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KEYCORP /NEW/

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3220
SEC CIK
0000091576
Parsed reports
868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jul 2, 2021 20:03 UTC GrantDeferred Shares · Derivative 907 $20.65 $18,729.55
Disclosure

SEC source: 0000091576-21-000098 · wf-form4_162525620352316.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,974

Underlying: Common Shares · 907 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

F3 · balance_after: Includes approximately 592 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2021.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:20 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionOptions to Buy · Derivative 13,709 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0000091576-21-000094 · wf-form4_162214667938870.xml · derivative · entry 3

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,709 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:20 UTC
Mago Angela GHead of Commercial Bank
SaleCommon Shares 13,709 $23.00 $315,307.00
Disclosure

SEC source: 0000091576-21-000094 · wf-form4_162214667938870.xml · nonDerivative · entry 2

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,053

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $23.00 to $23.01.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2021 Filed May 27, 2021 20:20 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionCommon Shares 13,709 $7.98 $109,397.82
Disclosure

SEC source: 0000091576-21-000094 · wf-form4_162214667938870.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:37 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionOption to Buy · Derivative 235,215 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0000091576-21-000093 · wf-form4_162206500792846.xml · derivative · entry 4

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 235,215 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:37 UTC
Gorman Christopher M.Director · Chairman and CEO
SaleCommon Shares 222,684 $23.06 $5,135,093.04
Disclosure

SEC source: 0000091576-21-000093 · wf-form4_162206500792846.xml · nonDerivative · entry 2

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,345

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $22.92 to $23.18.

F3 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:37 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionCommon Shares 235,215 $7.98 $1,877,015.70
Disclosure

SEC source: 0000091576-21-000093 · wf-form4_162206500792846.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 36 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in May 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:56 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000090 · wf-form4_162128499397190.xml · derivative · entry 7

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,862

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F7 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F6 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2028.

F6 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2028.

F8 · balance_after: Includes approximately 736 dividend-equivalent Deferred Shares accrued between December 2020 and March 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:56 UTC
VASOS TODD JDirector
GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000089 · wf-form4_162128496780440.xml · derivative · entry 2

VASOS TODD J · CIK 0001243183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,088

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2024.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:55 UTC
Hayes RobinDirector
GrantDeferred Shares · Derivative 5,654 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000088 · wf-form4_162128492516990.xml · derivative · entry 2

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:55 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000087 · wf-form4_162128490258668.xml · derivative · entry 1

Rankin Devina A · CIK 0001557267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,654

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:54 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000086 · wf-form4_162128488061370.xml · derivative · entry 2

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,053

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2025.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2025.

F4 · balance_after: Includes approximately 302 dividend-equivalent Deferred Shares accrued in March 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:53 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000084 · wf-form4_162128479654651.xml · derivative · entry 2

Snyder Barbara R · CIK 0001496583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,128

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:54 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000085 · wf-form4_162128484796338.xml · derivative · entry 2

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,032

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:53 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000083 · wf-form4_162128476995773.xml · derivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,755

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F5 · balance_after: Includes approximately 1342 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2020 and March 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:52 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000082 · wf-form4_162128474343799.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,509

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:52 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000081 · wf-form4_162128471377736.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,474

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2024.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:51 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000080 · wf-form4_162128468952109.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,032

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:51 UTC GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000079 · wf-form4_162128466826482.xml · derivative · entry 2

Gile Elizabeth R. · CIK 0001487311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,833

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 15, 2028.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 15, 2028.

F4 · balance_after: Includes approximately 2,970 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2020 and March 2021.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:09 UTC
Khayat Clark HChief Strategy Officer
GrantRestricted Stock Units · Derivative 22,441 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000076 · wf-form4_162102293163906.xml · derivative · entry 2

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,441

Underlying: Common Shares · 22,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on May 12, 2021, vest in full on May 12, 2024.

F2 · derivative.expiration_date: These restricted stock units, granted on May 12, 2021, vest in full on May 12, 2024.

Read SEC document
May 10, 2021 Filed May 11, 2021 21:07 UTC
Evans Trina MDirector, Corporate Center
GiftCommon Shares 1,122 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000071 · wf-form4_162076721630294.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,987

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC Exercise / conversionDeferred Shares · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000075 · wf-form4_162085255136451.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

Underlying: Common Shares · 6,723 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 1,342 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC Disposition to issuerCommon Shares 3,361 $20.94 $70,379.34
Disclosure

SEC source: 0000091576-21-000075 · wf-form4_162085255136451.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,236

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC Exercise / conversionCommon Shares 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000075 · wf-form4_162085255136451.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC Exercise / conversionDeferred Shares · Derivative 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000074 · wf-form4_162085253150821.xml · derivative · entry 5

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

Underlying: Common Shares · 6,723 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 1,342 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC Disposition to issuerCommon Shares 3,361 $20.94 $70,379.34
Disclosure

SEC source: 0000091576-21-000074 · wf-form4_162085253150821.xml · nonDerivative · entry 2

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,111

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC Exercise / conversionCommon Shares 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000074 · wf-form4_162085253150821.xml · nonDerivative · entry 1

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:48 UTC Exercise / conversionDeferred Shares · Derivative 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000073 · wf-form4_162085251181401.xml · derivative · entry 3

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

Underlying: Common Shares · 6,723 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021 3,361 of the Reporting Person's Deferred shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021 3,361 of the Reporting Person's Deferred shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 1,342 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:48 UTC Disposition to issuerCommon Shares 3,361 $20.94 $70,379.34
Disclosure

SEC source: 0000091576-21-000073 · wf-form4_162085251181401.xml · nonDerivative · entry 2

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,707

Read SEC document
May 10, 2021 Filed May 12, 2021 20:48 UTC Exercise / conversionCommon Shares 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000073 · wf-form4_162085251181401.xml · nonDerivative · entry 1

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021 3,361 of the Reporting Person's Deferred shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

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May 10, 2021 Filed May 12, 2021 20:48 UTC Exercise / conversionDeferred Shares · Derivative 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000072 · wf-form4_162085249068082.xml · derivative · entry 3

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,855

Underlying: Common Shares · 6,723 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 1,008 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

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May 10, 2021 Filed May 12, 2021 20:48 UTC Disposition to issuerCommon Shares 3,361 $20.94 $70,379.34
Disclosure

SEC source: 0000091576-21-000072 · wf-form4_162085249068082.xml · nonDerivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,531

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May 10, 2021 Filed May 12, 2021 20:48 UTC Exercise / conversionCommon Shares 6,723 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000072 · wf-form4_162085249068082.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 209 dividend-equivalent common shares accrued between December 2020 and March 2021.

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April 29, 2021 Filed May 3, 2021 20:44 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionOption to Buy · Derivative 9,291 $0.00 Strike: $18.98 $0.00
Disclosure

SEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · derivative · entry 7

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,871

Underlying: Common Shares · 9,291 shares

Expires 2030-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021.

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April 29, 2021 Filed May 3, 2021 20:44 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionOption to Buy · Derivative 17,916 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · derivative · entry 6

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,914

Underlying: Common Shares · 17,916 shares

Expires 2029-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option to buy, granted on February 18, 2019, vests in four equal annual installments beginning on February 17, 2020.

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April 29, 2021 Filed May 3, 2021 20:44 UTC
Midkiff Mark WChief Risk Officer
Tax withholdingCommon Shares 3,157 $21.92 $69,201.44
Disclosure

SEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 5

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,169

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April 29, 2021 Filed May 3, 2021 20:44 UTC
Midkiff Mark WChief Risk Officer
SaleCommon Shares 5,885 $21.89 $128,822.65
Disclosure

SEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 4

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,326

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April 29, 2021 Filed May 3, 2021 20:44 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 9,291 $18.98 $176,343.18
Disclosure

SEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2021 Filed May 3, 2021 20:44 UTC
Midkiff Mark WChief Risk Officer
SaleCommon Shares 17,916 $21.85 $391,464.60
Disclosure

SEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,920

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.85 to $21.86.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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April 29, 2021 Filed May 3, 2021 20:44 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 17,916 $17.51 $313,709.16
Disclosure

SEC source: 0000091576-21-000067 · wf-form4_162007465557325.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionOption to Buy · Derivative 148,442 $0.00 Strike: $8.59 $0.00
Disclosure

SEC source: 0000091576-21-000066 · wf-form4_161964332063870.xml · derivative · entry 4

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 148,442 shares

Expires 2021-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments ending on May 19, 2015.

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April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Gorman Christopher M.Director · Chairman and CEO
SaleCommon Shares 101,878 $21.39 $2,179,170.42
Disclosure

SEC source: 0000091576-21-000066 · wf-form4_161964332063870.xml · nonDerivative · entry 2

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,778

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.35 to $21.44.

F3 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionCommon Shares 148,442 $8.59 $1,275,116.78
Disclosure

SEC source: 0000091576-21-000066 · wf-form4_161964332063870.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 4,592 common shares acquired through dividend reinvestment in March 2021 and approximately 54 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan in March and April 2021.

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April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionOption to Buy · Derivative 12,676 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,676 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

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April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionOption to Buy · Derivative 39,919 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 39,919 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

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April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Paine Andrew J IIIHead of Institutional Bank
SaleCommon Shares 35,218 $21.34 $751,552.12
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · nonDerivative · entry 3

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,904

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.33 to $21.35.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionCommon Shares 12,676 $9.33 $118,267.08
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:55 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionCommon Shares 39,919 $7.98 $318,553.62
Disclosure

SEC source: 0000091576-21-000065 · wf-form4_161964330102326.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:35 UTC
Hayes RobinDirector
GrantDeferred Shares · Derivative 1,251 $19.98 $24,994.98
Disclosure

SEC source: 0000091576-21-000061 · wf-form4_161739569274084.xml · derivative · entry 2

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Shares · 1,251 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 9, 2023 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 9, 2023 or the death of the participant.

F3 · balance_after: Includes approximately 8 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2021.

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March 31, 2021 Filed Apr 2, 2021 20:34 UTC
VASOS TODD JDirector
GrantDeferred Shares · Derivative 1,126 $19.98 $22,497.48
Disclosure

SEC source: 0000091576-21-000060 · wf-form4_161739564471632.xml · derivative · entry 2

VASOS TODD J · CIK 0001243183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,434

Underlying: Common Shares · 1,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2024 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2024 or the death of the participant.

F3 · balance_after: Includes approximately 29 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.