Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2024 Filed Jan 22, 2024 20:14 UTC |
Phillips Richard DDirector · CEO and Director
|
Exercise / conversionCommon Stock | 7,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-24-000004 · wk-form4_1705954436.xml · nonDerivative · entry 1 Phillips Richard D · CIK 0001568163 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:22 UTC |
Vadaketh Tom GeorgeDirector
|
GrantPhantom Stock units · Derivative | 8,320 | $25.24 | $209,996.80 |
DisclosureSEC source: 0001606757-23-000073 · wk-form4_1701274970.xml · derivative · entry 1 Vadaketh Tom George · CIK 0001694891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,704 Underlying: Common Stock · 8,320 shares Expires not disclosed F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:27 UTC |
Holcomb MicheleDirector
|
GrantPhantom Stock units · Derivative | 4,953 | $25.24 | $125,013.72 |
DisclosureSEC source: 0001606757-23-000075 · wk-form4_1701275235.xml · derivative · entry 1 Holcomb Michele · CIK 0001694167 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,336 Underlying: Common Stock · 4,953 shares Expires not disclosed F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 11:37 UTC |
Repplier Colleen CDirector
|
GrantPhantom Stock units · Derivative | 8,122 | $25.24 | $204,999.28 |
DisclosureSEC source: 0001606757-23-000079 · wk-form4_1701275830.xml · derivative · entry 2 Repplier Colleen C · CIK 0001620824 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,430 Underlying: Common Stock · 8,122 shares Expires not disclosed F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:46 UTC |
Lampert Gregory J.Director
|
GrantCommon Stock | 8,222 | $25.24 | $207,523.28 |
DisclosureSEC source: 0001606757-23-000083 · wk-form4_1701276397.xml · nonDerivative · entry 1 Lampert Gregory J. · CIK 0001415196 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,503 F1 · kind: Acquired pursuant to the Kimball Electronics, Inc. 2023 Equity Incentive Plan Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:42 UTC |
PHILLIPPY ROBERT JDirector
|
GrantCommon Stock | 4,953 | $25.24 | $125,013.72 |
DisclosureSEC source: 0001606757-23-000081 · wk-form4_1701276145.xml · nonDerivative · entry 1 PHILLIPPY ROBERT J · CIK 0001213190 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,953 F1 · kind: Acquired pursuant to the Kimball Electronics, Inc. 2023 Equity Incentive Plan Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:31 UTC |
THAXTON GREGORY ADirector
|
GrantPhantom Stock units · Derivative | 4,952 | $25.24 | $124,988.48 |
DisclosureSEC source: 0001606757-23-000077 · wk-form4_1701275507.xml · derivative · entry 1 THAXTON GREGORY A · CIK 0001340479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,483 Underlying: Common Stock · 4,952 shares Expires not disclosed F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:18 UTC |
Van Deursen HollyDirector
|
GrantCommon Stock | 4,953 | $25.24 | $125,013.72 |
DisclosureSEC source: 0001606757-23-000071 · wk-form4_1701274682.xml · nonDerivative · entry 1 Van Deursen Holly · CIK 0001414921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,338 F1 · kind: Acquired pursuant to the Kimball Electronics, Inc. 2023 Equity Incentive Plan Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:10 UTC |
Korn Steven TChief Operating Officer
|
GrantRestricted Shares · Derivative | 23,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000065 · wk-form4_1700255406.xml · derivative · entry 3 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,627 Underlying: Common Stock · 23,356 shares Expires not disclosed F3 · price: Not Applicable. F1 · derivative.exercise_date: Represents Restricted Shares granted on 11/15/2023 that vest August 2026 (7,785 shares), August 2027 (7,785 shares), and August 2028 (7,786 shares). F2 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F4 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (4,989 shares), August 2025 (4,989 shares), August 2026 (11,078 shares), August 2027 (7,785 shares), and August 2028 (7,786 shares). Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 19:54 UTC |
Korn Steven TChief Operating Officer
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000043 · wk-form4_1693511668.xml · nonDerivative · entry 5 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,892 F4 · shares: Gifted shares to charitable education organization. Read SEC document |
| August 31, 2023 Filed Aug 31, 2023 19:54 UTC |
Korn Steven TChief Operating Officer
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000043 · wk-form4_1693511668.xml · nonDerivative · entry 4 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,892 F3 · shares: Gifted shares to charitable organization. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:08 UTC |
DeLorenzo Jessica LVice President
|
GrantRestricted Shares · Derivative | 4,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000047 · wk-form4_1693512489.xml · derivative · entry 5 DeLorenzo Jessica L · CIK 0001750651 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,328 Underlying: Common Stock · 4,125 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,375 shares), August 2025 (1,375 shares), and August 2026 (1,375 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (2,476 shares), August 2025 (2,477 shares), and August 2026 (1,375 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:08 UTC |
DeLorenzo Jessica LVice President
|
Exercise / conversionRestricted Shares · Derivative | 1,101 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000047 · wk-form4_1693512489.xml · derivative · entry 4 DeLorenzo Jessica L · CIK 0001750651 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,203 Underlying: Common Stock · 1,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,101 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,101 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:08 UTC |
DeLorenzo Jessica LVice President
|
Tax withholdingCommon Stock | 3,494 | $29.20 | $102,007.33 |
DisclosureSEC source: 0001606757-23-000047 · wk-form4_1693512489.xml · nonDerivative · entry 3 DeLorenzo Jessica L · CIK 0001750651 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,570 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:08 UTC |
DeLorenzo Jessica LVice President
|
GrantCommon Stock | 6,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000047 · wk-form4_1693512489.xml · nonDerivative · entry 2 DeLorenzo Jessica L · CIK 0001750651 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,064 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:08 UTC |
DeLorenzo Jessica LVice President
|
Exercise / conversionCommon Stock | 1,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000047 · wk-form4_1693512489.xml · nonDerivative · entry 1 DeLorenzo Jessica L · CIK 0001750651 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:46 UTC |
Thomson Kathy RChief Commercial Officer
|
GrantRestricted Shares · Derivative | 4,679 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000041 · wk-form4_1693511178.xml · derivative · entry 5 Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,401 Underlying: Common Stock · 4,679 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,560 shares), August 2025 (1,560 shares), and August 2026 (1,559 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (2,421 shares), August 2025 (2,421 shares), August 2026 (1,559 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:46 UTC |
Thomson Kathy RChief Commercial Officer
|
Exercise / conversionRestricted Shares · Derivative | 861 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000041 · wk-form4_1693511178.xml · derivative · entry 4 Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,722 Underlying: Common Stock · 861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (861 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (861 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:46 UTC |
Thomson Kathy RChief Commercial Officer
|
Tax withholdingCommon Stock | 4,669 | $29.20 | $136,311.46 |
DisclosureSEC source: 0001606757-23-000041 · wk-form4_1693511178.xml · nonDerivative · entry 3 Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,082 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:46 UTC |
Thomson Kathy RChief Commercial Officer
|
GrantCommon Stock | 9,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000041 · wk-form4_1693511178.xml · nonDerivative · entry 2 Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,751 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:46 UTC |
Thomson Kathy RChief Commercial Officer
|
Exercise / conversionCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000041 · wk-form4_1693511178.xml · nonDerivative · entry 1 Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:01 UTC |
Hass DouglasCL&CO, Secretary
|
GrantRestricted Shares · Derivative | 4,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000045 · wk-form4_1693512070.xml · derivative · entry 5 Hass Douglas · CIK 0001690109 · CL&CO, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,946 Underlying: Common Stock · 4,125 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,375 shares), August 2025 (1,375 shares), and August 2026 (1,375 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024, (2,785 shares), August 2025 (2,786 shares), and August 2026 (1,375 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:01 UTC |
Hass DouglasCL&CO, Secretary
|
Exercise / conversionRestricted Shares · Derivative | 1,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000045 · wk-form4_1693512070.xml · derivative · entry 4 Hass Douglas · CIK 0001690109 · CL&CO, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,821 Underlying: Common Stock · 1,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,410 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,410 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:01 UTC |
Hass DouglasCL&CO, Secretary
|
Tax withholdingCommon Stock | 3,007 | $29.20 | $87,789.37 |
DisclosureSEC source: 0001606757-23-000045 · wk-form4_1693512070.xml · nonDerivative · entry 3 Hass Douglas · CIK 0001690109 · CL&CO, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,806 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:01 UTC |
Hass DouglasCL&CO, Secretary
|
GrantCommon Stock | 5,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000045 · wk-form4_1693512070.xml · nonDerivative · entry 2 Hass Douglas · CIK 0001690109 · CL&CO, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,813 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:01 UTC |
Hass DouglasCL&CO, Secretary
|
Exercise / conversionCommon Stock | 1,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000045 · wk-form4_1693512070.xml · nonDerivative · entry 1 Hass Douglas · CIK 0001690109 · CL&CO, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC |
Thyen Christopher JVice President
|
GrantRestricted Shares · Derivative | 4,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · derivative · entry 8 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,823 Underlying: Common Stock · 4,055 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,352 shares), August 2025 (1,352 shares), and August 2026 (1,351 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (2,236 shares), August 2025 (2,236 shares), and August 2026 (1,351 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC |
Thyen Christopher JVice President
|
Exercise / conversionRestricted Shares · Derivative | 884 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · derivative · entry 7 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,768 Underlying: Common Stock · 884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (884 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (884 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC |
Thyen Christopher JVice President
|
Tax withholdingCommon Stock | 4,803 | $29.20 | $140,223.59 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · nonDerivative · entry 3 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,042 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC |
Thyen Christopher JVice President
|
GrantCommon Stock | 10,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,845 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC |
Thyen Christopher JVice President
|
Exercise / conversionCommon Stock | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:54 UTC |
Korn Steven TChief Operating Officer
|
GrantRestricted Shares · Derivative | 9,879 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000043 · wk-form4_1693511668.xml · derivative · entry 8 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,271 Underlying: Common Stock · 9,879 shares Expires not disclosed F8 · price: Not Applicable. F6 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (3,293 shares), August 2025 (3,293 shares), and August 2026 (3,293 shares). F7 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F9 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (4,989 shares), August 2025 (4,989 shares), and August 2026 (3,293 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:54 UTC |
Korn Steven TChief Operating Officer
|
Exercise / conversionRestricted Shares · Derivative | 1,696 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000043 · wk-form4_1693511668.xml · derivative · entry 7 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,392 Underlying: Common Stock · 1,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,696 shares). F5 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,696 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:54 UTC |
Korn Steven TChief Operating Officer
|
Tax withholdingCommon Stock | 9,325 | $29.20 | $272,243.38 |
DisclosureSEC source: 0001606757-23-000043 · wk-form4_1693511668.xml · nonDerivative · entry 3 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,892 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:54 UTC |
Korn Steven TChief Operating Officer
|
GrantCommon Stock | 19,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000043 · wk-form4_1693511668.xml · nonDerivative · entry 2 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,217 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:54 UTC |
Korn Steven TChief Operating Officer
|
Exercise / conversionCommon Stock | 1,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000043 · wk-form4_1693511668.xml · nonDerivative · entry 1 Korn Steven T · CIK 0001620769 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:28 UTC |
Baumann Adam MChief Accounting Officer
|
GrantRestricted Shares · Derivative | 1,019 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000051 · wk-form4_1693513677.xml · derivative · entry 6 Baumann Adam M · CIK 0001848130 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,767 Underlying: Common Stock · 1,019 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (340 shares), August 2025 (340 shares), and August 2026 (339 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (714 shares), August 2025 (714 shares), and August 2026 (339 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:28 UTC |
Baumann Adam MChief Accounting Officer
|
Exercise / conversionRestricted Shares · Derivative | 374 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000051 · wk-form4_1693513677.xml · derivative · entry 5 Baumann Adam M · CIK 0001848130 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748 Underlying: Common Stock · 374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (374 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (374 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:28 UTC |
Baumann Adam MChief Accounting Officer
|
Tax withholdingCommon Stock | 1,047 | $29.20 | $30,567.17 |
DisclosureSEC source: 0001606757-23-000051 · wk-form4_1693513677.xml · nonDerivative · entry 3 Baumann Adam M · CIK 0001848130 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,301 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:28 UTC |
Baumann Adam MChief Accounting Officer
|
GrantCommon Stock | 2,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000051 · wk-form4_1693513677.xml · nonDerivative · entry 2 Baumann Adam M · CIK 0001848130 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,348 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:28 UTC |
Baumann Adam MChief Accounting Officer
|
Exercise / conversionCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000051 · wk-form4_1693513677.xml · nonDerivative · entry 1 Baumann Adam M · CIK 0001848130 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:20 UTC |
Croom Jana TCFO
|
GrantRestricted Shares · Derivative | 9,359 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000049 · wk-form4_1693513209.xml · derivative · entry 5 Croom Jana T · CIK 0001840657 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,552 Underlying: Common Stock · 9,359 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (3,120 shares), August 2025 (3,120 shares), and August 2026 (3,119 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (4,717 shares), August 2025 (4,716 shares), and August 2026 (3,119 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:20 UTC |
Croom Jana TCFO
|
Exercise / conversionRestricted Shares · Derivative | 1,597 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000049 · wk-form4_1693513209.xml · derivative · entry 4 Croom Jana T · CIK 0001840657 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,193 Underlying: Common Stock · 1,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,597 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,597 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:20 UTC |
Croom Jana TCFO
|
Tax withholdingCommon Stock | 4,243 | $29.20 | $123,874.39 |
DisclosureSEC source: 0001606757-23-000049 · wk-form4_1693513209.xml · nonDerivative · entry 3 Croom Jana T · CIK 0001840657 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,224 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:20 UTC |
Croom Jana TCFO
|
GrantCommon Stock | 7,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000049 · wk-form4_1693513209.xml · nonDerivative · entry 2 Croom Jana T · CIK 0001840657 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,467 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 20:20 UTC |
Croom Jana TCFO
|
Exercise / conversionCommon Stock | 1,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000049 · wk-form4_1693513209.xml · nonDerivative · entry 1 Croom Jana T · CIK 0001840657 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:38 UTC |
Phillips Richard DDirector · CEO and Director
|
GrantRestricted Shares · Derivative | 18,738 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000039 · wk-form4_1693510698.xml · derivative · entry 1 Phillips Richard D · CIK 0001568163 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,755 Underlying: Common Stock · 18,738 shares Expires not disclosed F3 · price: Not Applicable. F1 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (6,246 shares), August 2025 (6,246 shares), and August 2026 (6,246 shares). F2 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F4 · balance_after: Represents cumulative Restricted Shares that vest January 2024 (7,672 shares), August 2024 (6,246 shares), January 2025 (7,672 shares), August 2025 (6,246 shares), January 2026 (7,673 shares), and August 2026 (6,246 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 19:21 UTC | GrantRestricted Shares · Derivative | 4,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000035 · wk-form4_1693509668.xml · derivative · entry 5 Wells Isabel S · CIK 0001925192 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,619 Underlying: Common Stock · 4,125 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,375 shares), August 2025 (1,375 shares), and August 2026 (1,375 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (2,622 shares), August 2025 (2,622 shares), and August 2026 (1,375 shares). Read SEC document |
|
| August 29, 2023 Filed Aug 31, 2023 19:21 UTC | Exercise / conversionRestricted Shares · Derivative | 1,247 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000035 · wk-form4_1693509668.xml · derivative · entry 4 Wells Isabel S · CIK 0001925192 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,494 Underlying: Common Stock · 1,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,247 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (1,247 shares). Read SEC document |
|
| August 29, 2023 Filed Aug 31, 2023 19:21 UTC | Tax withholdingCommon Stock | 2,472 | $29.20 | $72,170.04 |
DisclosureSEC source: 0001606757-23-000035 · wk-form4_1693509668.xml · nonDerivative · entry 3 Wells Isabel S · CIK 0001925192 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,237 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.