Tapewire

NYSE · USD

KODK

EASTMAN KODAK CO

Export transactions ↓
Tapewire entity
5053
SEC CIK
0000031235
Parsed reports
416

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2018 Filed Feb 8, 2019 21:26 UTC Amendment
Bullwinkle David ECFO and Senior Vice President
GrantStock Option (Right to Buy) · Derivative 72,017 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000891839-19-000027 · edgar.xml · derivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,017

Underlying: Common Stock, par value $.01 · 72,017 shares

Expires 2025-12-03

F2 · shares: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.underlying_shares: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · balance_after: This option was previously reported by Mr. Bullwinkle. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 71,139 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:39 UTC Exercise / conversionRestricted Stock Units · Derivative 1,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000104 · edgar.xml · derivative · entry 3

Payne Christopher Joseph · CIK 0001705462 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921

Underlying: Common Stock, par value $.01 · 1,918 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 11/15/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 11/15/2016 grant date.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:39 UTC Tax withholdingCommon Stock, par value $.01 652 $3.95 $2,575.40
Disclosure

SEC source: 0000891839-18-000104 · edgar.xml · nonDerivative · entry 2

Payne Christopher Joseph · CIK 0001705462 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:39 UTC Exercise / conversionCommon Stock, par value $.01 1,918 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000104 · edgar.xml · nonDerivative · entry 1

Payne Christopher Joseph · CIK 0001705462 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
GrantStock Option (Right to Buy) · Derivative 97,223 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 14

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,223

Underlying: Common Stock, par value $.01 · 97,223 shares

Expires 2025-09-30

F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
GrantRestricted Stock Units · Derivative 61,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 10

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,404

Underlying: Common Stock, par value $.01 · 61,404 shares

Expires 2021-10-01

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 10/1/2018 grant date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 9

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,874

Underlying: Common Stock, par value $.01 · 7,936 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,888 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 8

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891

Underlying: Common Stock, par value $.01 · 3,888 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · derivative · entry 7

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,774 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Tax withholdingCommon Stock, par value $.01 3,730 $2.85 $10,630.50
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 6

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,376

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Exercise / conversionCommon Stock, par value $.01 7,936 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 5

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2017 grant date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Tax withholdingCommon Stock, par value $.01 1,828 $2.85 $5,209.80
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 4

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,170

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Exercise / conversionCommon Stock, par value $.01 3,888 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 3

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2016 grant date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Tax withholdingCommon Stock, par value $.01 1,774 $2.85 $5,055.90
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 2

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,110

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:35 UTC
Overman StevenSenior Vice President
Exercise / conversionCommon Stock, par value $.01 3,774 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000097 · edgar.xml · nonDerivative · entry 1

Overman Steven · CIK 0001630418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 10/1/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:35 UTC
Taber Terry RSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000081 · edgar.xml · derivative · entry 6

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,655

Underlying: Common Stock, par value $.01 · 4,653 shares

Expires 2019-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:35 UTC
Taber Terry RSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,271 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000081 · edgar.xml · derivative · entry 5

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 5,271 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:35 UTC
Taber Terry RSenior Vice President
Tax withholdingCommon Stock, par value $.01 1,581 $3.25 $5,138.25
Disclosure

SEC source: 0000891839-18-000081 · edgar.xml · nonDerivative · entry 4

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,415

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:35 UTC
Taber Terry RSenior Vice President
Exercise / conversionCommon Stock, par value $.01 4,653 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000081 · edgar.xml · nonDerivative · entry 3

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:35 UTC
Taber Terry RSenior Vice President
Tax withholdingCommon Stock, par value $.01 1,791 $3.25 $5,820.75
Disclosure

SEC source: 0000891839-18-000081 · edgar.xml · nonDerivative · entry 2

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,343

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:35 UTC
Taber Terry RSenior Vice President
Exercise / conversionCommon Stock, par value $.01 5,271 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000081 · edgar.xml · nonDerivative · entry 1

Taber Terry R · CIK 0001452475 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:34 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 3,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000080 · edgar.xml · derivative · entry 6

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210

Underlying: Common Stock, par value $.01 · 3,209 shares

Expires 2019-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:34 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionRestricted Stock Units · Derivative 3,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000080 · edgar.xml · derivative · entry 5

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,636 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:34 UTC
Samuels EricCAO and Corp. Controller
Tax withholdingCommon Stock, par value $.01 1,089 $3.25 $3,539.25
Disclosure

SEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 4

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,890

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:34 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionCommon Stock, par value $.01 3,209 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 3

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:34 UTC
Samuels EricCAO and Corp. Controller
Tax withholdingCommon Stock, par value $.01 1,234 $3.25 $4,010.50
Disclosure

SEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 2

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,770

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:34 UTC
Samuels EricCAO and Corp. Controller
Exercise / conversionCommon Stock, par value $.01 3,636 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · derivative · entry 9

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,966

Underlying: Common Stock, par value $.01 · 5,482 shares

Expires 2020-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · derivative · entry 8

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,745

Underlying: Common Stock, par value $.01 · 3,744 shares

Expires 2019-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · derivative · entry 7

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,514 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Tax withholdingCommon Stock, par value $.01 1,664 $3.25 $5,408.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 6

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,213

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Exercise / conversionCommon Stock, par value $.01 5,482 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 5

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Tax withholdingCommon Stock, par value $.01 1,137 $3.25 $3,695.25
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 4

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,395

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Exercise / conversionCommon Stock, par value $.01 3,744 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 3

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Tax withholdingCommon Stock, par value $.01 1,067 $3.25 $3,467.75
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:33 UTC
O'Grady John G.Senior Vice President
Exercise / conversionCommon Stock, par value $.01 3,514 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000079 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:32 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000078 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,111 shares

Expires 2018-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:32 UTC
Bullwinkle David ECFO and Senior Vice President
Tax withholdingCommon Stock, par value $.01 378 $3.25 $1,228.50
Disclosure

SEC source: 0000891839-18-000078 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,794

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 20:32 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionCommon Stock, par value $.01 1,111 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000078 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:26 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000075 · edgar.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,159

Underlying: Common Stock, par value $.01 · 6,157 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 7/1/2016 grant date.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:26 UTC
Bullwinkle David ECFO and Senior Vice President
Tax withholdingCommon Stock, par value $.01 2,037 $3.80 $7,740.60
Disclosure

SEC source: 0000891839-18-000075 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,061

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:26 UTC
Bullwinkle David ECFO and Senior Vice President
Exercise / conversionCommon Stock, par value $.01 6,157 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000075 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:35 UTC
Mahe Eric-YvesSenior Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0000891839-18-000071 · edgar.xml · derivative · entry 11

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2025-06-10

F10 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:35 UTC
Mahe Eric-YvesSenior Vice President
GrantRestricted Stock Units · Derivative 19,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000071 · edgar.xml · derivative · entry 5

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock, par value $.01 · 19,231 shares

Expires 2021-06-11

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 20:52 UTC Amendment
Mahe Eric-YvesSenior Vice President
GrantStock Option (Right to Buy) · Derivative 30,212 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0000891839-18-000072 · edgar.xml · derivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,212

Underlying: Common Stock, par value $.01 · 30,212 shares

Expires 2025-06-10

F1 · shares: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.exercise_date: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · balance_after: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

Read SEC document
May 12, 2018 Filed May 15, 2018 20:26 UTC
Mahe Eric-YvesSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000029 · edgar.xml · derivative · entry 2

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 930 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.

Read SEC document
May 12, 2018 Filed May 15, 2018 20:26 UTC
Mahe Eric-YvesSenior Vice President
Exercise / conversionCommon Stock, par value $.01 930 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000029 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:27 UTC
Mahe Eric-YvesSenior Vice President
GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 13

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2025-04-27

F10 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:27 UTC
Mahe Eric-YvesSenior Vice President
GrantRestricted Stock Units · Derivative 34,314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 8

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,314

Underlying: Common Stock, par value $.01 · 34,314 shares

Expires 2021-04-28

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:27 UTC
Mahe Eric-YvesSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 7

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,607

Underlying: Common Stock, par value $.01 · 5,303 shares

Expires 2020-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.