Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | Executive Vice President | April 26, 2004 | April 27, 2004 |
| NOVANTA INCNOVT · Entity 3857 | Director | January 01, 2018 | January 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date April 26, 2004 · Filed April 27, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2014-04-26 | Direct | 18,750 |
Reported balance
After 2004-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-04-26 · Grant · Acquired 18,750 · Balance 18,750 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2010-11-10 | Direct | 8,250 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 8,250 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.31 · Expires 2011-10-02 | Direct | 24,750 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 24,750 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.75 · Expires 2011-04-04 | Direct | 10,125 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,125 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.75 · Expires 2009-10-27 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 30,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.67 · Expires 2013-01-28 | Direct | 19,167 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 19,167 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.05 · Expires 2012-11-08 | Direct | 9,584 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 9,584 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.14 · Expires 2013-05-22 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.69 · Expires 2010-08-11 | Direct | 5,370 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 5,370 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.69 · Expires 2010-08-13 | Direct | 39,630 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 39,630 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.23 · Expires 2013-07-30 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 12,500 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.86 · Expires 2013-10-27 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 30,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.10 · Expires 2014-01-27 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 15,000 |
| Common StockSEC Table I · non-derivative | Direct | 5,382 |
Reported balance
Holding disclosure · report date 2004-04-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,382 |
NOVANTA INC
Report date January 01, 2018 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 51,740 |
Reported balance
After 2018-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-01 · Grant · Acquired 1,350 · Balance 51,740 F1: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2018 Filed Jan 3, 2018 19:33 UTC | NOVANTA INC NOVT · Entity 3857 | GrantDeferred Stock Units · Derivative | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000460 · form4.xml · derivative · entry 1 FORTINO DENNIS J · CIK 0001186085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,740 Underlying: Common Stock · 1,350 shares Expires not disclosed F1 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:13 UTC | NOVANTA INC NOVT · Entity 3857 | GrantDeferred Stock Units · Derivative | 3,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000283 · form4.xml · derivative · entry 1 FORTINO DENNIS J · CIK 0001186085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,390 Underlying: Common Stock · 3,215 shares Expires not disclosed F1 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the Issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · price: As of the date the reporting person ceases to be a director of the Issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the Issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. F1 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the Issuer, each Deferred Stock Unit will convert into a share of Issuer common stock. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 22:48 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 18,750 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0000319201-04-000038 · edgardoc.xml · derivative · entry 2 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 18,750 shares Expires 2014-04-26 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,916 | $56.55 Strike: $37.05 | $164,893.97 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 18 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,584 Underlying: Common Stock · 2,916 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,833 | $56.55 Strike: $34.67 | $329,844.48 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 17 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,167 Underlying: Common Stock · 5,833 shares Expires 2013-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $56.55 Strike: $33.75 | $1,696,440.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 16 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2009-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,250 | $56.55 Strike: $32.75 | $127,233.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 15 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,125 Underlying: Common Stock · 2,250 shares Expires 2011-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,500 | $56.55 Strike: $29.31 | $254,466.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 14 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,750 Underlying: Common Stock · 4,500 shares Expires 2011-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,250 | $56.55 Strike: $26.25 | $127,233.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 13 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 2,250 shares Expires 2010-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,833 | $56.55 | $329,844.48 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 12 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,833 | $34.67 | $202,230.11 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 11 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,916 | $56.55 | $164,893.97 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 10 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,916 | $37.05 | $108,037.80 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 9 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,500 | $56.55 | $254,466.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 8 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,500 | $29.31 | $131,895.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 7 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,250 | $56.55 | $127,233.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 6 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,250 | $32.75 | $73,687.50 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 5 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,250 | $56.55 | $127,233.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 4 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,250 | $26.25 | $59,062.50 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 3 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 30,000 | $56.55 | $1,696,440.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 2 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,382 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:05 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 30,000 | $33.75 | $1,012,500.00 |
DisclosureSEC source: 0000319201-04-000023 · edgardoc.xml · nonDerivative · entry 1 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 19:41 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0000319201-04-000016 · edgardoc.xml · derivative · entry 2 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2014-01-27 Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 01:16 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $53.86 Strike: $53.86 | $1,615,800.00 |
DisclosureSEC source: 0000319201-03-000125 · edgardoc.xml · derivative · entry 2 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2013-10-27 Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,125 | $51.28 Strike: $32.75 | $519,210.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · derivative · entry 18 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,375 Underlying: Common Stock · 10,125 shares Expires 2011-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 15,750 | $51.28 Strike: $29.31 | $807,660.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · derivative · entry 17 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,250 Underlying: Common Stock · 15,750 shares Expires 2011-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,250 | $51.28 Strike: $26.25 | $269,220.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · derivative · entry 16 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 5,250 shares Expires 2010-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 2,167 | $51.28 Strike: $10.63 | $111,123.76 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · derivative · entry 15 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,167 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: All shares granted from this option have been exercised. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 1,875 | $51.28 Strike: $10.63 | $96,150.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · derivative · entry 14 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: All shares granted from this option have been exercised. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionNon-Qualified Stock Option · Derivative | 625 | $51.28 Strike: $10.63 | $32,050.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · derivative · entry 13 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: All shares granted from this option have been exercised. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 15,750 | $51.28 | $807,660.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 12 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,713 Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 15,750 | $29.31 | $461,632.50 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 11 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 10,125 | $51.28 | $519,210.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 10 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 10,125 | $32.75 | $331,593.75 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 9 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 5,250 | $51.28 | $269,220.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 8 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 5,250 | $26.25 | $137,812.50 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 7 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 2,167 | $51.28 | $111,123.76 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 6 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 2,167 | $10.63 | $23,035.21 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 5 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 1,875 | $51.28 | $96,150.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 4 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 1,875 | $10.63 | $19,931.25 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 3 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | SaleCommon Stock | 625 | $51.28 | $32,050.00 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 2 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Jul 31, 2003 00:18 UTC | KLA CORP klac · Entity 2838 | Exercise / conversionCommon Stock | 625 | $10.63 | $6,643.75 |
DisclosureSEC source: 0000319201-03-000053 · primary_doc.xml · nonDerivative · entry 1 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of Securities Beneficially Owned Following All Reported Transactions is equal to 4,713 shares. This total is indicated on the last line on which a transaction is reported for Table I. Read SEC document |
| July 30, 2003 Filed Aug 1, 2003 19:18 UTC Amendment | KLA CORP klac · Entity 2838 | GrantNon-Qualified Stock Option · Derivative | 12,500 | $0.00 Strike: $51.23 | $0.00 |
DisclosureSEC source: 0000319201-03-000067 · primary_doc.xml · derivative · entry 11 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2013-07-30 Read SEC document |
| May 22, 2003 Filed Jun 25, 2003 21:51 UTC Amendment | KLA CORP klac · Entity 2838 | GrantNon-Qualified Stock Option · Derivative | 1,000 | $0.00 Strike: $40.14 | $0.00 |
DisclosureSEC source: 0000319201-03-000051 · primary_doc.xml · derivative · entry 1 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2013-05-22 F1 · balance_after: Transaction Originally Reported on 5/27/2003 Form 4 Filing F2 · balance_after: Table I Non-Derivative Securities Beneficially Owned, not reported on original Form 4 Filing Title of Security Amount of Securities Ownership Form Common Stock 4,713 Direct F3 · balance_after: Table II-Derivative Securities Beneficially Owned, not reported on original Form 4 Title of Derivative Exercise Price Expiration Title Shares Ownership NQSO $10.63 08/31/08 Common Stock 4,667 Direct NQSO $26.25 11/10/10 Common Stock 15,750 Direct NQSO $29.31 10/02/11 Common Stock 45,000 Direct NQSO $32.75 04/04/11 Common Stock 22,500 Direct NQSO $33.75 10/27/09 Common Stock 60,000 Direct NQSO $34.67 01/28/13 Common Stock 25,000 Direct NQSO $37.05 11/08/12 Common Stock 12,500 Direct NQSO $44.6875 08/11/10 Common Stock 5,370 Direct NQSO $44.6875 08/13/10 Common Stock 39,630 Direct Read SEC document |
| May 22, 2003 Filed May 27, 2003 20:29 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.14 | $0.00 |
DisclosureSEC source: 0000319201-03-000022 · edgardoc.xml · derivative · entry 1 FORTINO DENNIS J · CIK 0001186085 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,000 shares Expires 2013-05-22 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.