Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOVER CorpDOV · Entity 3179 | Director | November 15, 2018 | December 07, 2018 |
| Knowles CorpKN · Entity 4245 | Director | May 31, 2019 | June 04, 2019 |
| LOWES COMPANIES INCLOW · Entity 2896 | Director | May 29, 2015 | June 02, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOVER Corp
Report date November 15, 2018 · Filed December 07, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy trust | 10,394 |
Reported balance
After 2018-11-15 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-11-15 · Grant · Acquired 1,508 · Balance 10,394 |
| Common StockSEC Table I · non-derivative | Direct | 9,374 |
Reported balance
Holding disclosure · report date 2018-11-15 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 9,374 F1: Reflects adjustments to previously granted deferred stock units of Issuer in connection with the separation of Apergy Corporation from the Issuer that was effected on May 9, 2018, to preserve the value of the Issuer securities as contemplated in the Employee Matters Agreement that was entered into by the Issuer and Apergy Corporation on that date. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA of the trust | 2,966 |
Reported balance
Holding disclosure · report date 2018-11-15 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 2,966 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects adjustments to previously granted deferred stock units of Issuer in connection with the separation of Apergy Corporation from the Issuer that was effected on May 9, 2018, to preserve the value of the Issuer securities as contemplated in the Employee Matters Agreement that was entered into by the Issuer and Apergy Corporation on that date.
Knowles Corp
Report date May 31, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,959 |
Reported balance
After 2019-05-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-31 · Grant · Acquired 10,808 · Balance 61,959 F1: Restricted Stock Unit (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the date of the Corporation's 2020 annual meeting of shareholders and convert into common stock on a one-for-one basis at that time unless the Director has elected to defer receipt of such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Ira Of Trust | 7,283 |
Reported balance
Holding disclosure · report date 2019-05-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,283 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 5,718 |
Reported balance
Holding disclosure · report date 2019-05-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,718 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Unit (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the date of the Corporation's 2020 annual meeting of shareholders and convert into common stock on a one-for-one basis at that time unless the Director has elected to defer receipt of such shares.
LOWES COMPANIES INC
Report date May 29, 2015 · Filed June 02, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 50,462.738 |
Reported balance
After 2015-05-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-05-29 · Grant · Acquired 2,200 · Balance 50,462.738 F1: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. |
Filing footnotes · ownership attribution and instrument terms
F1: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.
F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 4, 2019 12:25 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 10,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020611 · form4.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,959 F1 · security: Restricted Stock Unit (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the date of the Corporation's 2020 annual meeting of shareholders and convert into common stock on a one-for-one basis at that time unless the Director has elected to defer receipt of such shares. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:38 UTC | DOVER Corp DOV · Entity 3179 | GrantCommon Stock | 1,508 | $86.19 | $129,974.52 |
DisclosureSEC source: 0000029905-18-000068 · edgar.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900 F1 · shares: Represents grant of deferred stock units which will be payable in an equal number of shares of common stock upon the Reporting Person's termination of services as a director. F2 · balance_after: Reflects adjustments to previously granted deferred stock units of Issuer in connection with the separation of Apergy Corporation from the Issuer that was effected on May 9, 2018, to preserve the value of the Issuer securities as contemplated in the Employee Matters Agreement that was entered into by the Issuer and Apergy Corporation on that date. Read SEC document |
| November 15, 2018 Filed Dec 7, 2018 21:12 UTC Amendment | DOVER Corp DOV · Entity 3179 | GrantCommon Stock | 1,508 | $86.19 | $129,974.52 |
DisclosureSEC source: 0000029905-18-000073 · edgar.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 10,394 Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:11 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 13,450 | $12.64 | $170,008.00 |
DisclosureSEC source: 0001127602-18-016217 · form4.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,151 F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on April 30, 2019. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:12 UTC | DOVER Corp DOV · Entity 3179 | GrantCommon Stock | 1,402 | $92.70 | $129,965.40 |
DisclosureSEC source: 0001013935-17-000001 · edgar.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,906 F1 · shares: Represents grant of deferred stock units which will be payable in an equal number of shares of common stock upon the Reporting Person's termination of services as a director. Read SEC document |
| May 02, 2017 Filed May 4, 2017 16:43 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 9,687 | $17.55 | $170,006.85 |
DisclosureSEC source: 0001127602-17-016871 · form4.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,701 F1 · kind: Annual director restricted stock unit grant issued pursuant to the Knowles Corporation 2016 Equity and Cash Incentive Plan. The RSUs will convert into common stock on a one-for-one basis and vest on May 2, 2018. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 17:39 UTC | DOVER Corp DOV · Entity 3179 | GrantCommon Stock | 1,817 | $71.56 | $130,024.52 |
DisclosureSEC source: 0001013935-16-000003 · edgar.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,504 F1 · shares: Represents grant of deferred stock units which will be payable in an equal number of shares of common stock upon the Reporting Person's termination of services as a director. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 16:23 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 2,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-15-000099 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,462.738 Underlying: Common Stock · 2,200 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. Read SEC document |
| May 30, 2014 Filed Jun 3, 2014 15:29 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 3,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-14-000107 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,515.799 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. Read SEC document |
| May 31, 2013 Filed Jun 4, 2013 17:41 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 3,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-13-000091 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,642.411 Underlying: Common Stock · 3,600 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 16:08 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 18,224.54 | $34.44 | $627,614.89 |
DisclosureSEC source: 0000060667-12-000203 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Read SEC document |
| June 01, 2012 Filed Jun 4, 2012 18:19 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 5,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-12-000145 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,264.345 Underlying: Common Stock · 5,400 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. Read SEC document |
| May 27, 2011 Filed May 31, 2011 19:57 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 5,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-11-000102 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,115.769 Underlying: Common Stock · 5,800 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. Read SEC document |
| May 28, 2010 Filed Jun 2, 2010 16:11 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 4,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-10-000118 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,797.006 Underlying: Common Stock · 4,700 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. Read SEC document |
| December 17, 2009 Filed Dec 21, 2009 18:24 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $21.13 | $0.00 |
DisclosureSEC source: 0000060667-09-000176 · edgardoc.xml · derivative · entry 4 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2010-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2009 Filed Dec 21, 2009 18:24 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 8,000 | $23.75 | $190,000.00 |
DisclosureSEC source: 0000060667-09-000176 · edgardoc.xml · nonDerivative · entry 2 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,224.54 Read SEC document |
| December 17, 2009 Filed Dec 21, 2009 18:24 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 8,000 | $21.13 | $169,040.00 |
DisclosureSEC source: 0000060667-09-000176 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,224.54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2009 Filed Jun 2, 2009 15:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 6,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-09-000066 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,748.178 Underlying: Common Stock · 6,100 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. F2 · balance_after: Reflects 15,648.178 Deferred Stock Units previously reported as held indirectly by trust. Read SEC document |
| May 30, 2008 Filed Jun 2, 2008 19:35 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 4,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-08-000088 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,387.919 Underlying: Common Stock · 4,800 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. Read SEC document |
| February 28, 2008 Filed Feb 29, 2008 21:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $17.96 | $0.00 |
DisclosureSEC source: 0000060667-08-000028 · edgardoc.xml · derivative · entry 6 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2008-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2008 Filed Feb 29, 2008 21:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 3,100 | $25.18 | $78,058.00 |
DisclosureSEC source: 0000060667-08-000028 · edgardoc.xml · nonDerivative · entry 4 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,224.54 Read SEC document |
| February 28, 2008 Filed Feb 29, 2008 21:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 4,100 | $25.17 | $103,197.00 |
DisclosureSEC source: 0000060667-08-000028 · edgardoc.xml · nonDerivative · entry 3 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,324.54 Read SEC document |
| February 28, 2008 Filed Feb 29, 2008 21:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 800 | $25.16 | $20,128.00 |
DisclosureSEC source: 0000060667-08-000028 · edgardoc.xml · nonDerivative · entry 2 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,424.54 Read SEC document |
| February 28, 2008 Filed Feb 29, 2008 21:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 8,000 | $17.96 | $143,640.00 |
DisclosureSEC source: 0000060667-08-000028 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,224.54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2007 Filed May 29, 2007 20:36 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 3,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-07-000075 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,455.702 Underlying: Common Stock · 3,600 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:00 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0000060667-06-000162 · edgardoc.xml · derivative · entry 4 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2007-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,668 of the 8,000 non-qualified stock options became exercisable on 5/15/01, 2,666 became exercisable on 5/15/02, and 2,666 became exercisable on 5/15/03. Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:00 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 8,000 | $31.18 | $249,452.80 |
DisclosureSEC source: 0000060667-06-000162 · edgardoc.xml · nonDerivative · entry 2 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,224.54 Read SEC document |
| December 05, 2006 Filed Dec 6, 2006 21:00 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 8,000 | $11.44 | $91,500.00 |
DisclosureSEC source: 0000060667-06-000162 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,224.54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2006 Filed May 26, 2006 19:55 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-06-000088 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,405.74 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. F1 · derivative.expiration_date: All Deferred Stock Units are immediately one hundred percent (100%) vested. The Company will issue one share of common stock in exchange for each Deferred Stock Unit upon termination of the holder's service as a member of the Board of Directors of the Company. Read SEC document |
| March 29, 2006 Filed Mar 30, 2006 20:42 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $25.84 | $0.00 |
DisclosureSEC source: 0000060667-06-000067 · edgardoc.xml · derivative · entry 6 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2006-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2006 Filed Mar 30, 2006 20:42 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 1,500 | $65.75 | $98,625.00 |
DisclosureSEC source: 0000060667-06-000067 · edgardoc.xml · nonDerivative · entry 4 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,612 Read SEC document |
| March 29, 2006 Filed Mar 30, 2006 20:42 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 2,000 | $65.78 | $131,560.00 |
DisclosureSEC source: 0000060667-06-000067 · edgardoc.xml · nonDerivative · entry 3 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,112 Read SEC document |
| March 29, 2006 Filed Mar 30, 2006 20:42 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 500 | $65.80 | $32,900.00 |
DisclosureSEC source: 0000060667-06-000067 · edgardoc.xml · nonDerivative · entry 2 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,112 Read SEC document |
| March 29, 2006 Filed Mar 30, 2006 20:42 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 4,000 | $25.84 | $103,375.20 |
DisclosureSEC source: 0000060667-06-000067 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2005 Filed Jun 1, 2005 12:24 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-05-000132 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,112 Read SEC document |
| December 06, 2004 Filed Dec 6, 2004 17:04 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 2,000 | $57.28 | $114,560.00 |
DisclosureSEC source: 0000060667-04-000319 · edgardoc.xml · nonDerivative · entry 5 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,612 Read SEC document |
| December 06, 2004 Filed Dec 6, 2004 17:04 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 1,000 | $57.25 | $57,250.00 |
DisclosureSEC source: 0000060667-04-000319 · edgardoc.xml · nonDerivative · entry 4 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,612 Read SEC document |
| December 06, 2004 Filed Dec 6, 2004 17:04 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 1,000 | $57.23 | $57,230.00 |
DisclosureSEC source: 0000060667-04-000319 · edgardoc.xml · nonDerivative · entry 3 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,612 Read SEC document |
| December 06, 2004 Filed Dec 6, 2004 17:04 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 1,100 | $57.22 | $62,942.00 |
DisclosureSEC source: 0000060667-04-000319 · edgardoc.xml · nonDerivative · entry 2 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,612 Read SEC document |
| December 06, 2004 Filed Dec 6, 2004 17:04 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 1,000 | $57.20 | $57,200.00 |
DisclosureSEC source: 0000060667-04-000319 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,712 Read SEC document |
| June 01, 2004 Filed Jun 3, 2004 17:24 UTC | LOWES COMPANIES INC LOW · Entity 2896 | PurchaseCommon Stock | 3,700 | $53.78 | $198,986.00 |
DisclosureSEC source: 0000060667-04-000240 · edgardoc.xml · nonDerivative · entry 2 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,712 Read SEC document |
| June 01, 2004 Filed Jun 3, 2004 17:24 UTC | LOWES COMPANIES INC LOW · Entity 2896 | PurchaseCommon Stock | 3,500 | $53.88 | $188,580.00 |
DisclosureSEC source: 0000060667-04-000240 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by IRA Disclosed balance after: 3,500 Read SEC document |
| May 28, 2004 Filed Jun 1, 2004 22:03 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $53.57 | $0.00 |
DisclosureSEC source: 0000060667-04-000238 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2011-05-27 F1 · derivative.exercise_date: The option will vest in three annual installments commencing on May 15, 2004. Read SEC document |
| January 30, 2004 Filed Mar 1, 2004 19:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-04-000096 · edgardoc.xml · nonDerivative · entry 3 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,012 F1 · shares: Shares acquired under the Lowe's Dividend Reinvestment Plan. Read SEC document |
| October 31, 2003 Filed Mar 1, 2004 19:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-04-000096 · edgardoc.xml · nonDerivative · entry 2 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,008 F1 · shares: Shares acquired under the Lowe's Dividend Reinvestment Plan. Read SEC document |
| August 01, 2003 Filed Mar 1, 2004 19:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-04-000096 · edgardoc.xml · nonDerivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,004 F1 · shares: Shares acquired under the Lowe's Dividend Reinvestment Plan. Read SEC document |
| May 30, 2003 Filed Jun 3, 2003 13:24 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $42.26 | $0.00 |
DisclosureSEC source: 0000060667-03-000043 · edgardoc.xml · derivative · entry 1 LOCHRIDGE RICHARD K · CIK 0001013935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 4,000 shares Expires 2010-05-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.