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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,250 $56.55 Strike: $32.75 $127,233.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 15

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,125

Underlying: Common Stock · 2,250 shares

Expires 2011-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,500 $56.55 Strike: $29.31 $254,466.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 14

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

Underlying: Common Stock · 4,500 shares

Expires 2011-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,250 $56.55 Strike: $26.25 $127,233.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 13

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Underlying: Common Stock · 2,250 shares

Expires 2010-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
SaleCommon Stock 5,833 $56.55 $329,844.48
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 12

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionCommon Stock 5,833 $34.67 $202,230.11
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 11

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
SaleCommon Stock 2,916 $56.55 $164,893.97
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 10

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionCommon Stock 2,916 $37.05 $108,037.80
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 9

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
SaleCommon Stock 4,500 $56.55 $254,466.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 8

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionCommon Stock 4,500 $29.31 $131,895.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 7

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
SaleCommon Stock 2,250 $56.55 $127,233.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 6

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionCommon Stock 2,250 $32.75 $73,687.50
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 5

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
SaleCommon Stock 2,250 $56.55 $127,233.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 4

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionCommon Stock 2,250 $26.25 $59,062.50
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 3

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
SaleCommon Stock 30,000 $56.55 $1,696,440.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 2

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionCommon Stock 30,000 $33.75 $1,012,500.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 1

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 29, 2004 21:48 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $58.58 Strike: $10.63 $1,464,385.00
Disclosure

SEC source: 0000319201-04-000020 · edgardoc.xml · derivative · entry 6

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,272

Underlying: Common Stock · 25,000 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 29, 2004 21:48 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $58.58 Strike: $10.63 $1,464,385.00
Disclosure

SEC source: 0000319201-04-000020 · edgardoc.xml · derivative · entry 5

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,272

Underlying: Common Stock · 25,000 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 29, 2004 21:48 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
SaleCommon Stock 25,000 $58.58 $1,464,385.00
Disclosure

SEC source: 0000319201-04-000020 · edgardoc.xml · nonDerivative · entry 4

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,230

Read SEC document
January 28, 2004 Filed Jan 29, 2004 21:48 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $10.63 $265,750.00
Disclosure

SEC source: 0000319201-04-000020 · edgardoc.xml · nonDerivative · entry 3

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 29, 2004 21:48 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
SaleCommon Stock 25,000 $58.58 $1,464,385.00
Disclosure

SEC source: 0000319201-04-000020 · edgardoc.xml · nonDerivative · entry 2

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,230

Read SEC document
January 28, 2004 Filed Jan 29, 2004 21:48 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $10.63 $265,750.00
Disclosure

SEC source: 0000319201-04-000020 · edgardoc.xml · nonDerivative · entry 1

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2004 Filed Jan 29, 2004 00:48 UTC
COHEN AVIVP, Pattern Solutions Group
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000002 · edgardoc.xml · derivative · entry 2

COHEN AVI · CIK 0001269919 · VP, Pattern Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 17:48 UTC
DICKERSON GARY EPresident and COO
GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000004 · edgardoc.xml · derivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 18:04 UTC
KISPERT JOHN HChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000006 · edgardoc.xml · derivative · entry 2

KISPERT JOHN H · CIK 0001183250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 18:11 UTC
LAMB MAUREEN LVP Finance & Accounting
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000008 · edgardoc.xml · derivative · entry 2

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 18:19 UTC
NICHOLS STUART JVP and General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000010 · edgardoc.xml · derivative · entry 2

NICHOLS STUART J · CIK 0001182167 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 18:25 UTC
WALLACE RICHARD PExecutive Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000012 · edgardoc.xml · derivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 19:32 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 14,840 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000014 · edgardoc.xml · derivative · entry 3

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 14,840 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 19:32 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 15,160 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000014 · edgardoc.xml · derivative · entry 2

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,160

Underlying: Common Stock · 15,160 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 19:41 UTC
FORTINO DENNIS JExecutive Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000016 · edgardoc.xml · derivative · entry 2

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 29, 2004 20:44 UTC
YARBRO STANGroup VP, Field Operations
GrantNon-Qualified Stock Option (right to buy) · Derivative 9,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000018 · edgardoc.xml · derivative · entry 1

YARBRO STAN · CIK 0001269921 · Group VP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2014-01-27

Read SEC document
January 27, 2004 Filed Jan 30, 2004 00:08 UTC
LEVY KENNETHDirector · Chairman of the Board
GrantNon-Qualified Stock Option · Derivative 6,000 $0.00 Strike: $58.10 $0.00
Disclosure

SEC source: 0000319201-04-000021 · primary_doc.xml · derivative · entry 20

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2014-01-27

Read SEC document
December 16, 2003 Filed Dec 18, 2003 01:00 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
SaleCommon Stock 50,000 $55.08 $2,754,000.00
Disclosure

SEC source: 0000319201-03-000182 · edgardoc.xml · nonDerivative · entry 1

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,230

F1 · kind: The reporting person contributed KLAC common stock to an exchange fund in exchange for shares of the exchange fund. The KLAC common stock was valued at $55.08 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

F1 · price: The reporting person contributed KLAC common stock to an exchange fund in exchange for shares of the exchange fund. The KLAC common stock was valued at $55.08 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

Read SEC document
December 12, 2003 Filed Dec 15, 2003 18:03 UTC
URBANEK LIDADirector
SaleCommon Stock 1,369 $57.00 $78,033.00
Disclosure

SEC source: 0000319201-03-000180 · edgardoc.xml · nonDerivative · entry 1

URBANEK LIDA · CIK 0000929927 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Foundation

Disclosed balance after: 29,555

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,709 $59.54 Strike: $44.69 $161,288.98
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 21

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,169

Underlying: Common Stock · 2,709 shares

Expires 2010-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $59.54 Strike: $37.05 $148,845.50
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 20

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $59.54 Strike: $34.67 $297,691.00
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 19

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2013-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,041 $59.54 Strike: $33.75 $300,132.07
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 18

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,041 shares

Expires 2009-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 875 $59.54 Strike: $32.75 $52,095.93
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 17

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,459

Underlying: Common Stock · 875 shares

Expires 2011-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $59.54 Strike: $29.31 $178,614.60
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 16

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 3,000 shares

Expires 2011-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 875 $59.54 Strike: $26.25 $52,095.93
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · derivative · entry 15

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 875 shares

Expires 2010-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 5,000 $59.54 $297,691.00
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 14

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 5,000 $34.67 $173,350.00
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 13

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 2,500 $59.54 $148,845.50
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 12

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 2,500 $37.05 $92,625.00
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 11

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 3,000 $59.54 $178,614.60
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 10

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 3,000 $29.31 $87,930.00
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 9

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 875 $59.54 $52,095.93
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 8

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 875 $32.75 $28,656.25
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 7

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2003 Filed Dec 4, 2003 01:00 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 875 $59.54 $52,095.93
Disclosure

SEC source: 0000319201-03-000178 · edgardoc.xml · nonDerivative · entry 6

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.