · entry 2

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:43 UTC
Foley Todd AVice President & Controller
Exercise / conversionCommon Stock 18,000 $18.88 $339,840.00
Disclosure

SEC source: 0001209191-21-059800 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 19:28 UTC GrantPhantom Stock · Derivative 1,034.2413 $39.28 Strike: $0.00 $40,625.00
Disclosure

SEC source: 0001209191-21-058389 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,127.7757

Underlying: Common Stock · 1,034.2413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 14:48 UTC
Jabbar Valerie L.Senior Vice President
Tax withholdingCommon Stock 617 $40.41 $24,932.97
Disclosure

SEC source: 0001209191-21-057003 · doc4.xml · nonDerivative · entry 1

Jabbar Valerie L. · CIK 0001877295 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,568

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 14:47 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 2,382 $40.94 $97,519.08
Disclosure

SEC source: 0001209191-21-057002 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,127

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 14:46 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 2,305 $40.94 $94,366.70
Disclosure

SEC source: 0001209191-21-057001 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,593.1788

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 14:51 UTC
Jabbar Valerie L.Senior Vice President
GrantNon-Qualified Stock Option · Derivative 10,846 $0.00 Strike: $41.10 $0.00
Disclosure

SEC source: 0001209191-21-056330 · doc4.xml · derivative · entry 3

Jabbar Valerie L. · CIK 0001877295 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,846

Underlying: Common Stock · 10,846 shares

Expires 2031-09-15

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 14:51 UTC
Jabbar Valerie L.Senior Vice President
Tax withholdingCommon Stock 461 $41.10 $18,947.10
Disclosure

SEC source: 0001209191-21-056330 · doc4.xml · nonDerivative · entry 2

Jabbar Valerie L. · CIK 0001877295 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,185

F2 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 14:51 UTC
Jabbar Valerie L.Senior Vice President
GrantCommon Stock 5,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056330 · doc4.xml · nonDerivative · entry 1

Jabbar Valerie L. · CIK 0001877295 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,646

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 14:50 UTC
Foley Todd AVice President & Controller
GrantNon-Qualified Stock Option · Derivative 8,677 $0.00 Strike: $41.10 $0.00
Disclosure

SEC source: 0001209191-21-056329 · doc4.xml · derivative · entry 2

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,677

Underlying: Common Stock · 8,677 shares

Expires 2031-09-15

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 14:50 UTC
Foley Todd AVice President & Controller
GrantCommon Stock 3,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056329 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,140

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 14:45 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 783 $42.04 $32,918.89
Disclosure

SEC source: 0001209191-21-056328 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 7,809

Read SEC document
September 15, 2021 Filed Sep 16, 2021 14:44 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 298 $41.10 $12,247.80
Disclosure

SEC source: 0001209191-21-056327 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,509

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 13:40 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 18,500 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-21-056099 · doc4.xml · derivative · entry 3

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,500 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 13:40 UTC
Adcock Mary EllenSenior Vice President
SaleCommon Stock 18,500 $42.08 $778,568.80
Disclosure

SEC source: 0001209191-21-056099 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,823

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.070 to $42.125, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 13:40 UTC
Adcock Mary EllenSenior Vice President
Exercise / conversionCommon Stock 18,500 $24.67 $456,302.50
Disclosure

SEC source: 0001209191-21-056099 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 14:18 UTC GrantPhantom Stock - Incentive Shares · Derivative 30.633 $45.74 Strike: $0.00 $1,401.15
Disclosure

SEC source: 0001209191-21-054366 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,702.781

Underlying: Common Stock · 30.633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 14:18 UTC GrantPhantom Stock - Incentive Shares · Derivative 230.591 $45.74 Strike: $0.00 $10,547.23
Disclosure

SEC source: 0001209191-21-054365 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,455.77

Underlying: Common Stock · 230.591 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 01, 2021 Filed Sep 2, 2021 14:17 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 36.126 $45.74 Strike: $0.00 $1,652.40
Disclosure

SEC source: 0001209191-21-054364 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,904.674

Underlying: Common Stock · 36.126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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September 01, 2021 Filed Sep 2, 2021 14:17 UTC GrantPhantom Stock - Incentive Shares · Derivative 44.502 $45.74 Strike: $0.00 $2,035.52
Disclosure

SEC source: 0001209191-21-054363 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,737.619

Underlying: Common Stock · 44.502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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August 06, 2021 Filed Aug 9, 2021 18:50 UTC GrantCommon Stock 4,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-050346 · doc4.xml · nonDerivative · entry 1

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,062

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 15, 2021 Filed Jul 16, 2021 20:28 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 2,673 $38.84 $103,819.32
Disclosure

SEC source: 0001209191-21-046925 · doc4.xml · nonDerivative · entry 1

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,839

F1 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2021 Filed Jul 16, 2021 20:28 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 335 $38.84 $13,011.40
Disclosure

SEC source: 0001209191-21-046923 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 8,592

F2 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2021 Filed Jul 16, 2021 20:27 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 1,146 $38.84 $44,510.64
Disclosure

SEC source: 0001209191-21-046922 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,823

F1 · shares: Payment of tax liability associated with restricted stock.

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July 14, 2021 Filed Jul 15, 2021 18:25 UTC
Vemuri AshokDirector
GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046763 · doc4.xml · nonDerivative · entry 1

Vemuri Ashok · CIK 0001586651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,013

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 14, 2021 Filed Jul 15, 2021 18:24 UTC GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046762 · doc4.xml · nonDerivative · entry 1

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,656

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 14, 2021 Filed Jul 15, 2021 18:23 UTC GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046761 · doc4.xml · nonDerivative · entry 1

SOURRY KNOX JUDITH AMANDA · CIK 0001691983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 14, 2021 Filed Jul 15, 2021 18:23 UTC GrantPhantom Stock - Incentive Shares · Derivative 4,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046760 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,225.179

Underlying: Common Stock · 4,859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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July 14, 2021 Filed Jul 15, 2021 18:22 UTC GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046759 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,536

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 14, 2021 Filed Jul 15, 2021 18:21 UTC GrantCommon Stock 4,859 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046758 · doc4.xml · nonDerivative · entry 1

HOGUET KAREN M · CIK 0001180671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,590

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.