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KODK

EASTMAN KODAK CO

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5053
SEC CIK
0000031235
Parsed reports
416

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 3,633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · derivative · entry 9

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,269

Underlying: Common Stock, par value $.01 · 3,633 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 2,102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · derivative · entry 8

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,104

Underlying: Common Stock, par value $.01 · 2,102 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 4,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · derivative · entry 7

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 4,474 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Tax withholdingCommon Stock, par value $.01 1,344 $15.58 $20,939.52
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · nonDerivative · entry 6

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,349

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionCommon Stock, par value $.01 3,633 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · nonDerivative · entry 5

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Tax withholdingCommon Stock, par value $.01 778 $15.58 $12,121.24
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · nonDerivative · entry 4

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,060

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionCommon Stock, par value $.01 2,102 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · nonDerivative · entry 3

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Tax withholdingCommon Stock, par value $.01 1,655 $15.58 $25,784.90
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · nonDerivative · entry 2

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,736

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:45 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionCommon Stock, par value $.01 4,474 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000258 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 15

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-09-03

F9 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

F9 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

F9 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
GrantRestricted Stock Units · Derivative 26,958 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 12

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,958

Underlying: Common Stock, par value $.01 · 26,958 shares

Expires 2019-09-03

F6 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F6 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,174 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 10

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,350

Underlying: Common Stock, par value $.01 · 10,174 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 9

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,888

Underlying: Common Stock, par value $.01 · 5,887 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 9,236 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 8

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 9,236 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Tax withholdingCommon Stock, par value $.01 3,762 $15.58 $58,611.96
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 6

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,795

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Exercise / conversionCommon Stock, par value $.01 10,174 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 5

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Tax withholdingCommon Stock, par value $.01 2,177 $15.58 $33,917.66
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 4

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,383

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Exercise / conversionCommon Stock, par value $.01 5,887 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 3

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Tax withholdingCommon Stock, par value $.01 3,415 $15.58 $53,205.70
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 2

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,673

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:38 UTC
Kruchten BradSenior Vice President
Exercise / conversionCommon Stock, par value $.01 9,236 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 1

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 10

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2023-09-02

F7 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report.

F7 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report.

F7 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report.

F7 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Cullimore will file an amendment to this report.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
GrantRestricted Stock Units · Derivative 6,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 7

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,419

Underlying: Common Stock, par value $.01 · 6,419 shares

Expires 2019-09-03

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 6

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

Underlying: Common Stock, par value $.01 · 2,422 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 5

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404

Underlying: Common Stock, par value $.01 · 1,401 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,825 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · derivative · entry 4

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 5,825 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
Exercise / conversionCommon Stock, par value $.01 2,422 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · nonDerivative · entry 3

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
Exercise / conversionCommon Stock, par value $.01 1,401 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · nonDerivative · entry 2

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:35 UTC
Cullimore PhilipSenior Vice President
Exercise / conversionCommon Stock, par value $.01 5,825 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000255 · edgar.xml · nonDerivative · entry 1

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · derivative · entry 10

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock, par value $01 · 1,109 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · derivative · entry 8

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock, par value $01 · 641 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · derivative · entry 7

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $01 · 2,509 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Tax withholdingCommon Stock, par value $.01 410 $15.58 $6,387.80
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 6

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,037

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionCommon Stock, par value $.01 1,109 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.

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September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Tax withholdingCommon Stock, par value $.01 237 $15.58 $3,692.46
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionCommon Stock, par value $.01 641 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.

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September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Tax withholdingCommon Stock, par value $.01 928 $15.58 $14,458.24
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,934

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 23:29 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionCommon Stock, par value $.01 2,509 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000254 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2016 Filed Sep 30, 2016 21:39 UTC Amendment
Taber Terry RSenior Vice President
GrantStock Option (Right to Buy) · Derivative 36,927 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000271 · edgar.xml · derivative · entry 1

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,927

Underlying: Common Stock, par value $.01 · 36,927 shares

Expires 2023-09-02

F1 · derivative.exercise_price: Mr. Taber previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Taber is filing this amendment to report the number of shares underlying the option.

F1 · date: Mr. Taber previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Taber is filing this amendment to report the number of shares underlying the option.

F1 · kind: Mr. Taber previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Taber is filing this amendment to report the number of shares underlying the option.

F1 · shares: Mr. Taber previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Taber is filing this amendment to report the number of shares underlying the option.

F1 · derivative.exercise_date: Mr. Taber previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Taber is filing this amendment to report the number of shares underlying the option.

F1 · derivative.underlying_shares: Mr. Taber previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Taber is filing this amendment to report the number of shares underlying the option.

F1 · balance_after: Mr. Taber previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Taber is filing this amendment to report the number of shares underlying the option.

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September 03, 2016 Filed Sep 30, 2016 21:37 UTC Amendment
Samuels EricCAO and Corp. Controller
GrantStock Option (Right to Buy) · Derivative 25,467 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000270 · edgar.xml · derivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,467

Underlying: Common Stock, par value $.01 · 25,467 shares

Expires 2023-09-02

F1 · derivative.exercise_price: Mr. Samuels previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Samuels is filing this amendment to report the number of shares underlying the option.

F1 · date: Mr. Samuels previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Samuels is filing this amendment to report the number of shares underlying the option.

F1 · kind: Mr. Samuels previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Samuels is filing this amendment to report the number of shares underlying the option.

F1 · shares: Mr. Samuels previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Samuels is filing this amendment to report the number of shares underlying the option.

F1 · derivative.exercise_date: Mr. Samuels previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Samuels is filing this amendment to report the number of shares underlying the option.

F1 · derivative.underlying_shares: Mr. Samuels previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Samuels is filing this amendment to report the number of shares underlying the option.

F1 · balance_after: Mr. Samuels previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Samuels is filing this amendment to report the number of shares underlying the option.

Read SEC document
September 03, 2016 Filed Sep 30, 2016 21:31 UTC Amendment
O'Grady John G.GM, WW Sales, Vice President
GrantStock Option (Right to Buy) · Derivative 29,712 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000269 · edgar.xml · derivative · entry 2

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,712

Underlying: Common Stock, par value $.01 · 29,712 shares

Expires 2023-09-02

F2 · derivative.exercise_price: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.

F2 · date: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.

F2 · kind: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.

F2 · shares: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.

F2 · derivative.exercise_date: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.

F2 · derivative.underlying_shares: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.

F2 · balance_after: Mr. O'Grady previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. O'Grady is filing this amendment to report the number of shares underlying the option and to correct the related footnote. The number of shares reported in this amendment is based on $175,000 (not $145,000 as previously reported) divided by the Black-Scholes valuation of the option on the grant date.

Read SEC document
September 03, 2016 Filed Sep 30, 2016 21:31 UTC Amendment
O'Grady John G.GM, WW Sales, Vice President
GrantRestricted Stock Units · Derivative 11,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000269 · edgar.xml · derivative · entry 1

O'Grady John G. · CIK 0001668481 · GM, WW Sales, Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,233

Underlying: Common Stock, par value · 11,233 shares

Expires 2019-09-03

F1 · derivative.exercise_price: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.

F1 · date: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.

F1 · kind: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.

F1 · shares: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.

F1 · derivative.exercise_date: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.

F1 · derivative.underlying_shares: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.

F1 · balance_after: Due to an administrative error, Mr. O'Grady reported an incorrect number of restricted stock units (9,307) on his 9/3/16 Form 4. This amendment corrects the number of restricted stock units granted to him on 9/3/16.

Read SEC document
September 03, 2016 Filed Sep 30, 2016 21:24 UTC Amendment
Kruchten BradSenior Vice President
GrantStock Option (Right to Buy) · Derivative 71,308 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000268 · edgar.xml · derivative · entry 1

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,308

Underlying: Common Stock, par value $.01 · 71,308 shares

Expires 2023-09-02

F1 · derivative.exercise_price: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.

F1 · date: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.

F1 · kind: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.

F1 · shares: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.

F1 · derivative.exercise_date: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.

F1 · derivative.underlying_shares: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.

F1 · balance_after: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.

Read SEC document
September 03, 2016 Filed Sep 30, 2016 21:20 UTC Amendment
Cullimore PhilipSenior Vice President
GrantStock Option (Right to Buy) · Derivative 16,978 $0.00 Strike: $15.58 $0.00
Disclosure

SEC source: 0000891839-16-000267 · edgar.xml · derivative · entry 1

Cullimore Philip · CIK 0001630348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,978

Underlying: Common Stock, par value $.01 · 16,978 shares

Expires 2023-09-02

F1 · derivative.exercise_price: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.

F1 · date: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.

F1 · kind: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.

F1 · shares: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.

F1 · derivative.exercise_date: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.

F1 · derivative.underlying_shares: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.

F1 · balance_after: Mr. Cullimore previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Cullimore is filing this amendment to report the number of shares underlying the option.

Read SEC document
September 03, 2016 Filed Sep 6, 2017 20:24 UTC
Taber Terry RSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000125 · edgar.xml · derivative · entry 9

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,308

Underlying: Common Stock, par value $.01 · 4,653 shares

Expires 2019-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
July 01, 2016 Filed Sep 7, 2016 23:27 UTC Amendment
Bullwinkle David ECFO and Senior Vice President
GrantStock Option (Right to Buy) · Derivative 45,942 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0000891839-16-000253 · edgar.xml · derivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,942

Underlying: Common Stock, par value $.01 · 45,942 shares

Expires 2023-07-01

F1 · derivative.exercise_price: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · date: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · kind: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · shares: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.exercise_date: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · balance_after: This option was previously reported by Mr. Bullwinkle on his 7/1/16 Form 4, however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

Read SEC document
April 04, 2016 Filed Dec 16, 2016 22:38 UTC
Underberg Sharon E.General Counsel, Sec., SVP
GiftCommon Stock, par value $.01 150 $0.00 $0.00
Disclosure

SEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 2

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 150

F1 · shares: These shares were purchased by Ms. Underberg's father-in-law and held in a joint account with Ms. Underberg's husband. Following her father-in-law's death, the shares were transferred into an individual account in her husband's name.

Read SEC document
November 04, 2015 Filed Nov 5, 2015 00:12 UTC PurchaseCommon Stock 44,286 $13.79 $610,633.08
Disclosure

SEC source: 0000899243-15-007616 · doc4.xml · nonDerivative · entry 6

Blackstone Group L.P. · CIK 0001393818 · 10% owner

GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner

Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner

Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 284,959

F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities.

F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.

F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds.

F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 04, 2015 Filed Nov 5, 2015 00:12 UTC PurchaseCommon Stock 15,714 $13.79 $216,670.92
Disclosure

SEC source: 0000899243-15-007616 · doc4.xml · nonDerivative · entry 3

Blackstone Group L.P. · CIK 0001393818 · 10% owner

GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner

Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner

Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 273,679

F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities.

F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.

F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds.

F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 04, 2015 Filed Dec 2, 2015 00:45 UTC Amendment PurchaseCommon Stock 44,286 $13.79 $610,633.08
Disclosure

SEC source: 0000899243-15-009096 · doc4a.xml · nonDerivative · entry 6

Blackstone Group L.P. · CIK 0001393818 · 10% owner

GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner

Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner

Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 285,769

F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities.

F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP.

F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds.

F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 04, 2015 Filed Dec 2, 2015 00:45 UTC Amendment PurchaseCommon Stock 15,714 $13.79 $216,670.92
Disclosure

SEC source: 0000899243-15-009096 · doc4a.xml · nonDerivative · entry 3

Blackstone Group L.P. · CIK 0001393818 · 10% owner

GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner

Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner

Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 272,869

F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities.

F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP.

F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds.

F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.