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KAUFMAN STEPHEN P

Disclosed activity across 2 companies

Tapewire entity
12653
SEC CIK
0001186370

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KLA CORPKLAC · Entity 2838DirectorNovember 27, 2013December 02, 2013
THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836DirectorMay 20, 2010May 24, 2010

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KLA CORP

Report date November 27, 2013 · Filed December 02, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,539 Ending reported balance After 2013-11-27 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2013-11-27 · Exercise / conversion · Acquired 2,500 · Balance 6,039

Row 2 · 2013-11-27 · Sale · Disposed 2,500 · Balance 3,539

F1: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2013-11-27 · Exercise / conversion · Acquired 2,500 · Balance 6,039

Row 4 · 2013-11-27 · Sale · Disposed 2,500 · Balance 3,539

F2: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 5 · 2013-11-27 · Exercise / conversion · Acquired 2,500 · Balance 6,039

Row 6 · 2013-11-27 · Sale · Disposed 2,500 · Balance 3,539

F3: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 7 · 2013-11-27 · Exercise / conversion · Acquired 1,250 · Balance 4,789

Row 8 · 2013-11-27 · Sale · Disposed 1,250 · Balance 3,539

F4: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 9 · 2013-11-27 · Exercise / conversion · Acquired 1,250 · Balance 4,789

Row 10 · 2013-11-27 · Sale · Disposed 1,250 · Balance 3,539

F5: This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 11 · 2013-11-27 · Exercise / conversion · Acquired 1,250 · Balance 4,789

Row 12 · 2013-11-27 · Sale · Disposed 1,250 · Balance 3,539

F6: This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.68 · Expires 2014-10-18Direct0 Reported balance After 2013-11-27 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2013-11-27 · Exercise / conversion · Disposed 2,500 · Balance 0

F9: Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.76 · Expires 2015-01-25Direct0 Reported balance After 2013-11-27 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2013-11-27 · Exercise / conversion · Disposed 2,500 · Balance 0

F10: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.24 · Expires 2015-05-11Direct0 Reported balance After 2013-11-27 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2013-11-27 · Exercise / conversion · Disposed 2,500 · Balance 0

F11: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.88 · Expires 2014-05-01Direct0 Reported balance After 2013-11-27 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2013-11-27 · Exercise / conversion · Disposed 1,250 · Balance 0

F12: Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.79 · Expires 2014-07-31Direct0 Reported balance After 2013-11-27 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2013-11-27 · Exercise / conversion · Disposed 1,250 · Balance 0

F13: Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.84 · Expires 2014-10-30Direct0 Reported balance After 2013-11-27 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2013-11-27 · Exercise / conversion · Disposed 1,250 · Balance 0

F14: Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.

Common StockSEC Table I · non-derivativeIndirectBy Trust17,782 Reported balance Holding disclosure · report date 2013-11-27 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 17,782

F7: By The Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is a trustee and beneficiary.

Common Stock - Restricted Stock UnitsSEC Table I · non-derivativeDirect1,856 Reported balance Holding disclosure · report date 2013-11-27 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 1,856

F8: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F7: By The Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is a trustee and beneficiary.

F8: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F9: Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.

F10: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.

F11: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.

F12: Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007.

F13: Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.

F14: Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.

THERMO FISHER SCIENTIFIC INC.

Report date May 20, 2010 · Filed May 24, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,192 Reported balance After 2010-05-20 transaction · row 1
1 source row

Row 1 · 2010-05-20 · Grant · Acquired 2,509 · Balance 9,192

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $52.84 $0.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · derivative · entry 20

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2014-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $56.79 $0.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · derivative · entry 19

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2014-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $55.88 $0.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · derivative · entry 18

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2014-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $40.24 $0.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · derivative · entry 17

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2015-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $44.76 $0.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · derivative · entry 16

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2015-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $40.68 $0.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · derivative · entry 15

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2014-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $63.87 $79,833.75
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 12

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F6 · price: This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $52.84 $66,050.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 11

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $63.86 $79,821.25
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 10

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F5 · price: This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $56.79 $70,987.50
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 9

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $63.87 $79,838.75
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 8

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F4 · price: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $55.88 $69,850.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 7

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,500 $63.88 $159,702.50
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 6

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F3 · price: This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $40.24 $100,600.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 5

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,500 $63.89 $159,735.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 4

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F2 · price: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $44.76 $111,900.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 3

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 2,500 $63.91 $159,782.50
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 2

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:31 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 2,500 $40.68 $101,700.00
Disclosure

SEC source: 0001181431-13-061094 · rrd396410.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2013 Filed Nov 7, 2013 00:13 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 1,856 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-057395 · rrd393729.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,414

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:04 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $59.44 $0.00
Disclosure

SEC source: 0001181431-13-055952 · rrd393696.xml · derivative · entry 8

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2013-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents a stock option granted on November 5, 2003, granting the Reporting Person the right to purchase up to 5,000 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on November 5, 2003.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:04 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $59.44 $0.00
Disclosure

SEC source: 0001181431-13-055952 · rrd393696.xml · derivative · entry 7

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2013-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents a stock option granted on November 5, 2003, granting the Reporting Person the right to purchase up to 5,000 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on November 5, 2003.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 5,000 $65.51 $327,550.00
Disclosure

SEC source: 0001181431-13-055952 · rrd393696.xml · nonDerivative · entry 4

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F1 · price: This transaction was executed in multiple trades at prices ranging from $65.50 to $65.51. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:04 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,000 $59.44 $297,200.00
Disclosure

SEC source: 0001181431-13-055952 · rrd393696.xml · nonDerivative · entry 3

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:04 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 5,000 $65.52 $327,575.00
Disclosure

SEC source: 0001181431-13-055952 · rrd393696.xml · nonDerivative · entry 2

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

Read SEC document
October 29, 2013 Filed Oct 31, 2013 21:04 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 5,000 $59.44 $297,200.00
Disclosure

SEC source: 0001181431-13-055952 · rrd393696.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2013 Filed Feb 2, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $50.39 $0.00
Disclosure

SEC source: 0001181431-13-006175 · rrd368365.xml · derivative · entry 8

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2014-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007.

Read SEC document
January 31, 2013 Filed Feb 2, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $50.39 $0.00
Disclosure

SEC source: 0001181431-13-006175 · rrd368365.xml · derivative · entry 7

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2014-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents a stock option granted on February 14, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on February 14, 2007.

Read SEC document
January 31, 2013 Filed Feb 2, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.49 $69,362.50
Disclosure

SEC source: 0001181431-13-006175 · rrd368365.xml · nonDerivative · entry 4

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

Read SEC document
January 31, 2013 Filed Feb 2, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $50.39 $62,987.50
Disclosure

SEC source: 0001181431-13-006175 · rrd368365.xml · nonDerivative · entry 3

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2013 Filed Feb 2, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.49 $69,362.50
Disclosure

SEC source: 0001181431-13-006175 · rrd368365.xml · nonDerivative · entry 2

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

Read SEC document
January 31, 2013 Filed Feb 2, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $50.39 $62,987.50
Disclosure

SEC source: 0001181431-13-006175 · rrd368365.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $41.45 $0.00
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · derivative · entry 11

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2013-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents a stock option granted on August 1, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on August 1, 2006.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $47.86 $0.00
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · derivative · entry 10

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2013-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents a stock option granted on May 2, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 2, 2006.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $51.98 $0.00
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · derivative · entry 9

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2013-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents a stock option granted on January 31, 2006, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 31, 2006.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.73 $69,666.25
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · nonDerivative · entry 6

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.731 to $55.736. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $41.45 $51,812.50
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · nonDerivative · entry 5

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.74 $69,668.75
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · nonDerivative · entry 4

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.732 to $55.742. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $47.86 $59,825.00
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · nonDerivative · entry 3

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 1,250 $55.75 $69,681.25
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · nonDerivative · entry 2

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

Read SEC document
January 29, 2013 Filed Feb 1, 2013 00:01 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 1,250 $51.98 $64,975.00
Disclosure

SEC source: 0001181431-13-005887 · rrd368072.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2012 Filed Nov 9, 2012 21:34 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 2,558 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057973 · rrd359800.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The RSUs will fully vest one year from the date of grant and will be deliverable on such date.

Read SEC document
February 16, 2012 Filed Feb 17, 2012 23:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.05 $0.00
Disclosure

SEC source: 0001181431-12-010041 · rrd334840.xml · derivative · entry 5

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents one of two stock options granted on November 8, 2002, each granting the Reporting Person the right to purchase up to 5,000 shares of KLA-Tencor common stock. Each such option was immediately exercisable for all of the underlying shares on the date of grant.

Read SEC document
February 16, 2012 Filed Feb 17, 2012 23:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.05 $0.00
Disclosure

SEC source: 0001181431-12-010041 · rrd334840.xml · derivative · entry 4

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents one of two stock options granted on November 8, 2002, each granting the Reporting Person the right to purchase up to 5,000 shares of KLA-Tencor common stock. Each such option was immediately exercisable for all of the underlying shares on the date of grant.

Read SEC document
February 16, 2012 Filed Feb 17, 2012 23:11 UTC KLA CORP KLAC · Entity 2838 SaleCommon Stock 10,000 $50.59 $505,868.00
Disclosure

SEC source: 0001181431-12-010041 · rrd334840.xml · nonDerivative · entry 2

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,224

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.285 to $50.80. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: By the Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is the trustee.

Read SEC document
February 16, 2012 Filed Feb 17, 2012 23:11 UTC KLA CORP KLAC · Entity 2838 Exercise / conversionCommon Stock 10,000 $37.05 $370,500.00
Disclosure

SEC source: 0001181431-12-010041 · rrd334840.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By the Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is the trustee.

Read SEC document
November 03, 2011 Filed Nov 4, 2011 20:48 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 2,539 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-054880 · rrd325141.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

Read SEC document
November 03, 2010 Filed Nov 4, 2010 00:56 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 2,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-053359 · rrd290012.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

Read SEC document
May 20, 2010 Filed May 24, 2010 18:44 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 2,509 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-013772 · doc4.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,192

Read SEC document
November 04, 2009 Filed Nov 6, 2009 00:01 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock - Restricted Stock Units 3,148 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-050246 · rrd256097.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,416

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: The restricted stock units will fully vest one year from date of grant and will be deliverable on such date.

Read SEC document
May 21, 2009 Filed May 22, 2009 18:40 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 3,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-012971 · doc4.xml · nonDerivative · entry 1

KAUFMAN STEPHEN P · CIK 0001186370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,683

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.