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Knowles Corp

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4245
SEC CIK
0001587523
Parsed reports
421

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202502
Jan 202602
Feb 2026015
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202601
Aug 202609
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Feb 20, 2018 21:17 UTC
Anderson John S.Senior VP & CFO
GrantStock Option (Right to Buy) · Derivative 46,382 $0.00 Strike: $14.29 $0.00
Disclosure

SEC source: 0001127602-18-007184 · form4.xml · derivative · entry 6

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,382

Underlying: Common Stock · 46,382 shares

Expires 2025-02-15

F5 · derivative.exercise_date: Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:17 UTC
Anderson John S.Senior VP & CFO
GrantCommon Stock 17,495 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007184 · form4.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,661

F1 · shares: Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 21:06 UTC PurchaseCommon Stock 2,000 $13.40 $26,800.00
Disclosure

SEC source: 0001127602-18-005490 · form4.xml · nonDerivative · entry 1

HIRSCH DIDIER · CIK 0001226464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,821

Read SEC document
February 01, 2018 Filed Feb 2, 2018 16:21 UTC
Polacek Michael S.President, Intelligent Audio
PurchaseCommon Stock 975 $15.21 $14,829.75
Disclosure

SEC source: 0001127602-18-003649 · form4.xml · nonDerivative · entry 1

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,738

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 15:51 UTC
Polacek Michael S.President, Intelligent Audio
PurchaseCommon Stock 1,007 $14.78 $14,883.46
Disclosure

SEC source: 0001127602-18-001067 · form4.xml · nonDerivative · entry 1

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,763

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 15:24 UTC
Polacek Michael S.President, Intelligent Audio
PurchaseCommon Stock 965 $15.40 $14,861.00
Disclosure

SEC source: 0001127602-17-033770 · form4.xml · nonDerivative · entry 1

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,756

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 13:32 UTC
Polacek Michael S.President, Intelligent Audio
PurchaseCommon Stock 925 $16.18 $14,963.08
Disclosure

SEC source: 0001127602-17-031839 · form4.xml · nonDerivative · entry 1

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,791

Read SEC document
October 30, 2017 Filed Oct 31, 2017 19:28 UTC GrantCommon Stock 7,777 $16.35 $127,153.95
Disclosure

SEC source: 0001127602-17-030600 · form4.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,229

F1 · shares: New director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 1, 2018.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 19:27 UTC
Mittelman Bryan E.VP, Controller
GrantStock Option (Right to Buy) · Derivative 15,936 $0.00 Strike: $16.35 $0.00
Disclosure

SEC source: 0001127602-17-030599 · form4.xml · derivative · entry 3

Mittelman Bryan E. · CIK 0001598320 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,936

Underlying: Common Stock · 15,936 shares

Expires 2024-10-30

F2 · derivative.exercise_date: Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 19:27 UTC
Mittelman Bryan E.VP, Controller
GrantCommon Stock 7,339 $16.35 $119,992.65
Disclosure

SEC source: 0001127602-17-030599 · form4.xml · nonDerivative · entry 1

Mittelman Bryan E. · CIK 0001598320 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,704

F1 · shares: Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 17:49 UTC
Polacek Michael S.President, Intelligent Audio
PurchaseCommon Stock 3,246 $15.40 $49,988.40
Disclosure

SEC source: 0001127602-17-025264 · form4.xml · nonDerivative · entry 1

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,866

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:13 UTC GrantCommon Stock 6,452 $15.50 $100,006.00
Disclosure

SEC source: 0001127602-17-024862 · form4.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452

F1 · shares: New director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on July 31, 2018.

Read SEC document
May 02, 2017 Filed May 4, 2017 16:43 UTC GrantCommon Stock 9,687 $17.55 $170,006.85
Disclosure

SEC source: 0001127602-17-016871 · form4.xml · nonDerivative · entry 1

LOCHRIDGE RICHARD K · CIK 0001013935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,701

F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018.

Read SEC document
May 02, 2017 Filed May 4, 2017 16:46 UTC GrantCommon Stock 9,687 $17.55 $170,006.85
Disclosure

SEC source: 0001127602-17-016878 · form4.xml · nonDerivative · entry 1

ERGAS JEAN PIERRE · CIK 0001106876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,684

F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018.

Read SEC document
May 02, 2017 Filed May 4, 2017 16:45 UTC
Eul HermannDirector
GrantCommon Stock 9,687 $17.55 $170,006.85
Disclosure

SEC source: 0001127602-17-016874 · form4.xml · nonDerivative · entry 1

Eul Hermann · CIK 0001647225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,694

F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018.

Read SEC document
May 02, 2017 Filed May 4, 2017 16:47 UTC GrantCommon Stock 9,687 $17.55 $170,006.85
Disclosure

SEC source: 0001127602-17-016880 · form4.xml · nonDerivative · entry 1

Jankov Ronald Steven · CIK 0001296432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,394

F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:44 UTC
BARNES KEITHDirector
GrantCommon Stock 9,687 $17.55 $170,006.85
Disclosure

SEC source: 0001127602-17-016873 · form4.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,216

F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018.

Read SEC document
May 02, 2017 Filed May 4, 2017 16:46 UTC GrantCommon Stock 9,687 $17.55 $170,006.85
Disclosure

SEC source: 0001127602-17-016876 · form4.xml · nonDerivative · entry 1

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,394

F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018.

Read SEC document
May 02, 2017 Filed May 4, 2017 20:48 UTC GrantCommon Stock 9,687 $17.55 $170,006.85
Disclosure

SEC source: 0001127602-17-016881 · form4.xml · nonDerivative · entry 1

HIRSCH DIDIER · CIK 0001226464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,821

F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018.

Read SEC document
March 09, 2017 Filed Feb 20, 2018 21:24 UTC
Niew JeffreyDirector · President & CEO
OtherCommon Stock 4,964 $18.02 $89,451.28
Disclosure

SEC source: 0001127602-18-007207 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,384

F1 · kind: Shares transferred pursuant to a domestic relations order on March 9, 2017.

Read SEC document
March 08, 2017 Filed Mar 8, 2017 16:02 UTC
Jackson Thomas GSenior VP & General Counsel
SaleCommon Stock 5,756 $18.34 $105,565.04
Disclosure

SEC source: 0001127602-17-010810 · form4.xml · nonDerivative · entry 3

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,690

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2016.

Read SEC document
March 08, 2017 Filed Mar 8, 2017 21:00 UTC
Niew JeffreyDirector · President & CEO
SaleCommon Stock 3,217 $18.34 $58,999.78
Disclosure

SEC source: 0001127602-17-010807 · form4.xml · nonDerivative · entry 3

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,348

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2016.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 16:02 UTC
Jackson Thomas GSenior VP & General Counsel
Tax withholdingCommon Stock 2,322 $18.33 $42,562.26
Disclosure

SEC source: 0001127602-17-010810 · form4.xml · nonDerivative · entry 2

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,446

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 16:02 UTC
Jackson Thomas GSenior VP & General Counsel
Tax withholdingCommon Stock 620 $18.33 $11,364.60
Disclosure

SEC source: 0001127602-17-010810 · form4.xml · nonDerivative · entry 1

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,768

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:58 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 2,107 $18.33 $38,621.31
Disclosure

SEC source: 0001127602-17-010805 · form4.xml · nonDerivative · entry 2

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,891

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:58 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 422 $18.33 $7,735.26
Disclosure

SEC source: 0001127602-17-010805 · form4.xml · nonDerivative · entry 1

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,998

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:00 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 12,381 $18.33 $226,943.73
Disclosure

SEC source: 0001127602-17-010807 · form4.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,565

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:00 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 5,159 $18.33 $94,564.47
Disclosure

SEC source: 0001127602-17-010807 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,946

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:03 UTC
Mittelman Bryan E.VP, Controller
Tax withholdingCommon Stock 836 $18.33 $15,323.88
Disclosure

SEC source: 0001127602-17-010811 · form4.xml · nonDerivative · entry 2

Mittelman Bryan E. · CIK 0001598320 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,365

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:03 UTC
Mittelman Bryan E.VP, Controller
Tax withholdingCommon Stock 372 $18.33 $6,818.76
Disclosure

SEC source: 0001127602-17-010811 · form4.xml · nonDerivative · entry 1

Mittelman Bryan E. · CIK 0001598320 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,201

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:01 UTC
Cabrera Raymond D.Senior VP, HR & CAO
Tax withholdingCommon Stock 1,732 $18.33 $31,747.56
Disclosure

SEC source: 0001127602-17-010809 · form4.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,889

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:01 UTC
Cabrera Raymond D.Senior VP, HR & CAO
Tax withholdingCommon Stock 463 $18.33 $8,486.79
Disclosure

SEC source: 0001127602-17-010809 · form4.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,621

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:01 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 2,784 $18.33 $51,030.72
Disclosure

SEC source: 0001127602-17-010808 · form4.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,952

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:01 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 557 $18.33 $10,209.81
Disclosure

SEC source: 0001127602-17-010808 · form4.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,736

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 20:59 UTC
Anderson John S.Senior VP & CFO
Tax withholdingCommon Stock 2,088 $18.33 $38,273.04
Disclosure

SEC source: 0001127602-17-010806 · form4.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,166

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 20:59 UTC
Anderson John S.Senior VP & CFO
Tax withholdingCommon Stock 1,300 $18.33 $23,829.00
Disclosure

SEC source: 0001127602-17-010806 · form4.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,254

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3.

Read SEC document
February 22, 2017 Filed Feb 22, 2017 16:23 UTC
Jackson Thomas GSenior VP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 21,277 $0.00 Strike: $11.02 $0.00
Disclosure

SEC source: 0001127602-17-007739 · form4.xml · derivative · entry 5

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

Underlying: Common Stock · 21,277 shares

Expires 2023-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option granted under the Knowles Corporation 2014 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 22, 2017 Filed Feb 22, 2017 16:23 UTC
Jackson Thomas GSenior VP & General Counsel
SaleCommon Stock 21,277 $19.30 $410,646.10
Disclosure

SEC source: 0001127602-17-007739 · form4.xml · nonDerivative · entry 2

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,117

Read SEC document
February 22, 2017 Filed Feb 22, 2017 16:23 UTC
Jackson Thomas GSenior VP & General Counsel
Exercise / conversionCommon Stock 21,277 $11.02 $234,472.54
Disclosure

SEC source: 0001127602-17-007739 · form4.xml · nonDerivative · entry 1

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 16:13 UTC
Jackson Thomas GSenior VP & General Counsel
SaleCommon Stock 3,909 $19.33 $75,560.97
Disclosure

SEC source: 0001127602-17-007380 · form4.xml · nonDerivative · entry 2

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,117

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2016.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 21:09 UTC
Niew JeffreyDirector · President & CEO
SaleCommon Stock 11,727 $19.33 $226,682.91
Disclosure

SEC source: 0001127602-17-007373 · form4.xml · nonDerivative · entry 3

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,565

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2016.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 21:12 UTC
Anderson John S.Senior VP & CFO
SaleCommon Stock 2,198 $19.33 $42,487.34
Disclosure

SEC source: 0001127602-17-007379 · form4.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016..

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:23 UTC
Jackson Thomas GSenior VP & General Counsel
Tax withholdingCommon Stock 1,519 $19.42 $29,498.98
Disclosure

SEC source: 0001127602-17-007739 · form4.xml · nonDerivative · entry 4

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,388

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2015 in accordance with Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:23 UTC
Jackson Thomas GSenior VP & General Counsel
Tax withholdingCommon Stock 2,210 $19.42 $42,918.20
Disclosure

SEC source: 0001127602-17-007739 · form4.xml · nonDerivative · entry 3

Jackson Thomas G · CIK 0001436870 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,907

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:18 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 2,238 $19.42 $43,461.96
Disclosure

SEC source: 0001127602-17-007727 · form4.xml · nonDerivative · entry 2

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,420

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:18 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 1,084 $19.42 $21,051.28
Disclosure

SEC source: 0001127602-17-007727 · form4.xml · nonDerivative · entry 1

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,658

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2015 in accordance with Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:19 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 21,988 $19.42 $427,006.96
Disclosure

SEC source: 0001127602-17-007730 · form4.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,105

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3.

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February 17, 2017 Filed Feb 22, 2017 21:19 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 13,472 $19.42 $261,626.24
Disclosure

SEC source: 0001127602-17-007730 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,093

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2015 in accordance with Rule 16b-3.

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February 17, 2017 Filed Feb 22, 2017 21:20 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 2,987 $19.42 $58,007.54
Disclosure

SEC source: 0001127602-17-007732 · form4.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,293

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:20 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 1,382 $19.42 $26,838.44
Disclosure

SEC source: 0001127602-17-007732 · form4.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,280

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2015 in accordance with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.