Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Knowles CorpKN · Entity 4245 | Director | April 28, 2026 | April 29, 2026 |
| MENTOR GRAPHICS CORPMENT · Entity 12420 | Director | March 30, 2017 | March 30, 2017 |
| ROGERS CORPROG · Entity 4438 | Director | May 04, 2023 | May 05, 2023 |
| VIAVI SOLUTIONS INC.VIAV · Entity 3595 | Director | November 13, 2025 | November 13, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Knowles Corp
Report date April 28, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,299 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 6,265 · Balance 63,299 F1: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.
MENTOR GRAPHICS CORP
Report date March 30, 2017 · Filed March 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-03-30 transaction · row 1
1 source rowRow 1 · 2017-03-30 · Disposition to issuer · Disposed 8,560 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-06-15 | Direct | 0 |
Reported balance
After 2017-03-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-30 · Disposition to issuer · Disposed 8,083 · Balance 0 |
ROGERS CORP
Report date May 04, 2023 · Filed May 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Capital (Common) StockSEC Table I · non-derivative | Direct | 2,770 |
Reported balance
After 2023-05-04 transaction · row 1
1 source rowRow 1 · 2023-05-04 · Grant · Acquired 950 · Balance 2,770 F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 4, 2023, award of deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 4, 2023, award of deferred stock units.
VIAVI SOLUTIONS INC.
Report date November 13, 2025 · Filed November 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,369 |
Reported balance
After 2025-11-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-11-13 · Grant · Acquired 14,369 · Balance 14,369 F1: Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders. F2: There are no expiration dates on RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders.
F2: There are no expiration dates on RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 29, 2026 22:30 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 6,265 | $30.33 | $190,017.45 |
DisclosureSEC source: 0001268517-26-000005 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,299 F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Read SEC document |
| February 19, 2026 Filed Feb 24, 2026 22:46 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 41,048 | $27.16 | $1,114,863.68 |
DisclosureSEC source: 0001268517-26-000004 · edgardoc.xml · nonDerivative · entry 3 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The reporting person contributed Knowles Corporation common stock to an exchange fund in exchange for shares of the exchange fund. The Knowles Corporation common stock was valued at $27.16 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. F2 · price: The reporting person contributed Knowles Corporation common stock to an exchange fund in exchange for shares of the exchange fund. The Knowles Corporation common stock was valued at $27.16 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. Read SEC document |
| February 10, 2026 Filed Feb 24, 2026 22:46 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 41,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001268517-26-000004 · edgardoc.xml · nonDerivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 41,048 F1 · ownership.nature: On February 10, 2026, reporting person transferred 41,048 shares of Knowles common stock to a family trust of which reporting person is a trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. Read SEC document |
| February 10, 2026 Filed Feb 24, 2026 22:46 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 41,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001268517-26-000004 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,034 Read SEC document |
| November 13, 2025 Filed Nov 13, 2025 20:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Unit · Derivative | 14,369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-25-000191 · form4.xml · derivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,369 Underlying: Common Stock · 14,369 shares Expires not disclosed F1 · derivative.exercise_date: Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders. F2 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 13:03 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 97,938 | $18.17 | $1,779,533.46 |
DisclosureSEC source: 0000912093-25-000189 · form4.xml · nonDerivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,213 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.04 to $18.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 13:03 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 23,529 | $18.22 | $428,698.38 |
DisclosureSEC source: 0000912093-25-000189 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,151 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.04 to $18.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 14:00 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 23,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-25-000165 · form4.xml · derivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each stock unit converts upon vesting into one share of common stock. F2 · derivative.exercise_date: Units vest 100% on November 7, 2025. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 14:00 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 23,529 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-25-000165 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each stock unit converts upon vesting into one share of common stock. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 19:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 13,570 | $17.34 | $235,303.80 |
DisclosureSEC source: 0000912093-25-000157 · form4.xml · nonDerivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,151 F1 · balance_after: The balance reflects an administrative adjustment. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 19:48 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 40,363 | $17.25 | $696,261.75 |
DisclosureSEC source: 0000912093-25-000157 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,721 Read SEC document |
| April 29, 2025 Filed May 1, 2025 18:21 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 11,890 | $15.98 | $190,002.20 |
DisclosureSEC source: 0001587523-25-000055 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,082 F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 20:26 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 15,418 | $12.24 | $188,716.32 |
DisclosureSEC source: 0001127602-25-003151 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,881 Read SEC document |
| November 07, 2024 Filed Nov 7, 2024 22:29 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Unit · Derivative | 23,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-026741 · form4.xml · derivative · entry 3 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,529 Underlying: Common Stock · 23,529 shares Expires not disclosed F4 · derivative.exercise_date: Units vest 100% on November 7, 2025. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 06, 2024 Filed Nov 7, 2024 22:29 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 26,819 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-026741 · form4.xml · derivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,819 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each stock unit converts upon vesting into one share of common stock. F2 · derivative.exercise_date: Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 06, 2024 Filed Nov 7, 2024 22:29 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 26,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-026741 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each stock unit converts upon vesting into one share of common stock. Read SEC document |
| September 30, 2024 Filed Sep 30, 2024 21:37 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 6,725 | $17.88 | $120,243.00 |
DisclosureSEC source: 0001587523-24-000079 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,192 Read SEC document |
| May 31, 2024 Filed May 31, 2024 18:35 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 5,186 | $17.45 | $90,495.70 |
DisclosureSEC source: 0001587523-24-000058 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,917 Read SEC document |
| April 30, 2024 Filed May 2, 2024 18:29 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 10,740 | $15.83 | $170,014.20 |
DisclosureSEC source: 0001587523-24-000041 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,103 F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 17:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Unit · Derivative | 26,819 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-027165 · form4.xml · derivative · entry 3 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,819 Underlying: Common Stock · 26,819 shares Expires not disclosed F4 · derivative.exercise_date: Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders F3 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 17:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 15,418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-027165 · form4.xml · derivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each stock unit converts upon vesting into one share of common stock. F2 · derivative.exercise_date: Units vest 100% on November 8, 2023 F3 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 17:08 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 15,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-027165 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each stock unit converts upon vesting into one share of common stock. Read SEC document |
| May 04, 2023 Filed May 5, 2023 21:44 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000328 · f4_a1e2k00000rxssiuat-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,770 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 4, 2023, award of deferred stock units. Read SEC document |
| May 02, 2023 Filed May 4, 2023 13:31 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 10,373 | $16.39 | $170,013.47 |
DisclosureSEC source: 0001587523-23-000042 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,363 F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:35 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 13,544 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025526 · form4.xml · derivative · entry 3 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F4 · derivative.exercise_date: Units vest 100% on November 11, 2022. F3 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 22:35 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 13,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025526 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 22:35 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Unit · Derivative | 15,418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025526 · form4.xml · derivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,418 Underlying: Common Stock · 15,418 shares Expires not disclosed F2 · derivative.exercise_date: Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders F3 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 18:47 UTC | ROGERS CORP ROG · Entity 4438 | SaleCapital (Common) Stock | 400 | $260.20 | $104,080.00 |
DisclosureSEC source: 0001664272-22-000257 · f4_a1e2k00000rxma8uad-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan. Read SEC document |
| May 05, 2022 Filed May 6, 2022 16:30 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-22-000238 · f4_a1e2k00000rxm5uuat-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2022, award of deferred stock units. Read SEC document |
| April 26, 2022 Filed Apr 27, 2022 16:19 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 9,316 | $18.25 | $170,017.00 |
DisclosureSEC source: 0001587523-22-000039 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,990 F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 15,775 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029193 · form4.xml · derivative · entry 3 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 15,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029193 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:28 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 13,544 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029193 · form4.xml · derivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,544 Underlying: Common Stock · 13,544 shares Expires not disclosed F2 · derivative.exercise_date: Units subject to the award shall vest on the earlier of the one year anniversary of the grant or the next Annual Meeting of Stockholders. F3 · derivative.expiration_date: There are no expiration dates on RSUs Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 22:16 UTC | ROGERS CORP ROG · Entity 4438 | SaleCapital (Common) Stock | 3,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001664272-21-000171 · f4_a1e2k00000h7wghuav-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620 F1 · kind: The transaction involved the contribution by the reporting person of shares of the Issuer to an exchange fund in exchange for an interest in the exchange fund. The shares were valued at $198.22 per share for purposes of determining the amount of the exchange fund interest received by the reporting person. F1 · price: The transaction involved the contribution by the reporting person of shares of the Issuer to an exchange fund in exchange for an interest in the exchange fund. The shares were valued at $198.22 per share for purposes of determining the amount of the exchange fund interest received by the reporting person. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 15:06 UTC | ROGERS CORP ROG · Entity 4438 | SaleCapital (Common) Stock | 775 | $194.39 | $150,652.25 |
DisclosureSEC source: 0001664272-21-000164 · f4_a1e2k00000h7tzdua3-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 13:47 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 6,725 | $20.28 | $136,383.00 |
DisclosureSEC source: 0001587523-21-000073 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,674 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.20 to $20.44, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 05, 2021 Filed May 7, 2021 15:08 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000148 · f4_a1e2k00000h7pzeuav-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2021, award of deferred stock units. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 18:18 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 8,004 | $21.24 | $170,004.96 |
DisclosureSEC source: 0001587523-21-000055 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,399 F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 23:52 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 6,529 | $13.16 | $85,921.64 |
DisclosureSEC source: 0000912093-20-000113 · wf-form4_160565711993563.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,743 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $13.09 to $13.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2020 Filed Nov 16, 2020 21:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 13,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000102 · wf-form4_160556345610306.xml · derivative · entry 3 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 14, 2020 Filed Nov 16, 2020 21:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 13,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000102 · wf-form4_160556345610306.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:51 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 15,775 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-20-000102 · wf-form4_160556345610306.xml · derivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,775 Underlying: Common Stock · 15,775 shares Expires not disclosed F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 16:13 UTC | ROGERS CORP ROG · Entity 4438 | SaleCapital (Common) Stock | 425 | $111.00 | $47,175.00 |
DisclosureSEC source: 0001664272-20-000105 · f4_a1e2k00000kqmrxuar-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,725 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:13 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000090 · f4_a1e2k00000krsi8uad-live.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 7, 2020, award of deferred stock units. Read SEC document |
| May 06, 2020 Filed May 8, 2020 16:42 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 11,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-20-000022 · edgardoc.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,395 F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 00:11 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Units · Derivative | 17,743 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000066 · wf-form4_157412226341483.xml · derivative · entry 3 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 00:11 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 17,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000066 · wf-form4_157412226341483.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 00:11 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantRestricted Stock Units · Derivative | 13,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912093-19-000066 · wf-form4_157412226341483.xml · derivative · entry 2 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,058 Underlying: Common Stock · 13,058 shares Expires not disclosed F2 · derivative.exercise_date: Units will vest 100% one year from the date of grant. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 16:05 UTC | ROGERS CORP ROG · Entity 4438 | Disposition to issuerCapital (Common) Stock | 600 | $147.15 | $88,290.00 |
DisclosureSEC source: 0001225208-19-008927 · doc4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 F1 · shares: This transaction was made pursuant to the Reporting Person's existing Rule 10b5-1 plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 16:29 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 10,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020612 · form4.xml · nonDerivative · entry 1 BARNES KEITH · CIK 0001268517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,498 F1 · security: Restricted Stock Unit (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the date of the Corporation's 2020 annual meeting of shareholders and convert into common stock on a one-for-one basis at that time unless the Director has elected to defer receipt of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.