Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Knowles CorpKN · Entity 4245 | President, Intelligent Audio | February 12, 2020 | February 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Knowles Corp
Report date February 12, 2020 · Filed February 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,793 |
Reported balance
After 2020-02-12 transaction · row 1
1 source rowRow 1 · 2020-02-12 · Grant · Acquired 12,508 · Balance 116,793 F1: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2020 Filed Feb 14, 2020 16:01 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 12,508 | $17.35 | $217,013.80 |
DisclosureSEC source: 0001127602-20-005608 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,793 F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 19:24 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 31,513 | $0.00 Strike: $16.77 | $0.00 |
DisclosureSEC source: 0001127602-20-005143 · form4.xml · derivative · entry 3 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,513 Underlying: Common Stock · 31,513 shares Expires 2027-02-10 F3 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 19:24 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 17,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005143 · form4.xml · nonDerivative · entry 2 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,285 F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 18:05 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 965 | $15.84 | $15,285.60 |
DisclosureSEC source: 0001127602-19-020775 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,922 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| May 07, 2019 Filed May 7, 2019 17:28 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 800 | $18.75 | $15,000.00 |
DisclosureSEC source: 0001127602-19-017630 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,957 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 17:26 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 852 | $17.61 | $15,003.72 |
DisclosureSEC source: 0001127602-19-014946 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,157 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| March 04, 2019 Filed Mar 4, 2019 17:11 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 926 | $16.28 | $15,075.28 |
DisclosureSEC source: 0001127602-19-009577 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,305 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 15:58 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 30,145 | $0.00 Strike: $16.07 | $0.00 |
DisclosureSEC source: 0001127602-19-007510 · form4.xml · derivative · entry 2 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,145 Underlying: Common Stock · 30,145 shares Expires 2026-02-18 F2 · derivative.exercise_date: Option granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 15:58 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 11,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007510 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,379 F1 · shares: Restricted stock granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 04, 2019 Filed Feb 4, 2019 16:04 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 961 | $15.66 | $15,049.07 |
DisclosureSEC source: 0001127602-19-003725 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,711 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 16:02 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 1,212 | $12.38 | $15,004.56 |
DisclosureSEC source: 0001127602-19-001488 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,750 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 15:54 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 971 | $15.36 | $14,914.56 |
DisclosureSEC source: 0001127602-18-035075 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,538 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 15:59 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 926 | $16.19 | $14,991.94 |
DisclosureSEC source: 0001127602-18-032408 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,567 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| October 16, 2018 Filed Feb 12, 2020 19:24 UTC | Knowles Corp KN · Entity 4245 | Disposition to issuerCommon Stock | 9 | $14.56 | $131.04 |
DisclosureSEC source: 0001127602-20-005143 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,913 F1 · kind: These shares were liquidated by the broker to cover an account service fee, but not reported to the Company at the time of the liquidation Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 10:24 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 936 | $15.95 | $14,929.20 |
DisclosureSEC source: 0001127602-18-029600 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,641 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 08:23 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 827 | $18.12 | $14,985.24 |
DisclosureSEC source: 0001127602-18-026850 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,705 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2018. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 17:07 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 1,634 | $18.30 | $29,902.20 |
DisclosureSEC source: 0001127602-18-023965 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,878 Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 13:08 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 1,020 | $14.58 | $14,871.60 |
DisclosureSEC source: 0001127602-18-019504 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,244 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:07 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 1,160 | $12.80 | $14,848.00 |
DisclosureSEC source: 0001127602-18-016214 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,224 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 21:24 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 1,178 | $12.36 | $14,560.08 |
DisclosureSEC source: 0001127602-18-013420 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,064 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:11 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 1,027 | $14.44 | $14,829.88 |
DisclosureSEC source: 0001127602-18-010032 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,886 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:25 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 34,787 | $0.00 Strike: $14.29 | $0.00 |
DisclosureSEC source: 0001127602-18-007211 · form4.xml · derivative · entry 2 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,787 Underlying: Common Stock · 34,787 shares Expires 2025-02-15 F2 · derivative.exercise_date: Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:25 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 13,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007211 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,859 F1 · shares: Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:21 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 975 | $15.21 | $14,829.75 |
DisclosureSEC source: 0001127602-18-003649 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,738 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 15:51 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 1,007 | $14.78 | $14,883.46 |
DisclosureSEC source: 0001127602-18-001067 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,763 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 15:24 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 965 | $15.40 | $14,861.00 |
DisclosureSEC source: 0001127602-17-033770 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,756 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 13:32 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 925 | $16.18 | $14,963.08 |
DisclosureSEC source: 0001127602-17-031839 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,791 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 17:49 UTC | Knowles Corp KN · Entity 4245 | PurchaseCommon Stock | 3,246 | $15.40 | $49,988.40 |
DisclosureSEC source: 0001127602-17-025264 · form4.xml · nonDerivative · entry 1 Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,866 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.