Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPi#ek7jye · Entity 2838 | VP and General Counsel | June 30, 2006 | August 11, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date June 30, 2006 · Filed August 11, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,200 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,200 F1: Includes 689 shares acquired through the Employee Stock Purchase Plan during the fiscal year. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 8,300 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,300 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2010-11-10 | Direct | 4,300 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,300 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $29.31 · Expires 2011-10-02 | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 12,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $32.75 · Expires 2011-04-04 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $33.75 · Expires 2009-10-27 | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 21,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $34.67 · Expires 2013-01-28 | Direct | 6,500 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 6,500 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $37.05 · Expires 2012-11-08 | Direct | 3,250 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,250 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $40.66 · Expires 2014-08-02 | Direct | 2,250 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,250 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.79 · Expires 2014-09-21 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 15,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $44.69 · Expires 2010-08-13 | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 12,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2014-04-26 | Direct | 3,750 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,750 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $47.95 · Expires 2012-09-26 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 15,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $51.23 · Expires 2013-07-30 | Direct | 3,250 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 3,250 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $53.86 · Expires 2013-10-27 | Direct | 6,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 6,000 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $58.10 · Expires 2014-01-27 | Direct | 3,000 |
Reported balance
Holding disclosure · report date 2006-06-30 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 3,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 689 shares acquired through the Employee Stock Purchase Plan during the fiscal year.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2005 Filed Oct 20, 2005 18:10 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-05-000141 · edgardoc.xml · nonDerivative · entry 1 NICHOLS STUART J · CIK 0001182167 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units vest in two equal installments. The first half vests four years from grant date. The second half vests one year thereafter. Read SEC document |
| September 26, 2005 Filed Sep 27, 2005 23:23 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $47.95 | $0.00 |
DisclosureSEC source: 0000319201-05-000139 · edgardoc.xml · derivative · entry 2 NICHOLS STUART J · CIK 0001182167 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2012-09-26 Read SEC document |
| September 21, 2004 Filed Sep 23, 2004 21:31 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $41.79 | $0.00 |
DisclosureSEC source: 0000319201-04-000130 · edgardoc.xml · derivative · entry 2 NICHOLS STUART J · CIK 0001182167 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2014-09-21 Read SEC document |
| August 02, 2004 Filed Aug 9, 2004 23:24 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,250 | $0.00 Strike: $40.66 | $0.00 |
DisclosureSEC source: 0000319201-04-000088 · edgardoc.xml · derivative · entry 2 NICHOLS STUART J · CIK 0001182167 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires 2014-08-02 F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late. Read SEC document |
| June 30, 2004 Filed Aug 11, 2004 00:03 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 351 | $31.76 | $11,146.36 |
DisclosureSEC source: 0000319201-04-000100 · edgardoc.xml · nonDerivative · entry 1 NICHOLS STUART J · CIK 0001182167 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 23:09 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0000319201-04-000046 · edgardoc.xml · derivative · entry 2 NICHOLS STUART J · CIK 0001182167 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires 2014-04-26 Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 18:19 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0000319201-04-000010 · edgardoc.xml · derivative · entry 2 NICHOLS STUART J · CIK 0001182167 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2014-01-27 Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 01:42 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $53.86 Strike: $53.86 | $323,160.00 |
DisclosureSEC source: 0000319201-03-000130 · edgardoc.xml · derivative · entry 2 NICHOLS STUART J · CIK 0001182167 · Vice President and 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2013-10-27 Read SEC document |
| July 30, 2003 Filed Aug 1, 2003 00:06 UTC | KLA CORP klac · Entity 2838 | GrantNon-Qualified Stock Option · Derivative | 3,250 | $0.00 Strike: $51.23 | $0.00 |
DisclosureSEC source: 0000319201-03-000059 · primary_doc.xml · derivative · entry 9 NICHOLS STUART J · CIK 0001182167 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 3,250 shares Expires 2013-07-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.