Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 12 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2007 Filed Nov 19, 2007 22:33 UTC |
BARNHOLT EDWARD WDirector · CHAIRMAN OF THE BOARD
|
GrantCommon Stock - Restricted Stock Units | 3,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070546 · rrd179199.xml · nonDerivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,457 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:33 UTC |
KAUFMAN STEPHEN PDirector
|
GrantCommon Stock - Restricted Stock Units | 2,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070548 · rrd179198.xml · nonDerivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:34 UTC |
Wang David CDirector
|
GrantCommon Stock - Restricted Stock Units | 2,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070549 · rrd179197.xml · nonDerivative · entry 1 Wang David C · CIK 0001363141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,467 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:34 UTC |
URBANEK LIDADirector
|
GrantCommon Stock - Restricted Stock Units | 2,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070551 · rrd179196.xml · nonDerivative · entry 1 URBANEK LIDA · CIK 0000929927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:34 UTC |
BOND ROBERT TDirector
|
GrantCommon Stock - Restricted Stock Units | 2,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070552 · rrd179193.xml · nonDerivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:35 UTC |
BINGHAM H RAYMONDDirector
|
GrantCommon Stock - Restricted Stock Units | 2,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-070554 · rrd179192.xml · nonDerivative · entry 1 BINGHAM H RAYMOND · CIK 0001181467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,896 | Not disclosed Strike: $37.43 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 12 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,896 Underlying: Common Stock · 1,896 shares Expires 2012-11-08 F12 · kind: On November 8, 2002, the reporting person was granted an option to purchase 3,250 shares of the Issuer's Common Stock at a purchase price of $37.05 per share. The actual grant date was subsequently determined to be November 18, 2002. Had the option been granted at fair market value on November 18, 2002, the exercise price of the option would have been $37.43 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,896 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($37.43) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 13) F13 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,354 shares at the original exercise price of $37.05 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F12 · price: On November 8, 2002, the reporting person was granted an option to purchase 3,250 shares of the Issuer's Common Stock at a purchase price of $37.05 per share. The actual grant date was subsequently determined to be November 18, 2002. Had the option been granted at fair market value on November 18, 2002, the exercise price of the option would have been $37.43 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,896 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($37.43) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 13) F13 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,354 shares at the original exercise price of $37.05 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 1,896 | Not disclosed Strike: $37.05 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 11 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,896 shares Expires 2012-11-08 F12 · kind: On November 8, 2002, the reporting person was granted an option to purchase 3,250 shares of the Issuer's Common Stock at a purchase price of $37.05 per share. The actual grant date was subsequently determined to be November 18, 2002. Had the option been granted at fair market value on November 18, 2002, the exercise price of the option would have been $37.43 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,896 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($37.43) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 13) F13 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,354 shares at the original exercise price of $37.05 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F12 · price: On November 8, 2002, the reporting person was granted an option to purchase 3,250 shares of the Issuer's Common Stock at a purchase price of $37.05 per share. The actual grant date was subsequently determined to be November 18, 2002. Had the option been granted at fair market value on November 18, 2002, the exercise price of the option would have been $37.43 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,896 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($37.43) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 13) F13 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,354 shares at the original exercise price of $37.05 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,700 | Not disclosed Strike: $45.25 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 10 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Underlying: Common Stock · 7,700 shares Expires 2011-10-02 F10 · kind: On October 2, 2001, the reporting person was granted an option to purchase 21,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 25, 2001. Had the option been granted at fair market value on October 25, 2001, the exercise price of the option would have been $45.25 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 7,700 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($45.25) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 11) F11 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 800 shares at the original exercise price of $29.31 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F10 · price: On October 2, 2001, the reporting person was granted an option to purchase 21,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 25, 2001. Had the option been granted at fair market value on October 25, 2001, the exercise price of the option would have been $45.25 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 7,700 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($45.25) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 11) F11 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 800 shares at the original exercise price of $29.31 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 7,700 | Not disclosed Strike: $29.31 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 9 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,700 shares Expires 2011-10-02 F10 · kind: On October 2, 2001, the reporting person was granted an option to purchase 21,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 25, 2001. Had the option been granted at fair market value on October 25, 2001, the exercise price of the option would have been $45.25 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 7,700 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($45.25) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 11) F11 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 800 shares at the original exercise price of $29.31 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F10 · price: On October 2, 2001, the reporting person was granted an option to purchase 21,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 25, 2001. Had the option been granted at fair market value on October 25, 2001, the exercise price of the option would have been $45.25 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 7,700 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($45.25) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 11) F11 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 800 shares at the original exercise price of $29.31 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,700 | Not disclosed Strike: $40.86 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 8 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,700 shares Expires 2011-10-02 F9 · kind: On October 2, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 24, 2001. Had the option been granted at fair market value on October 24, 2001, the exercise price of the option would have been $40.86 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($40.86) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). The amendment is reported in this Form 4 as a cancellation of the option and the grant of a replacement option. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F9 · price: On October 2, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 24, 2001. Had the option been granted at fair market value on October 24, 2001, the exercise price of the option would have been $40.86 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($40.86) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). The amendment is reported in this Form 4 as a cancellation of the option and the grant of a replacement option. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 1,700 | Not disclosed Strike: $29.31 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 7 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,700 shares Expires 2011-10-02 F9 · kind: On October 2, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 24, 2001. Had the option been granted at fair market value on October 24, 2001, the exercise price of the option would have been $40.86 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($40.86) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). The amendment is reported in this Form 4 as a cancellation of the option and the grant of a replacement option. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F9 · price: On October 2, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $29.31 per share. The actual grant date was subsequently determined to be October 24, 2001. Had the option been granted at fair market value on October 24, 2001, the exercise price of the option would have been $40.86 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($40.86) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). The amendment is reported in this Form 4 as a cancellation of the option and the grant of a replacement option. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 625 | Not disclosed Strike: $50.51 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 6 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 625 shares Expires 2011-07-10 F7 · kind: On July 10, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 625 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 8) F8 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 5,375 shares at the original exercise price of $46.67 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F7 · price: On July 10, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 625 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 8) F8 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 5,375 shares at the original exercise price of $46.67 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 625 | Not disclosed Strike: $46.67 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 5 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2011-07-10 F7 · kind: On July 10, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 625 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 8) F8 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 5,375 shares at the original exercise price of $46.67 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F7 · price: On July 10, 2001, the reporting person was granted an option to purchase 6,000 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 625 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 8) F8 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 5,375 shares at the original exercise price of $46.67 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,046 | Not disclosed Strike: $50.51 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 4 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046 Underlying: Common Stock · 1,046 shares Expires 2011-07-10 F5 · kind: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,046 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 6) F6 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,657 shares at the original exercise price of $46.67 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F5 · price: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,046 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 6) F6 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,657 shares at the original exercise price of $46.67 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 1,046 | Not disclosed Strike: $46.67 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 3 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,046 shares Expires 2011-07-10 F5 · kind: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,046 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 6) F6 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,657 shares at the original exercise price of $46.67 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F5 · price: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,046 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51). (Continue with footnote 6) F6 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 1,657 shares at the original exercise price of $46.67 per share. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,521 | Not disclosed Strike: $50.51 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 2 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires 2011-07-10 F1 · kind: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,521 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51).(Continue with footnote 2) F2 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 4,182 shares at the original exercise price of $46.67 per share. F1 · price: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,521 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51).(Continue with footnote 2) F2 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 4,182 shares at the original exercise price of $46.67 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 06, 2007 Filed Nov 9, 2007 01:54 UTC |
Hall JeffreyChief Financial Officer
|
Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 1,521 | Not disclosed Strike: $46.67 | Not disclosed |
DisclosureSEC source: 0001181431-07-067768 · rrd177876.xml · derivative · entry 1 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,521 shares Expires 2011-07-10 F1 · kind: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,521 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51).(Continue with footnote 2) F2 · kind: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 4,182 shares at the original exercise price of $46.67 per share. F1 · price: On July 10, 2001, the reporting person was granted an option to purchase 5,703 shares of the Issuer's Common Stock at a purchase price of $46.67 per share. The actual grant date was subsequently determined to be August 7, 2001. Had the option been granted at fair market value on August 7, 2001, the exercise price of the option would have been $54.57 per share. To avoid adverse tax consequences, the Compensation Committee of the Board of Directors of the Issuer approved an amendment to the stock option on November 6, 2007 to increase the exercise price, with respect to the portion of the option vesting after December 31, 2004 (representing 1,521 shares), to the lower of (a) the fair market value per share of the Issuer's common stock on the actual grant date ($54.57) or (b) the fair market value per share on the November 6, 2007 amendment date ($50.51).(Continue with footnote 2) F2 · price: The amendment is reported in this Form 4 as a cancellation of a portion of the option and the grant of a replacement option. The option remains exercisable for 4,182 shares at the original exercise price of $46.67 per share. F4 · price: In connection with the amendments described in this Form 4, the reporting person became entitled to receive, in January 2008, a cash payment of $155,350.76, which is the aggregate amount of the increases in the exercise prices of the options described in this Form 4. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:46 UTC |
BINGHAM H RAYMONDDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065566 · rrd176565.xml · derivative · entry 1 BINGHAM H RAYMOND · CIK 0001181467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:47 UTC |
BOND ROBERT TDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065567 · rrd176569.xml · derivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:48 UTC |
KAUFMAN STEPHEN PDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065569 · rrd176576.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:49 UTC |
Wang David CDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065571 · rrd176568.xml · derivative · entry 1 Wang David C · CIK 0001363141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:50 UTC |
URBANEK LIDADirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065573 · rrd176572.xml · derivative · entry 1 URBANEK LIDA · CIK 0000929927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:53 UTC |
CALDERONI ROBERTDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065576 · rrd176574.xml · derivative · entry 1 CALDERONI ROBERT · CIK 0001183228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:54 UTC |
BARNHOLT EDWARD WDirector · CHAIRMAN OF THE BOARD
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,875 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065577 · rrd176567.xml · derivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:55 UTC |
DICKSON JOHN TDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065578 · rrd176573.xml · derivative · entry 1 DICKSON JOHN T · CIK 0001207927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:56 UTC |
KENNEDY KEVINDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $52.84 | $0.00 |
DisclosureSEC source: 0001181431-07-065579 · rrd176570.xml · derivative · entry 1 KENNEDY KEVIN · CIK 0001182379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-10-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| August 08, 2007 Filed Aug 11, 2007 01:47 UTC |
Titinger JorgeSVP,Chief Admin Officer
|
GrantCommon Stock (restricted stock units) | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051763 · rrd169143.xml · nonDerivative · entry 1 Titinger Jorge · CIK 0001385162 · SVP,Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,600 F1 · security: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 25,000 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 25,000. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F1 · shares: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 25,000 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 25,000. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. Read SEC document |
| August 08, 2007 Filed Aug 11, 2007 01:47 UTC |
WALLACE RICHARD PDirector · Chief Executive Officer
|
GrantCommon Stock (restricted stock units) | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051764 · rrd169142.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,661 F1 · security: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F1 · shares: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. Read SEC document |
| August 08, 2007 Filed Aug 11, 2007 01:47 UTC |
KISPERT JOHN HChief Financial Officer
|
GrantCommon Stock (restricted stock units) | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051765 · rrd169140.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,833 F1 · security: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F1 · shares: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. Read SEC document |
| August 08, 2007 Filed Aug 11, 2007 01:48 UTC |
Hall JeffreyChief Financial Officer
|
GrantCommon Stock (restricted stock units) | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051766 · rrd169139.xml · nonDerivative · entry 1 Hall Jeffrey · CIK 0001299172 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 F1 · security: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 18,750 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 18,750. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F1 · shares: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 18,750 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 18,750. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:06 UTC |
DICKSON JOHN TDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049248 · rrd167895.xml · derivative · entry 1 DICKSON JOHN T · CIK 0001207927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:06 UTC |
CALDERONI ROBERTDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049249 · rrd167856.xml · derivative · entry 1 CALDERONI ROBERT · CIK 0001183228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:07 UTC |
KAUFMAN STEPHEN PDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049251 · rrd167852.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:07 UTC |
BOND ROBERT TDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049252 · rrd167850.xml · derivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:08 UTC |
BINGHAM H RAYMONDDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049255 · rrd167848.xml · derivative · entry 1 BINGHAM H RAYMOND · CIK 0001181467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:08 UTC |
URBANEK LIDADirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049256 · rrd167845.xml · derivative · entry 1 URBANEK LIDA · CIK 0000929927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:09 UTC |
BARNHOLT EDWARD WDirector · CHAIRMAN OF THE BOARD
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,875 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049258 · rrd167842.xml · derivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:09 UTC |
Wang David CDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049259 · rrd167841.xml · derivative · entry 1 Wang David C · CIK 0001363141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 19:10 UTC |
KENNEDY KEVINDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-049260 · rrd167836.xml · derivative · entry 1 KENNEDY KEVIN · CIK 0001182379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-07-30 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:26 UTC Amendment |
BINGHAM H RAYMONDDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065536 · rrd176729.xml · derivative · entry 1 BINGHAM H RAYMOND · CIK 0001181467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:28 UTC Amendment |
BOND ROBERT TDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065540 · rrd176724.xml · derivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:30 UTC Amendment |
KAUFMAN STEPHEN PDirector
|
GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065545 · rrd176743.xml · derivative · entry 1 KAUFMAN STEPHEN P · CIK 0001186370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:31 UTC Amendment |
Wang David CDirector
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GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065546 · rrd176751.xml · derivative · entry 1 Wang David C · CIK 0001363141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:33 UTC Amendment |
URBANEK LIDADirector
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GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065548 · rrd176731.xml · derivative · entry 1 URBANEK LIDA · CIK 0000929927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:34 UTC Amendment |
CALDERONI ROBERTDirector
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GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065549 · rrd176744.xml · derivative · entry 1 CALDERONI ROBERT · CIK 0001183228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:35 UTC Amendment |
BARNHOLT EDWARD WDirector · CHAIRMAN OF THE BOARD
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GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,875 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065550 · rrd176740.xml · derivative · entry 1 BARNHOLT EDWARD W · CIK 0001142615 · Director · CHAIRMAN OF THE BOARD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:36 UTC Amendment |
DICKSON JOHN TDirector
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GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065552 · rrd176720.xml · derivative · entry 1 DICKSON JOHN T · CIK 0001207927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 31, 2007 Filed Nov 1, 2007 22:37 UTC Amendment |
KENNEDY KEVINDirector
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GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065553 · rrd176736.xml · derivative · entry 1 KENNEDY KEVIN · CIK 0001182379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| July 18, 2007 Filed Jul 20, 2007 18:06 UTC |
URBANEK LIDADirector
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Exercise / conversionNon-Qualified Stock Option (Rights to Buy) · Derivative | 5,000 | $0.00 Strike: $29.00 | $0.00 |
DisclosureSEC source: 0001181431-07-046811 · rrd166509.xml · derivative · entry 2 URBANEK LIDA · CIK 0000929927 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2007-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were originally granted for 5,000 shares of the Issuer's common stock and were immediately excercisable for all the underlying shares on the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.