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KEYCORP /NEW/

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SEC CIK
0000091576
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868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2017 Filed Feb 22, 2017 22:04 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 8,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000018 · edgar.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:03 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 5,867 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000017 · edgar.xml · derivative · entry 5

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Shares · 5,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · balance_after: Includes approximately 589 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:03 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 4,452 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000017 · edgar.xml · derivative · entry 4

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,903

Underlying: Common Shares · 4,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · balance_after: Includes approximately 335 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:03 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 7,116 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000017 · edgar.xml · derivative · entry 3

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

Underlying: Common Shares · 7,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F3 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F4 · balance_after: Includes approximately 357 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:03 UTC
Devine Dennis ACo-Pres., Key Community Bank
Tax withholdingCommon Shares 5,965 $18.96 $113,096.40
Disclosure

SEC source: 0001294671-17-000017 · edgar.xml · nonDerivative · entry 2

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,010

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:03 UTC
Devine Dennis ACo-Pres., Key Community Bank
Exercise / conversionCommon Shares 17,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000017 · edgar.xml · nonDerivative · entry 1

Devine Dennis A · CIK 0001609411 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 107 common shares acquired through dividend reinvestments in September 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 10,268 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 7

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,801

Underlying: Common Shares · 10,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F10 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F11 · balance_after: Includes approximately 1,031 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 30,051 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 6

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,099

Underlying: Common Shares · 30,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F8 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F9 · balance_after: Includes approximately 2,263 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 9,283 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 5

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,283

Underlying: Common Shares · 9,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F6 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F7 · balance_after: Includes approximately 466 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionRestricted Stock Units · Derivative 37,133 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000016 · edgar.xml · derivative · entry 4

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · shares: Includes approximately 2,165 dividend-equivalent restricted stock units accrued between June 2014 and December 2016.

F5 · derivative.exercise_date: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017.

F5 · derivative.expiration_date: These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Burke Edward J.Co-Pres., Key Community Bank
Tax withholdingCommon Shares 36,319 $18.96 $688,608.24
Disclosure

SEC source: 0001294671-17-000016 · edgar.xml · nonDerivative · entry 2

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,430

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Burke Edward J.Co-Pres., Key Community Bank
Exercise / conversionCommon Shares 86,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000016 · edgar.xml · nonDerivative · entry 1

Burke Edward J. · CIK 0001609500 · Co-Pres., Key Community Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 39 common shares acquired through dividend reinvestments in March 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 6,357 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 7

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,067

Underlying: Common Shares · 6,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 4,452 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 6

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,903

Underlying: Common Shares · 4,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F4 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 5,280 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000015 · edgar.xml · derivative · entry 5

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,281

Underlying: Common Shares · 5,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Buffie Craig AChief Human Resources Officer
Tax withholdingCommon Shares 5,514 $18.96 $104,545.44
Disclosure

SEC source: 0001294671-17-000015 · edgar.xml · nonDerivative · entry 2

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,141

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:02 UTC
Buffie Craig AChief Human Resources Officer
Exercise / conversionCommon Shares 16,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000015 · edgar.xml · nonDerivative · entry 1

Buffie Craig A · CIK 0001572559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:01 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 6,357 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000014 · edgar.xml · derivative · entry 7

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,067

Underlying: Common Shares · 6,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F9 · balance_after: Includes approximately 638 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:01 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 4,452 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000014 · edgar.xml · derivative · entry 6

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,903

Underlying: Common Shares · 4,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F7 · balance_after: Includes approximately 335 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:01 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 4,538 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000014 · edgar.xml · derivative · entry 5

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,538

Underlying: Common Shares · 4,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F4 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F5 · balance_after: Includes approximately 228 dividend-equivalent restricted stock units accrued between March and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:01 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 5,528 $18.96 $104,810.88
Disclosure

SEC source: 0001294671-17-000014 · edgar.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,811

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:01 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 15,347 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000014 · edgar.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 165 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between November 2016 and February 2017.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:05 UTC PurchaseCommon Shares 5 $18.82 $94.10
Disclosure

SEC source: 0001294671-17-000013 · edgar.xml · nonDerivative · entry 1

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnership of spouse

Disclosed balance after: 5

F1 · ownership.nature: These shares are held by a partnership of which the reporting person's spouse is a partner.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:03 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionOption to Buy · Derivative 12,500 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001294671-17-000012 · edgar.xml · derivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,500 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:03 UTC
Evans Trina MDirector, Corporate Center
SaleCommon Shares 12,500 $18.23 $227,875.00
Disclosure

SEC source: 0001294671-17-000012 · edgar.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,370

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:03 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 12,500 $11.16 $139,500.00
Disclosure

SEC source: 0001294671-17-000012 · edgar.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 29 common shares acquired through dividend reinvestment in March 2016.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 15:47 UTC PurchaseCommon Shares 4,800 $17.66 $84,768.00
Disclosure

SEC source: 0001294671-17-000010 · edgar.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,300

F1 · ownership.nature: These shares are held in a living trust. The reporting person is trustee of the trust.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 19:33 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionOption to Buy · Derivative 175,000 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001294671-17-000011 · edgar.xml · derivative · entry 4

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 175,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 19:33 UTC
MOONEY BETH EDirector · Chairman and CEO
Tax withholdingCommon Shares 132,125 $17.69 $2,337,291.25
Disclosure

SEC source: 0001294671-17-000011 · edgar.xml · nonDerivative · entry 2

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,647

Read SEC document
February 08, 2017 Filed Feb 10, 2017 19:33 UTC
MOONEY BETH EDirector · Chairman and CEO
Exercise / conversionCommon Shares 175,000 $11.16 $1,953,000.00
Disclosure

SEC source: 0001294671-17-000011 · edgar.xml · nonDerivative · entry 1

MOONEY BETH E · CIK 0001217178 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 1,858 common shares acquired through dividend reinvestments between March 2016 and December 2016.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 19:14 UTC Tax withholdingCommon Shares 306,202 $18.27 $5,594,310.54
Disclosure

SEC source: 0001294671-17-000009 · edgar.xml · nonDerivative · entry 1

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,348

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionOption to Buy · Derivative 214,844 Not disclosed Strike: $10.54 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 19

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 214,844 shares

Expires 2017-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F8 · derivative.exercise_date: This option fully vested on August 5, 2016 in connection with the merger of KeyCorp and FNFG.

F6 · derivative.expiration_date: The expiration date of this option was accelerated in connection with the merger of KeyCorp and FNFG pursuant to the terms of the plan under which the option was granted.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionOption to Buy · Derivative 101,382 Not disclosed Strike: $10.07 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 18

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 101,382 shares

Expires 2017-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F7 · derivative.exercise_date: This option vested in three equal annual installments ending on March 28, 2016.

F6 · derivative.expiration_date: The expiration date of this option was accelerated in connection with the merger of KeyCorp and FNFG pursuant to the terms of the plan under which the option was granted.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionOption to Buy · Derivative 72,784 Not disclosed Strike: $11.19 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 17

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 72,784 shares

Expires 2021-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F5 · derivative.exercise_date: This option vested in three equal annual installments ending on March 30, 2015.

F6 · derivative.expiration_date: The expiration date of this option was accelerated in connection with the merger of KeyCorp and FNFG pursuant to the terms of the plan under which the option was granted.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionOption to Buy · Derivative 40,421 Not disclosed Strike: $15.68 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 16

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 40,421 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F4 · derivative.exercise_date: This option vested in three equal annual installments ending on January 24, 2014.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionOption to Buy · Derivative 31,157 Not disclosed Strike: $16.41 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 15

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 31,157 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F3 · derivative.exercise_date: This option vested in three equal annual installments ending on January 25, 2013.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionOption to Buy · Derivative 21,149 Not disclosed Strike: $12.83 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 14

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,149 shares

Expires 2019-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F1 · derivative.exercise_date: This option vested in three equal annual installments ending on July 13, 2012.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Tax withholdingCommon Shares 171,203 $18.16 $3,109,046.48
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 12

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,550

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionCommon Shares 214,844 $10.54 $2,264,455.76
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 11

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Tax withholdingCommon Shares 77,702 $18.14 $1,409,514.28
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 10

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,909

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionCommon Shares 101,382 $10.07 $1,020,916.74
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 9

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Tax withholdingCommon Shares 55,192 $18.15 $1,001,734.80
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 8

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,229

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionCommon Shares 72,784 $11.19 $814,452.96
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 7

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Tax withholdingCommon Shares 36,949 $18.14 $670,254.86
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 6

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,637

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionCommon Shares 40,421 $15.68 $633,801.28
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 5

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Tax withholdingCommon Shares 29,328 $18.12 $531,423.36
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 4

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,165

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionCommon Shares 31,157 $16.41 $511,286.37
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 3

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2017 Filed Feb 3, 2017 18:53 UTC Tax withholdingCommon Shares 17,575 $18.15 $318,986.25
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 2

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,336

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC Exercise / conversionCommon Shares 21,149 $12.83 $271,341.67
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 1

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 31, 2016 Filed Jan 4, 2017 21:58 UTC GrantDeferred Shares · Derivative 957 $18.27 $17,484.39
Disclosure

SEC source: 0001294671-17-000006 · edgar.xml · derivative · entry 2

Snyder Barbara R · CIK 0001496583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,633

Underlying: Common Shares · 957 shares

Expires not disclosed

F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant.

F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant.

F4 · balance_after: Includes approximately 289 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.