Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KOPIN CORPKOPN · Entity 5134 | Director | June 10, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KOPIN CORP
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 258,000 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 64,500 · Balance 258,000 F1: Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 10,536 · Balance 0 F1: Includes (a) 5,281 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 2,255 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 1,200 restricted stock units and 1,800 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-26 · Disposition to issuer · Disposed 417.842 · Balance 0 F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-26 · Exercise / conversion · Disposed 2,167 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.99 · Expires 2026-04-20 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-26 · Exercise / conversion · Disposed 2,134 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-26 · Exercise / conversion · Disposed 7,800 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Phanton StockSEC Table II · derivative / convertible security | IndirectBy Non-Qualified Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-26 · Exercise / conversion · Disposed 98.1478 · Balance 0 F5: The price varies based on the date the phantom stock was credited. F4: Represents phantom shares of the common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (a) 5,281 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 2,255 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 1,200 restricted stock units and 1,800 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.
F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.
F4: Represents phantom shares of the common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement).
F5: The price varies based on the date the phantom stock was credited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 12, 2026 21:14 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 64,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-028517 · ownership.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,000 F1 · kind: Restricted stock shall vest on May 25, 2027 and is subject to restrictions pursuant to the terms of the Issuer's A&R 2020 Equity Incentive Plan. Read SEC document |
| June 26, 2025 Filed Jun 27, 2025 20:05 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 64,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-016877 · ownership.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,500 F1 · kind: Restricted stock shall vest on June 26, 2026 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 64,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-023336 · ownership.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,000 F1 · kind: The equity award vests on the first anniversary of the date of grant (06/06/25). Read SEC document |
| November 02, 2023 Filed Nov 13, 2023 21:15 UTC | KOPIN CORP KOPN · Entity 5134 | GrantCommon Stock | 64,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-040512 · ownership.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,500 F1 · kind: Restricted stock shall vest on May 25, 2024 and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionPhanton Stock · Derivative | 98.1478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000129 · edgar.xml · derivative · entry 6 NIEUWSMA DAVID J · CIK 0001672811 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-Qualified Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 98.1478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The price varies based on the date the phantom stock was credited. F5 · price: The price varies based on the date the phantom stock was credited. F4 · derivative.exercise_date: Represents phantom shares of the common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement). F4 · derivative.expiration_date: Represents phantom shares of the common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement). Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,800 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001137411-18-000129 · edgar.xml · derivative · entry 5 NIEUWSMA DAVID J · CIK 0001672811 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,800 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,134 | $0.00 Strike: $93.99 | $0.00 |
DisclosureSEC source: 0001137411-18-000129 · edgar.xml · derivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,134 shares Expires 2026-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,167 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-18-000129 · edgar.xml · derivative · entry 3 NIEUWSMA DAVID J · CIK 0001672811 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,167 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 417.842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000129 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. F2 · price: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 10,536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000129 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (a) 5,281 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 2,255 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 1,200 restricted stock units and 1,800 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). F1 · price: Includes (a) 5,281 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 2,255 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 1,200 restricted stock units and 1,800 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 18:28 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 196 | $131.48 | $25,770.08 |
DisclosureSEC source: 0001137411-18-000100 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Information Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,481.19 F1 · shares: Tax withholding in respect of the portion of the RSUs granted on November 13, 2017 that vested on November 13, 2018. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:50 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 725 | $141.27 | $102,420.75 |
DisclosureSEC source: 0001137411-18-000082 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Information Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677.19 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:50 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-18-000082 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Information Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,402.19 F1 · shares: Vesting of performance shares granted on November 9, 2015 and April 20, 2016 under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 15:09 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-Buy) · Derivative | 1,967 | $0.00 Strike: $83.69 | $0.00 |
DisclosureSEC source: 0001137411-17-000144 · edgar.xml · derivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,967 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Employee stock options granted pursuant to the Company's stock based plan. F5 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 15:09 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 1,967 | $132.30 | $260,234.10 |
DisclosureSEC source: 0001137411-17-000144 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,181.19 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 15:09 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 1,967 | $83.69 | $164,618.23 |
DisclosureSEC source: 0001137411-17-000144 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,148.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-buy) · Derivative | 3,900 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001137411-17-000135 · edgar.xml · derivative · entry 7 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 Underlying: Common Stock · 3,900 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Employee stock options granted pursuant to the Company's stock based plans. F8 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 3,900 | $133.00 | $518,700.00 |
DisclosureSEC source: 0001137411-17-000135 · edgar.xml · nonDerivative · entry 5 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,181.19 F4 · kind: This transaction was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F5 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $132.85 to $133.16, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 3,900 | $88.71 | $345,969.00 |
DisclosureSEC source: 0001137411-17-000135 · edgar.xml · nonDerivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,081.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000135 · edgar.xml · nonDerivative · entry 3 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,181.19 F3 · kind: Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 515 | $133.37 | $68,685.55 |
DisclosureSEC source: 0001137411-17-000135 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,381.19 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:39 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 1,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000135 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,896.19 F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 09:05 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-Buy) · Derivative | 2,167 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-17-000122 · edgar.xml · derivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167 Underlying: Common Stock · 2,167 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plan. F6 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 09:05 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 2,167 | $133.91 | $290,182.97 |
DisclosureSEC source: 0001137411-17-000122 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,452.19 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $133.50 to $134.40, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 09:05 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 2,167 | $86.75 | $187,987.25 |
DisclosureSEC source: 0001137411-17-000122 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,619.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:42 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-Buy) · Derivative | 1,066 | $0.00 Strike: $93.99 | $0.00 |
DisclosureSEC source: 0001137411-17-000119 · edgar.xml · derivative · entry 8 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134 Underlying: Common Stock · 1,066 shares Expires 2026-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Employee stock options granted pursuant to the Company's stock based plans. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:42 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-Buy) · Derivative | 2,166 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-17-000119 · edgar.xml · derivative · entry 7 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,334 Underlying: Common Stock · 2,166 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Employee stock options granted pursuant to the Company's stock based plans. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:42 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-Buy) · Derivative | 3,933 | $0.00 Strike: $83.69 | $0.00 |
DisclosureSEC source: 0001137411-17-000119 · edgar.xml · derivative · entry 6 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,967 Underlying: Common Stock · 3,933 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Employee stock options granted pursuant to the Company's stock based plans. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:42 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 7,165 | $135.35 | $969,782.75 |
DisclosureSEC source: 0001137411-17-000119 · edgar.xml · nonDerivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,452.19 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F4 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $134.98 to $135.81, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:42 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 1,066 | $93.99 | $100,193.34 |
DisclosureSEC source: 0001137411-17-000119 · edgar.xml · nonDerivative · entry 3 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,617.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:42 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 2,166 | $86.75 | $187,900.50 |
DisclosureSEC source: 0001137411-17-000119 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,551.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:42 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 3,933 | $83.69 | $329,152.77 |
DisclosureSEC source: 0001137411-17-000119 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,385.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F3 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| May 09, 2017 Filed May 10, 2017 07:31 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-Buy) · Derivative | 6,250 | $0.00 Strike: $70.97 | $0.00 |
DisclosureSEC source: 0001137411-17-000075 · edgar.xml · derivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Employee stock options granted pursuant to the Company's stock based plans. F5 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| May 09, 2017 Filed May 10, 2017 07:31 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 6,250 | $105.00 | $656,250.00 |
DisclosureSEC source: 0001137411-17-000075 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,384.05 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of May 1, 2017. Read SEC document |
| May 09, 2017 Filed May 10, 2017 07:31 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 6,250 | $70.97 | $443,562.50 |
DisclosureSEC source: 0001137411-17-000075 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,634.05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of May 1, 2017. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 13:30 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Options (Right-to-Buy) · Derivative | 770 | $0.00 Strike: $74.05 | $0.00 |
DisclosureSEC source: 0001672811-17-000010 · edgar.xml · derivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 770 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Employee stock options granted pursuant to the Company's stock based plans. F5 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 13:30 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 770 | $98.78 | $76,060.60 |
DisclosureSEC source: 0001672811-17-000010 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,355.852 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 13:30 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 770 | $74.05 | $57,018.50 |
DisclosureSEC source: 0001672811-17-000010 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · SR. VP, INFORMATION MGMT SVCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125.852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantStock Options (Right-to-Buy) · Derivative | 11,700 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001672811-16-000008 · edgar.xml · derivative · entry 4 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 Underlying: Common Stock · 11,700 shares Expires 2026-11-14 F4 · security: Employee stock options granted under the LTIP. F5 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning November 14, 2017. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 566 | $88.71 | $50,209.86 |
DisclosureSEC source: 0001672811-16-000008 · edgar.xml · nonDerivative · entry 2 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,287.051 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001672811-16-000008 · edgar.xml · nonDerivative · entry 1 NIEUWSMA DAVID J · CIK 0001672811 · Sr. VP, Informaton Mgmt Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853.051 F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.