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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2018 Filed Nov 6, 2018 01:48 UTC
Little Teri A.EVP, CLO and Secretary
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013671 · wf-form4_154146888352746.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 4, 2015 the reporting person was granted RSUs for 10,000 shares of common stock. On November 4, 2018, 25% of those RSUs vested.

Read SEC document
November 04, 2018 Filed Nov 6, 2018 01:48 UTC
Little Teri A.EVP, CLO and Secretary
Exercise / conversionCommon Stock - Restricted Stock Units 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013671 · wf-form4_154146888352746.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 4, 2015 the reporting person was granted RSUs for 10,000 shares of common stock. On November 4, 2018, 25% of those RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 886 $95.10 $84,258.60
Disclosure

SEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 4

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:01 UTC
MOORE GARY BDirector
Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013602 · wf-form4_154145169099972.xml · nonDerivative · entry 2

MOORE GARY B · CIK 0001493191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:01 UTC
MOORE GARY BDirector
Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013602 · wf-form4_154145169099972.xml · nonDerivative · entry 1

MOORE GARY B · CIK 0001493191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:02 UTC Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013604 · wf-form4_154145173613754.xml · nonDerivative · entry 2

PATEL KIRAN M · CIK 0001187427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:02 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013604 · wf-form4_154145173613754.xml · nonDerivative · entry 1

PATEL KIRAN M · CIK 0001187427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:03 UTC Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013605 · wf-form4_154145178443185.xml · nonDerivative · entry 2

DICKSON JOHN T · CIK 0001207927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · acquired: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018, those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:03 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013605 · wf-form4_154145178443185.xml · nonDerivative · entry 1

DICKSON JOHN T · CIK 0001207927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · acquired: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018, those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013606 · wf-form4_154145182877460.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013606 · wf-form4_154145182877460.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
Tax withholdingCommon Stock 872 $94.92 $82,770.24
Disclosure

SEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 3

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 1, 2018.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock 1,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 2

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person was granted RSUs for 7,029 shares. On November 1, 2018, 25% of those shares vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 1,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013609 · wf-form4_154145187173772.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person was granted RSUs for 7,029 shares. On November 1, 2018, 25% of those shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:05 UTC Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013610 · wf-form4_154145191532807.xml · nonDerivative · entry 2

CALDERONI ROBERT · CIK 0001183228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,335.527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:05 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013610 · wf-form4_154145191532807.xml · nonDerivative · entry 1

CALDERONI ROBERT · CIK 0001183228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:06 UTC
Wang David CDirector
Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013611 · wf-form4_154145195925606.xml · nonDerivative · entry 2

Wang David C · CIK 0001363141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic RSU grant for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:06 UTC
Wang David CDirector
Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013611 · wf-form4_154145195925606.xml · nonDerivative · entry 1

Wang David C · CIK 0001363141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic RSU grant for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:06 UTC Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013612 · wf-form4_154145200184159.xml · nonDerivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:06 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013612 · wf-form4_154145200184159.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:07 UTC Exercise / conversionCommon Stock 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013613 · wf-form4_154145204550964.xml · nonDerivative · entry 2

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:07 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013613 · wf-form4_154145204550964.xml · nonDerivative · entry 1

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of RSUs for 1,902 shares. On November 1, 2018 those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:08 UTC Tax withholdingCommon Stock 872 $94.92 $82,770.24
Disclosure

SEC source: 0001628280-18-013614 · wf-form4_154145208692137.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 1, 2018.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:08 UTC Exercise / conversionCommon Stock 1,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013614 · wf-form4_154145208692137.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person was granted RSUs for 7,029 shares. On November 1, 2018 25% of those RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:08 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013614 · wf-form4_154145208692137.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person was granted RSUs for 7,029 shares. On November 1, 2018 25% of those RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:09 UTC
BARNHOLT EDWARD WDirector · Chairman of the Board
Exercise / conversionCommon Stock 2,567 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013616 · wf-form4_154145213155395.xml · nonDerivative · entry 2

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of 2,567 RSUs. On November 1, 2018, such RSUs vested.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:09 UTC
BARNHOLT EDWARD WDirector · Chairman of the Board
Exercise / conversionCommon Stock - Restricted Stock Units 2,567 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013616 · wf-form4_154145213155395.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On November 1, 2017 the reporting person received an automatic grant of 2,567 RSUs. On November 1, 2018, such RSUs vested.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:54 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 1,418 $106.64 $151,215.52
Disclosure

SEC source: 0001628280-18-011756 · wf-form4_153669925303324.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 20:39 UTC SaleCommon Stock 1,041 $117.46 $122,275.86
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 8

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F6 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:08 UTC
Little Teri A.EVP, CLO and Secretary
SaleCommon Stock 2,579 $117.30 $302,516.70
Disclosure

SEC source: 0001628280-18-011632 · wf-form4_153618167203128.xml · nonDerivative · entry 4

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,127

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2018.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:11 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 5,790 $117.87 $682,461.51
Disclosure

SEC source: 0001628280-18-011634 · wf-form4_153618185280140.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,347

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.54 to $118.40. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:11 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 6,518 $116.91 $762,032.42
Disclosure

SEC source: 0001628280-18-011634 · wf-form4_153618185280140.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,137

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.50 to $117.47. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:39 UTC SaleCommon Stock 1,506 $117.30 $176,653.80
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 7

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607

F6 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:39 UTC Tax withholdingCommon Stock 523 $118.19 $61,813.37
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 4, 2018.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:39 UTC Exercise / conversionCommon Stock 1,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On September 4, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 2,750 shares (based on 125% of the target shares of 2,200) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On September 4, 2018, 50% of the RSUs vested.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:39 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F5 · shares: On September 4, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 2,750 shares (based on 125% of the target shares of 2,200) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On September 4, 2018, 50% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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September 04, 2018 Filed Sep 6, 2018 20:39 UTC Tax withholdingCommon Stock 273 $118.19 $32,265.87
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 4, 2018.

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September 04, 2018 Filed Sep 6, 2018 20:39 UTC Exercise / conversionCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On September 4, 2014, the Reporting Person was granted an RSU for 2,200 shares of KLA-Tencor Common Stock. On September 4, 2018, 25% of those shares vested.

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September 04, 2018 Filed Sep 6, 2018 20:39 UTC Exercise / conversionCommon Stock - Restricted Stock Units 550 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011661 · wf-form4_153626635264902.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On September 4, 2014, the Reporting Person was granted an RSU for 2,200 shares of KLA-Tencor Common Stock. On September 4, 2018, 25% of those shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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September 03, 2018 Filed Sep 5, 2018 21:05 UTC Tax withholdingCommon Stock 568 $116.21 $66,007.28
Disclosure

SEC source: 0001628280-18-011630 · wf-form4_153618151393800.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

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September 03, 2018 Filed Sep 5, 2018 21:05 UTC Exercise / conversionCommon Stock 1,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011630 · wf-form4_153618151393800.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On September 3, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 3,308 shares (based on 125% of the target shares of 2,647) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 3,282. On September 3, 2018, 50% of the RSUs vested.

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September 03, 2018 Filed Sep 5, 2018 21:05 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011630 · wf-form4_153618151393800.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F5 · shares: On September 3, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 3,308 shares (based on 125% of the target shares of 2,647) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 3,282. On September 3, 2018, 50% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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September 03, 2018 Filed Sep 5, 2018 21:05 UTC Tax withholdingCommon Stock 229 $116.21 $26,612.09
Disclosure

SEC source: 0001628280-18-011630 · wf-form4_153618151393800.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 21:05 UTC Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011630 · wf-form4_153618151393800.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On September 3, 2015, the Reporting Person received a grant of restricted stock units ("RSUs") covering 2,647 shares of KLA-Tencor common stock. On September 3, 2018, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 21:05 UTC Exercise / conversionCommon Stock - Restricted Stock Units 662 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011630 · wf-form4_153618151393800.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On September 3, 2015, the Reporting Person received a grant of restricted stock units ("RSUs") covering 2,647 shares of KLA-Tencor common stock. On September 3, 2018, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 21:08 UTC
Little Teri A.EVP, CLO and Secretary
Tax withholdingCommon Stock 275 $116.21 $31,957.75
Disclosure

SEC source: 0001628280-18-011632 · wf-form4_153618167203128.xml · nonDerivative · entry 3

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,706

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2018.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 21:08 UTC
Little Teri A.EVP, CLO and Secretary
Exercise / conversionCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011632 · wf-form4_153618167203128.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On September 3, 2015, the Reporting Person received a grant of restricted stock units ("RSUs") covering 3,178 shares of KLA-Tencor common stock. On September 3, 2018, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

Read SEC document
September 03, 2018 Filed Sep 5, 2018 21:08 UTC
Little Teri A.EVP, CLO and Secretary
Exercise / conversionCommon Stock - Restricted Stock Units 794 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011632 · wf-form4_153618167203128.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On September 3, 2015, the Reporting Person received a grant of restricted stock units ("RSUs") covering 3,178 shares of KLA-Tencor common stock. On September 3, 2018, the Reporting Person vested in twenty-five percent (25%) of such RSUs.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 30, 2018 Filed Sep 4, 2018 20:02 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 649 $116.42 $75,556.58
Disclosure

SEC source: 0001628280-18-011590 · wf-form4_153609130421151.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

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August 10, 2018 Filed Aug 14, 2018 20:03 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 3,851 $115.31 $444,058.81
Disclosure

SEC source: 0001628280-18-011103 · wf-form4_153427698399568.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.