Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Knowles CorpKN · Entity 4245 | President, Performance Audio | July 30, 2018 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Knowles Corp
Report date July 30, 2018 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,975 |
Reported balance
After 2018-07-30 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-07-30 · Tax withholding · Disposed 418 · Balance 68,975 F1: These shares were withheld to satisfy tax withholding obligations. |
| Common StockSEC Table I · non-derivative | Direct | 53,811 |
Reported balance
After 2020-02-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-02-28 · Grant · Acquired 7,110 · Balance 53,811 F2: Common stock acquired under the 2018 Equity and Cash Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld to satisfy tax withholding obligations.
F2: Common stock acquired under the 2018 Equity and Cash Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 17:01 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 7,110 | $16.62 | $118,168.20 |
DisclosureSEC source: 0001127602-20-009097 · form4.xml · nonDerivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,811 F2 · shares: Common stock acquired under the 2018 Equity and Cash Incentive Plan. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 17:04 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 1,531 | $17.59 | $26,930.29 |
DisclosureSEC source: 0001127602-20-007031 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,119 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 19:56 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,552 | $17.81 | $45,451.12 |
DisclosureSEC source: 0001127602-20-006600 · form4.xml · nonDerivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,650 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 19:56 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 1,707 | $17.81 | $30,401.67 |
DisclosureSEC source: 0001127602-20-006600 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,202 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 15:58 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,623 | $17.35 | $45,509.05 |
DisclosureSEC source: 0001127602-20-005607 · form4.xml · nonDerivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,909 F2 · shares: These shares were withheld to satisfy tax withholding obligations. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 15:58 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 6,141 | $17.35 | $106,546.35 |
DisclosureSEC source: 0001127602-20-005607 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,532 F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 19:53 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 31,513 | $0.00 Strike: $16.77 | $0.00 |
DisclosureSEC source: 0001127602-20-005150 · form4.xml · derivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,513 Underlying: Common Stock · 31,513 shares Expires 2027-02-10 F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 19:53 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 11,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005150 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,391 F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 18:14 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 25,000 | $20.93 | $523,250.00 |
DisclosureSEC source: 0001127602-19-031287 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,210 F1 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $20.88 to $20.95, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 10:05 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 10,000 | $20.00 | $200,000.00 |
DisclosureSEC source: 0001127602-19-025303 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,210 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 15:56 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 30,145 | $0.00 Strike: $16.07 | $0.00 |
DisclosureSEC source: 0001127602-19-007506 · form4.xml · derivative · entry 3 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,145 Underlying: Common Stock · 30,145 shares Expires 2026-02-18 F2 · derivative.exercise_date: Option granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 15:56 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 11,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007506 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,210 F1 · shares: Restricted stock granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 15:51 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 3,071 | $16.15 | $49,596.65 |
DisclosureSEC source: 0001127602-19-007128 · form4.xml · nonDerivative · entry 3 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,542 F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 15:51 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,707 | $16.15 | $43,718.05 |
DisclosureSEC source: 0001127602-19-007128 · form4.xml · nonDerivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,613 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 15:51 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,073 | $16.15 | $33,478.95 |
DisclosureSEC source: 0001127602-19-007128 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,320 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3. Read SEC document |
| July 30, 2018 Filed Mar 3, 2020 17:01 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 418 | $17.47 | $7,302.46 |
DisclosureSEC source: 0001127602-20-009097 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,975 F1 · shares: These shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 16:08 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,527 | $14.77 | $37,323.79 |
DisclosureSEC source: 0001127602-18-010933 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,393 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3. Read SEC document |
| February 19, 2018 Filed Feb 20, 2018 16:26 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 873 | $14.30 | $12,483.90 |
DisclosureSEC source: 0001127602-18-007213 · form4.xml · nonDerivative · entry 4 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,920 F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2015 in accordance with Rule 16b-3. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 16:26 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,100 | $14.30 | $30,030.00 |
DisclosureSEC source: 0001127602-18-007213 · form4.xml · nonDerivative · entry 3 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,793 F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:26 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,119 | $14.30 | $30,301.70 |
DisclosureSEC source: 0001127602-18-007213 · form4.xml · nonDerivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,893 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:26 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 34,787 | $0.00 Strike: $14.29 | $0.00 |
DisclosureSEC source: 0001127602-18-007213 · form4.xml · derivative · entry 6 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,787 Underlying: Common Stock · 34,787 shares Expires 2025-02-15 F5 · derivative.exercise_date: Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:26 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 13,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007213 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,012 F1 · shares: Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 15:58 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,107 | $18.33 | $38,621.31 |
DisclosureSEC source: 0001127602-17-010805 · form4.xml · nonDerivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,891 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a founders restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 15:58 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 422 | $18.33 | $7,735.26 |
DisclosureSEC source: 0001127602-17-010805 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,998 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of an annual restricted stock grant issued on March 7, 2014 in accordance with Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:18 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,238 | $19.42 | $43,461.96 |
DisclosureSEC source: 0001127602-17-007727 · form4.xml · nonDerivative · entry 2 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,420 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2016 in accordance with Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:18 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 1,084 | $19.42 | $21,051.28 |
DisclosureSEC source: 0001127602-17-007727 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,658 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 17, 2015 in accordance with Rule 16b-3. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:11 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 27,860 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001127602-17-007377 · form4.xml · derivative · entry 3 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,860 Underlying: Common Stock · 27,860 shares Expires 2024-02-15 F2 · derivative.exercise_date: Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:11 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 19,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007377 · form4.xml · nonDerivative · entry 1 Scherp Christian · CIK 0001432460 · President, Performance Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,742 F1 · shares: Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.