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Vadaketh Tom George

Disclosed activity across 4 companies

Tapewire entity
43052
SEC CIK
0001694891

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bausch Health Companies Inc.BHC · Entity 4363EVP, Chief Financial OfficerSeptember 05, 2023September 06, 2023
CAMBREX CORPCBM · Entity 153359EVP & CFOAugust 20, 2018August 21, 2018
Kimball Electronics, Inc.KE · Entity 2738DirectorNovember 14, 2025November 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bausch Health Companies Inc.

Report date September 05, 2023 · Filed September 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, No Par ValueSEC Table I · non-derivativeDirect564,933 Reported balance After 2023-09-05 transaction · row 1
1 source row

Row 1 · 2023-09-05 · Tax withholding · Disposed 43,948 · Balance 564,933

F1: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Filing footnotes · ownership attribution and instrument terms

F1: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

CAMBREX CORP

Report date August 20, 2018 · Filed August 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-08-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-08-20 · Exercise / conversion · Acquired 9,510 · Balance 9,510

Row 2 · 2018-08-20 · Sale · Disposed 9,510 · Balance 0

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.40 to $63.65 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.15 · Expires 2024-01-20Direct28,527 Reported balance After 2018-08-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-08-20 · Exercise / conversion · Acquired 9,510 · Balance 28,527

F2: The option representing a right to purchase 38,037 shares became exercisable in four equal installments beginning January 20, 2018, which was the first anniversary of the date on which the option was granted

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.40 to $63.65 inclusive. The reporting person undertakes to provide to Cambrex Corporation, any security holder of Cambrex Corporation, or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.

F2: The option representing a right to purchase 38,037 shares became exercisable in four equal installments beginning January 20, 2018, which was the first anniversary of the date on which the option was granted

Kimball Electronics, Inc.

Report date November 14, 2025 · Filed November 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock unitsSEC Table II · derivative / convertible securityDirect37,115 Reported balance After 2025-11-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-11-14 · Grant · Acquired 7,410 · Balance 37,115

F1: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENVIRI Corp

Report date May 28, 2026 · Filed June 02, 2026

Section 16 reporting ended · disclosed 2026-06-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-06-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-05-28 · Exercise / conversion · Acquired 89,829 · Balance 502,504

F1: The Issuer is party to (x) that certain Agreement and Plan of Merger, dated as of November 20, 2025 (the "Merger Agreement"), by and among the Issuer, CLEH, Inc. ("CLEH"), Enviri LLC ("Enviri LLC"), Veolia Environnement S.A. ("Buyer") and Liberty Merger Sub Inc. ("Merger Sub"), and (y) that certain Separation Agreement, dated as of November 20, 2025 (the "Separation Agreement"), by and among the Company, CLEH, Buyer and Enviri II Corporation ("New Enviri").

F2: On June 1, 2026, pursuant to the terms of the Merger Agreement and the Separation Agreement, a series of transactions occurred, including: (i) the Issuer merged with and into Enviri LLC, with Enviri LLC being the surviving entity of such merger, and each outstanding share of common stock of the Issuer was exchanged for one share of common stock, par value $1.25 per share, of CLEH (the Holding Company Merger), and (ii) following the Holding Company Merger, CLEH and its subsidiaries, including Enviri LLC and New Enviri, effected a reorganization (the Reorganization), resulting in (x) CLEH holding the Clean Earth segment of the Issuer and all the outstanding shares of common stock, par value $0.00001 per share, of New Enviri (New Enviri Common Stock), (y) New Enviri owning all of the equity interests of Enviri LLC and (z) Enviri LLC holding the Harsco Environmental and Rail segments of the Issuer

F3: Also on June 1, 2026, (i) following the Reorganization, CLEH distributed all of the outstanding shares of New Enviri common stock to the stockholders of CLEH (the former stockholders of the Issuer) on a pro rata basis (the Distribution); and (ii) immediately after the Distribution, Merger Sub, a wholly owned subsidiary of Buyer, merged with and into CLEH, with CLEH surviving as an indirect wholly owned subsidiary of Buyer (the Merger)

F4: In connection with the Holding Company Merger, Reorganization and Merger (collectively, the Transactions), the reporting person disposed of all of the shares of the Issuer held by the reporting person immediately prior to the effective time of the Holding Company Merger and, ultimately, received (x) in the Distribution, one share of New Enviri common stock in respect of every three shares of the Issuer previously held, and (y) in the Merger, cash consideration of $15.00 per share.

Row 2 · 2026-05-28 · Disposition to issuer · Disposed 89,829 · Balance 412,675

F1: The Issuer is party to (x) that certain Agreement and Plan of Merger, dated as of November 20, 2025 (the "Merger Agreement"), by and among the Issuer, CLEH, Inc. ("CLEH"), Enviri LLC ("Enviri LLC"), Veolia Environnement S.A. ("Buyer") and Liberty Merger Sub Inc. ("Merger Sub"), and (y) that certain Separation Agreement, dated as of November 20, 2025 (the "Separation Agreement"), by and among the Company, CLEH, Buyer and Enviri II Corporation ("New Enviri").

F2: On June 1, 2026, pursuant to the terms of the Merger Agreement and the Separation Agreement, a series of transactions occurred, including: (i) the Issuer merged with and into Enviri LLC, with Enviri LLC being the surviving entity of such merger, and each outstanding share of common stock of the Issuer was exchanged for one share of common stock, par value $1.25 per share, of CLEH (the Holding Company Merger), and (ii) following the Holding Company Merger, CLEH and its subsidiaries, including Enviri LLC and New Enviri, effected a reorganization (the Reorganization), resulting in (x) CLEH holding the Clean Earth segment of the Issuer and all the outstanding shares of common stock, par value $0.00001 per share, of New Enviri (New Enviri Common Stock), (y) New Enviri owning all of the equity interests of Enviri LLC and (z) Enviri LLC holding the Harsco Environmental and Rail segments of the Issuer

F3: Also on June 1, 2026, (i) following the Reorganization, CLEH distributed all of the outstanding shares of New Enviri common stock to the stockholders of CLEH (the former stockholders of the Issuer) on a pro rata basis (the Distribution); and (ii) immediately after the Distribution, Merger Sub, a wholly owned subsidiary of Buyer, merged with and into CLEH, with CLEH surviving as an indirect wholly owned subsidiary of Buyer (the Merger)

F4: In connection with the Holding Company Merger, Reorganization and Merger (collectively, the Transactions), the reporting person disposed of all of the shares of the Issuer held by the reporting person immediately prior to the effective time of the Holding Company Merger and, ultimately, received (x) in the Distribution, one share of New Enviri common stock in respect of every three shares of the Issuer previously held, and (y) in the Merger, cash consideration of $15.00 per share.

Row 3 · 2026-06-01 · Disposition to issuer · Disposed 412,675 · Balance 0

F1: The Issuer is party to (x) that certain Agreement and Plan of Merger, dated as of November 20, 2025 (the "Merger Agreement"), by and among the Issuer, CLEH, Inc. ("CLEH"), Enviri LLC ("Enviri LLC"), Veolia Environnement S.A. ("Buyer") and Liberty Merger Sub Inc. ("Merger Sub"), and (y) that certain Separation Agreement, dated as of November 20, 2025 (the "Separation Agreement"), by and among the Company, CLEH, Buyer and Enviri II Corporation ("New Enviri").

F2: On June 1, 2026, pursuant to the terms of the Merger Agreement and the Separation Agreement, a series of transactions occurred, including: (i) the Issuer merged with and into Enviri LLC, with Enviri LLC being the surviving entity of such merger, and each outstanding share of common stock of the Issuer was exchanged for one share of common stock, par value $1.25 per share, of CLEH (the Holding Company Merger), and (ii) following the Holding Company Merger, CLEH and its subsidiaries, including Enviri LLC and New Enviri, effected a reorganization (the Reorganization), resulting in (x) CLEH holding the Clean Earth segment of the Issuer and all the outstanding shares of common stock, par value $0.00001 per share, of New Enviri (New Enviri Common Stock), (y) New Enviri owning all of the equity interests of Enviri LLC and (z) Enviri LLC holding the Harsco Environmental and Rail segments of the Issuer

F3: Also on June 1, 2026, (i) following the Reorganization, CLEH distributed all of the outstanding shares of New Enviri common stock to the stockholders of CLEH (the former stockholders of the Issuer) on a pro rata basis (the Distribution); and (ii) immediately after the Distribution, Merger Sub, a wholly owned subsidiary of Buyer, merged with and into CLEH, with CLEH surviving as an indirect wholly owned subsidiary of Buyer (the Merger)

F4: In connection with the Holding Company Merger, Reorganization and Merger (collectively, the Transactions), the reporting person disposed of all of the shares of the Issuer held by the reporting person immediately prior to the effective time of the Holding Company Merger and, ultimately, received (x) in the Distribution, one share of New Enviri common stock in respect of every three shares of the Issuer previously held, and (y) in the Merger, cash consideration of $15.00 per share.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2027-12-31Direct0 Reported balance After 2026-05-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-28 · Exercise / conversion · Disposed 89,829 · Balance 0

F5: Represents the cash-settled portion of performance share units (Cash-Settled PSUs) that vested in connection with the Transactions and reported on the reporting persons Form 4 filed May 21, 2026. The Cash-Settled PSUs were settled in cash in an amount equal to (x) the number of Cash-Settled PSUs held by the reporting person, multiplied by (y) the closing price of the Issuers common stock on May 28, 2026, less applicable withholding taxes

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2035-03-04Direct0 Reported balance After 2026-06-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-01 · Disposition to issuer · Disposed 143,679 · Balance 0

F6: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $8.20 · Expires 2034-03-11Direct0 Reported balance After 2026-06-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-06-01 · Disposition to issuer · Disposed 103,340 · Balance 0

F6: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer is party to (x) that certain Agreement and Plan of Merger, dated as of November 20, 2025 (the "Merger Agreement"), by and among the Issuer, CLEH, Inc. ("CLEH"), Enviri LLC ("Enviri LLC"), Veolia Environnement S.A. ("Buyer") and Liberty Merger Sub Inc. ("Merger Sub"), and (y) that certain Separation Agreement, dated as of November 20, 2025 (the "Separation Agreement"), by and among the Company, CLEH, Buyer and Enviri II Corporation ("New Enviri").

F2: On June 1, 2026, pursuant to the terms of the Merger Agreement and the Separation Agreement, a series of transactions occurred, including: (i) the Issuer merged with and into Enviri LLC, with Enviri LLC being the surviving entity of such merger, and each outstanding share of common stock of the Issuer was exchanged for one share of common stock, par value $1.25 per share, of CLEH (the Holding Company Merger), and (ii) following the Holding Company Merger, CLEH and its subsidiaries, including Enviri LLC and New Enviri, effected a reorganization (the Reorganization), resulting in (x) CLEH holding the Clean Earth segment of the Issuer and all the outstanding shares of common stock, par value $0.00001 per share, of New Enviri (New Enviri Common Stock), (y) New Enviri owning all of the equity interests of Enviri LLC and (z) Enviri LLC holding the Harsco Environmental and Rail segments of the Issuer

F3: Also on June 1, 2026, (i) following the Reorganization, CLEH distributed all of the outstanding shares of New Enviri common stock to the stockholders of CLEH (the former stockholders of the Issuer) on a pro rata basis (the Distribution); and (ii) immediately after the Distribution, Merger Sub, a wholly owned subsidiary of Buyer, merged with and into CLEH, with CLEH surviving as an indirect wholly owned subsidiary of Buyer (the Merger)

F4: In connection with the Holding Company Merger, Reorganization and Merger (collectively, the Transactions), the reporting person disposed of all of the shares of the Issuer held by the reporting person immediately prior to the effective time of the Holding Company Merger and, ultimately, received (x) in the Distribution, one share of New Enviri common stock in respect of every three shares of the Issuer previously held, and (y) in the Merger, cash consideration of $15.00 per share.

F5: Represents the cash-settled portion of performance share units (Cash-Settled PSUs) that vested in connection with the Transactions and reported on the reporting persons Form 4 filed May 21, 2026. The Cash-Settled PSUs were settled in cash in an amount equal to (x) the number of Cash-Settled PSUs held by the reporting person, multiplied by (y) the closing price of the Issuers common stock on May 28, 2026, less applicable withholding taxes

F6: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 2, 2026 01:18 UTC ENVIRI Corp NVRI · Entity 42674 Disposition to issuerStock Appreciation Rights · Derivative 103,340 $0.00 Strike: $8.20 $0.00
Disclosure

SEC source: 0000045876-26-000260 · wk-form4_1780363116.xml · derivative · entry 6

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103,340 shares

Expires 2034-03-11

F6 · derivative.exercise_price: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

F6 · price: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

F6 · derivative.exercise_date: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 01:18 UTC ENVIRI Corp NVRI · Entity 42674 Disposition to issuerStock Appreciation Rights · Derivative 143,679 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000045876-26-000260 · wk-form4_1780363116.xml · derivative · entry 5

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,679 shares

Expires 2035-03-04

F6 · derivative.exercise_price: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

F6 · price: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

F6 · derivative.exercise_date: Represents the cancellation of all of the stock appreciation rights (SARs) in respect of Issuers common stock held by the reporting period immediately prior to June 1, 2026 in connection with the Transactions. In exchange for the cancellation of the SARs, the reporting person will be granted replacement stock appreciation rights in respect of New Enviri Common Stock with an intrinsic value equal to the intrinsic value of the SARs being cancelled.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 01:18 UTC ENVIRI Corp NVRI · Entity 42674 Disposition to issuerCommon Stock 412,675 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000260 · wk-form4_1780363116.xml · nonDerivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Issuer is party to (x) that certain Agreement and Plan of Merger, dated as of November 20, 2025 (the "Merger Agreement"), by and among the Issuer, CLEH, Inc. ("CLEH"), Enviri LLC ("Enviri LLC"), Veolia Environnement S.A. ("Buyer") and Liberty Merger Sub Inc. ("Merger Sub"), and (y) that certain Separation Agreement, dated as of November 20, 2025 (the "Separation Agreement"), by and among the Company, CLEH, Buyer and Enviri II Corporation ("New Enviri").

F2 · kind: On June 1, 2026, pursuant to the terms of the Merger Agreement and the Separation Agreement, a series of transactions occurred, including: (i) the Issuer merged with and into Enviri LLC, with Enviri LLC being the surviving entity of such merger, and each outstanding share of common stock of the Issuer was exchanged for one share of common stock, par value $1.25 per share, of CLEH (the Holding Company Merger), and (ii) following the Holding Company Merger, CLEH and its subsidiaries, including Enviri LLC and New Enviri, effected a reorganization (the Reorganization), resulting in (x) CLEH holding the Clean Earth segment of the Issuer and all the outstanding shares of common stock, par value $0.00001 per share, of New Enviri (New Enviri Common Stock), (y) New Enviri owning all of the equity interests of Enviri LLC and (z) Enviri LLC holding the Harsco Environmental and Rail segments of the Issuer

F3 · kind: Also on June 1, 2026, (i) following the Reorganization, CLEH distributed all of the outstanding shares of New Enviri common stock to the stockholders of CLEH (the former stockholders of the Issuer) on a pro rata basis (the Distribution); and (ii) immediately after the Distribution, Merger Sub, a wholly owned subsidiary of Buyer, merged with and into CLEH, with CLEH surviving as an indirect wholly owned subsidiary of Buyer (the Merger)

F4 · kind: In connection with the Holding Company Merger, Reorganization and Merger (collectively, the Transactions), the reporting person disposed of all of the shares of the Issuer held by the reporting person immediately prior to the effective time of the Holding Company Merger and, ultimately, received (x) in the Distribution, one share of New Enviri common stock in respect of every three shares of the Issuer previously held, and (y) in the Merger, cash consideration of $15.00 per share.

Read SEC document
May 28, 2026 Filed Jun 2, 2026 01:18 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionPerformance Share Units · Derivative 89,829 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000260 · wk-form4_1780363116.xml · derivative · entry 4

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 89,829 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents the cash-settled portion of performance share units (Cash-Settled PSUs) that vested in connection with the Transactions and reported on the reporting persons Form 4 filed May 21, 2026. The Cash-Settled PSUs were settled in cash in an amount equal to (x) the number of Cash-Settled PSUs held by the reporting person, multiplied by (y) the closing price of the Issuers common stock on May 28, 2026, less applicable withholding taxes

F5 · price: Represents the cash-settled portion of performance share units (Cash-Settled PSUs) that vested in connection with the Transactions and reported on the reporting persons Form 4 filed May 21, 2026. The Cash-Settled PSUs were settled in cash in an amount equal to (x) the number of Cash-Settled PSUs held by the reporting person, multiplied by (y) the closing price of the Issuers common stock on May 28, 2026, less applicable withholding taxes

F5 · derivative.exercise_date: Represents the cash-settled portion of performance share units (Cash-Settled PSUs) that vested in connection with the Transactions and reported on the reporting persons Form 4 filed May 21, 2026. The Cash-Settled PSUs were settled in cash in an amount equal to (x) the number of Cash-Settled PSUs held by the reporting person, multiplied by (y) the closing price of the Issuers common stock on May 28, 2026, less applicable withholding taxes

Read SEC document
May 28, 2026 Filed Jun 2, 2026 01:18 UTC ENVIRI Corp NVRI · Entity 42674 Disposition to issuerCommon Stock 89,829 $21.22 $1,906,171.38
Disclosure

SEC source: 0000045876-26-000260 · wk-form4_1780363116.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,675

F1 · kind: The Issuer is party to (x) that certain Agreement and Plan of Merger, dated as of November 20, 2025 (the "Merger Agreement"), by and among the Issuer, CLEH, Inc. ("CLEH"), Enviri LLC ("Enviri LLC"), Veolia Environnement S.A. ("Buyer") and Liberty Merger Sub Inc. ("Merger Sub"), and (y) that certain Separation Agreement, dated as of November 20, 2025 (the "Separation Agreement"), by and among the Company, CLEH, Buyer and Enviri II Corporation ("New Enviri").

F2 · kind: On June 1, 2026, pursuant to the terms of the Merger Agreement and the Separation Agreement, a series of transactions occurred, including: (i) the Issuer merged with and into Enviri LLC, with Enviri LLC being the surviving entity of such merger, and each outstanding share of common stock of the Issuer was exchanged for one share of common stock, par value $1.25 per share, of CLEH (the Holding Company Merger), and (ii) following the Holding Company Merger, CLEH and its subsidiaries, including Enviri LLC and New Enviri, effected a reorganization (the Reorganization), resulting in (x) CLEH holding the Clean Earth segment of the Issuer and all the outstanding shares of common stock, par value $0.00001 per share, of New Enviri (New Enviri Common Stock), (y) New Enviri owning all of the equity interests of Enviri LLC and (z) Enviri LLC holding the Harsco Environmental and Rail segments of the Issuer

F3 · kind: Also on June 1, 2026, (i) following the Reorganization, CLEH distributed all of the outstanding shares of New Enviri common stock to the stockholders of CLEH (the former stockholders of the Issuer) on a pro rata basis (the Distribution); and (ii) immediately after the Distribution, Merger Sub, a wholly owned subsidiary of Buyer, merged with and into CLEH, with CLEH surviving as an indirect wholly owned subsidiary of Buyer (the Merger)

F4 · kind: In connection with the Holding Company Merger, Reorganization and Merger (collectively, the Transactions), the reporting person disposed of all of the shares of the Issuer held by the reporting person immediately prior to the effective time of the Holding Company Merger and, ultimately, received (x) in the Distribution, one share of New Enviri common stock in respect of every three shares of the Issuer previously held, and (y) in the Merger, cash consideration of $15.00 per share.

Read SEC document
May 28, 2026 Filed Jun 2, 2026 01:18 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 89,829 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000260 · wk-form4_1780363116.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Issuer is party to (x) that certain Agreement and Plan of Merger, dated as of November 20, 2025 (the "Merger Agreement"), by and among the Issuer, CLEH, Inc. ("CLEH"), Enviri LLC ("Enviri LLC"), Veolia Environnement S.A. ("Buyer") and Liberty Merger Sub Inc. ("Merger Sub"), and (y) that certain Separation Agreement, dated as of November 20, 2025 (the "Separation Agreement"), by and among the Company, CLEH, Buyer and Enviri II Corporation ("New Enviri").

F2 · kind: On June 1, 2026, pursuant to the terms of the Merger Agreement and the Separation Agreement, a series of transactions occurred, including: (i) the Issuer merged with and into Enviri LLC, with Enviri LLC being the surviving entity of such merger, and each outstanding share of common stock of the Issuer was exchanged for one share of common stock, par value $1.25 per share, of CLEH (the Holding Company Merger), and (ii) following the Holding Company Merger, CLEH and its subsidiaries, including Enviri LLC and New Enviri, effected a reorganization (the Reorganization), resulting in (x) CLEH holding the Clean Earth segment of the Issuer and all the outstanding shares of common stock, par value $0.00001 per share, of New Enviri (New Enviri Common Stock), (y) New Enviri owning all of the equity interests of Enviri LLC and (z) Enviri LLC holding the Harsco Environmental and Rail segments of the Issuer

F3 · kind: Also on June 1, 2026, (i) following the Reorganization, CLEH distributed all of the outstanding shares of New Enviri common stock to the stockholders of CLEH (the former stockholders of the Issuer) on a pro rata basis (the Distribution); and (ii) immediately after the Distribution, Merger Sub, a wholly owned subsidiary of Buyer, merged with and into CLEH, with CLEH surviving as an indirect wholly owned subsidiary of Buyer (the Merger)

F4 · kind: In connection with the Holding Company Merger, Reorganization and Merger (collectively, the Transactions), the reporting person disposed of all of the shares of the Issuer held by the reporting person immediately prior to the effective time of the Holding Company Merger and, ultimately, received (x) in the Distribution, one share of New Enviri common stock in respect of every three shares of the Issuer previously held, and (y) in the Merger, cash consideration of $15.00 per share.

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May 20, 2026 Filed May 22, 2026 20:01 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 165,805 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000174 · wk-form4_1779480073.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units have been vested and settled, as approved on May 18, 2026 by the Enviri Board of Directors in connection with Envirs sale of its Clean Earth division.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units have been vested and settled, as approved on May 18, 2026 by the Enviri Board of Directors in connection with Envirs sale of its Clean Earth division.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units have been vested and settled, as approved on May 18, 2026 by the Enviri Board of Directors in connection with Envirs sale of its Clean Earth division.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:01 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock 76,139 $19.53 $1,486,994.67
Disclosure

SEC source: 0000045876-26-000174 · wk-form4_1779480073.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,675

Read SEC document
May 20, 2026 Filed May 22, 2026 20:01 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 165,805 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000174 · wk-form4_1779480073.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2026 Filed May 21, 2026 22:07 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionPerformance Share Units · Derivative 179,658 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000146 · wk-form4_1779401237.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,829

Underlying: Common Stock · 179,658 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit vested at 200% of the target number of performance share units reported on the reporting person's Form 4 filed March 6, 2025, based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index. The remining portion of the performance share units will settle in cash in accordance with the award's terms.

F2 · derivative.exercise_date: Each performance share unit vested at 200% of the target number of performance share units reported on the reporting person's Form 4 filed March 6, 2025, based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index. The remining portion of the performance share units will settle in cash in accordance with the award's terms.

Read SEC document
May 19, 2026 Filed May 21, 2026 22:07 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock 41,250 $19.18 $791,175.00
Disclosure

SEC source: 0000045876-26-000146 · wk-form4_1779401237.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,009

Read SEC document
May 19, 2026 Filed May 21, 2026 22:07 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 89,829 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000146 · wk-form4_1779401237.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares issued upon vesting and settlement of performance share unit awards, as approved on May 18, 2026 by the Enviri Board of Directors in connection with Enviri's sale of its Clean Earth division, which portion of the performance share unit awards settled in stock in accordance with the award's terms.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 18:56 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 21,172 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000058 · wk-form4_1773428213.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,805

Underlying: Common Stock · 21,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 18:56 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock 9,723 $17.94 $174,430.62
Disclosure

SEC source: 0000045876-26-000058 · wk-form4_1773428213.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,430

Read SEC document
March 11, 2026 Filed Mar 13, 2026 18:56 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 21,172 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000058 · wk-form4_1773428213.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:40 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 29,943 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000051 · wk-form4_1772833237.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,977

Underlying: Common Stock · 29,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:40 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock 13,922 $18.16 $252,823.52
Disclosure

SEC source: 0000045876-26-000051 · wk-form4_1772833237.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,981

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:40 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 29,943 $0.00 $0.00
Disclosure

SEC source: 0000045876-26-000051 · wk-form4_1772833237.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 20:49 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionPerformance Share Units · Derivative 127,034 $0.00 $0.00
Disclosure

SEC source: 0000045876-25-000125 · wk-form4_1766090960.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,034 shares

Expires 2026-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit vested at 200% of the target number of performance share units reported on the reporting person's Form 4 filed March 13, 2024, based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index.

F2 · derivative.exercise_date: Each performance share unit vested at 200% of the target number of performance share units reported on the reporting person's Form 4 filed March 13, 2024, based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 20:49 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock 58,335 $17.85 $1,041,279.75
Disclosure

SEC source: 0000045876-25-000125 · wk-form4_1766090960.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,960

Read SEC document
December 16, 2025 Filed Dec 18, 2025 20:49 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 127,034 $0.00 $0.00
Disclosure

SEC source: 0000045876-25-000125 · wk-form4_1766090960.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares issued upon vesting of performance share unit awards, as approved on December 15, 2025 by the Management Development & Compensation Committee of the Enviri Board of Directors.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:54 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 7,410 $28.34 $209,999.40
Disclosure

SEC source: 0001606757-25-000062 · wk-form4_1763495663.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,115

Underlying: Common Stock · 7,410 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 21:05 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 84,746 $0.00 $0.00
Disclosure

SEC source: 0000045876-25-000102 · wk-form4_1762808745.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,920

Underlying: Common Stock · 84,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 21:05 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock 38,916 $12.19 $474,386.04
Disclosure

SEC source: 0000045876-25-000102 · wk-form4_1762808745.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,261

Read SEC document
November 07, 2025 Filed Nov 10, 2025 21:05 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 84,746 $0.00 $0.00
Disclosure

SEC source: 0000045876-25-000102 · wk-form4_1762808745.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 19:23 UTC ENVIRI Corp NVRI · Entity 42674 PurchaseCommon Stock 40,297 $6.20 $250,002.59
Disclosure

SEC source: 0001628280-25-013425 · wk-form4_1742325790.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,431

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.18 to $6.27, inclusive. The reporting person undertakes to provide to Enviri Corporation, any security holder of Enviri Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 19:42 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 21,172 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012581 · wk-form4_1741894922.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,666

Underlying: Common Stock · 21,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 19:42 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock 10,158 $6.06 $61,557.48
Disclosure

SEC source: 0001628280-25-012581 · wk-form4_1741894922.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,134

Read SEC document
March 11, 2025 Filed Mar 13, 2025 19:42 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock 21,172 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-012581 · wk-form4_1741894922.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:37 UTC ENVIRI Corp NVRI · Entity 42674 GrantStock Appreciation Rights · Derivative 143,679 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001628280-25-011033 · wk-form4_1741300614.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,679

Underlying: Common Stock · 143,679 shares

Expires 2035-03-04

F3 · derivative.exercise_date: The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:37 UTC ENVIRI Corp NVRI · Entity 42674 GrantPerformance Share Units · Derivative 89,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011033 · wk-form4_1741300614.xml · derivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,829

Underlying: Common Stock · 89,829 shares

Expires 2027-12-31

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive the equivalent of one share of Enviri common stock. Upon vesting, 50% of the performance share units will be settled in shares of Enviri common stock and 50% of the performance share units will be settled in cash. The performance share units vest based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index. The performance share units vest on 12/31/2027.

F2 · derivative.exercise_date: Each performance share unit represents a contingent right to receive the equivalent of one share of Enviri common stock. Upon vesting, 50% of the performance share units will be settled in shares of Enviri common stock and 50% of the performance share units will be settled in cash. The performance share units vest based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index. The performance share units vest on 12/31/2027.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:37 UTC ENVIRI Corp NVRI · Entity 42674 GrantRestricted Stock Units · Derivative 89,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011033 · wk-form4_1741300614.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,838

Underlying: Common Stock · 89,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 15:30 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 11,001 $19.09 $210,009.09
Disclosure

SEC source: 0001606757-24-000061 · wk-form4_1732030245.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,705

Underlying: Common Stock · 11,001 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

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November 12, 2024 Filed Nov 13, 2024 20:44 UTC ENVIRI Corp NVRI · Entity 42674 PurchaseCommon Stock, $1.25 par value 13,343 $7.12 $95,002.16
Disclosure

SEC source: 0001628280-24-047566 · wk-form4_1731530644.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,120

F2 · balance_after: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.105 to $7.12, inclusive. The reporting person undertakes to provide to Enviri Corporation, any security holder of Enviri Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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November 08, 2024 Filed Nov 13, 2024 20:44 UTC ENVIRI Corp NVRI · Entity 42674 PurchaseCommon Stock, $1.25 par value 21,956 $6.92 $151,935.52
Disclosure

SEC source: 0001628280-24-047566 · wk-form4_1731530644.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,777

F1 · balance_after: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.855 to $6.95, inclusive. The reporting person undertakes to provide to Enviri Corporation, any security holder of Enviri Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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November 07, 2024 Filed Nov 12, 2024 21:30 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 84,745 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-047205 · wk-form4_1731447033.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,009

Underlying: Common Stock · 84,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

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November 07, 2024 Filed Nov 12, 2024 21:30 UTC ENVIRI Corp NVRI · Entity 42674 Tax withholdingCommon Stock, $1.25 par value 38,924 $7.09 $275,971.16
Disclosure

SEC source: 0001628280-24-047205 · wk-form4_1731447033.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,821

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November 07, 2024 Filed Nov 12, 2024 21:30 UTC ENVIRI Corp NVRI · Entity 42674 Exercise / conversionCommon Stock, $1.25 par value 84,745 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-047205 · wk-form4_1731447033.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC ENVIRI Corp NVRI · Entity 42674 GrantStock Appreciation Rights · Derivative 103,340 $0.00 Strike: $8.20 $0.00
Disclosure

SEC source: 0001628280-24-010949 · wk-form4_1710363314.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,340

Underlying: Common Stock · 103,340 shares

Expires 2034-03-11

F3 · derivative.exercise_date: The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC ENVIRI Corp NVRI · Entity 42674 GrantPerformance Share Units · Derivative 63,517 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010949 · wk-form4_1710363314.xml · derivative · entry 2

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,517

Underlying: Common Stock · 63,517 shares

Expires 2026-12-31

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive the equivalent of one share of Enviri common stock. The performance share units vest based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index. The performance share units vest on 12/31/2026.

F2 · derivative.exercise_date: Each performance share unit represents a contingent right to receive the equivalent of one share of Enviri common stock. The performance share units vest based on the total shareholder return of Enviri common stock relative to the S&P 600 Industrials Index. The performance share units vest on 12/31/2026.

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March 11, 2024 Filed Mar 13, 2024 20:55 UTC ENVIRI Corp NVRI · Entity 42674 GrantRestricted Stock Units · Derivative 63,517 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010949 · wk-form4_1710363314.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,754

Underlying: Common Stock · 63,517 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

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November 27, 2023 Filed Nov 29, 2023 16:22 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 8,320 $25.24 $209,996.80
Disclosure

SEC source: 0001606757-23-000073 · wk-form4_1701274970.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,704

Underlying: Common Stock · 8,320 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

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November 07, 2023 Filed Nov 9, 2023 20:42 UTC ENVIRI Corp NVRI · Entity 42674 GrantRestricted Stock Units · Derivative 254,237 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-038208 · wk-form4_1699562515.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,237

Underlying: Common Stock · 254,237 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Enviri common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

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September 05, 2023 Filed Sep 6, 2023 20:29 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 43,948 $8.35 $366,965.80
Disclosure

SEC source: 0001127602-23-023783 · form4.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,933

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

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March 17, 2023 Filed Mar 21, 2023 15:46 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 107 $23.30 $2,493.10
Disclosure

SEC source: 0001606757-23-000017 · wf-form4_167941356363011.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,384

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F2 · derivative.underlying_shares: Reflects retroactive compensation for service on the Company's Audit Committee approved by the Company's Board of Directors and Talent, Culture, and Compensation Committee. Mr. Vadaketh's compensation was made retroactively effective as of November 18, 2022.

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March 02, 2023 Filed Mar 6, 2023 21:48 UTC Bausch Health Companies Inc. BHC · Entity 4363 GrantNon-Qualified Stock Options (right to purchase) · Derivative 123,177 $0.00 Strike: $9.25 $0.00
Disclosure

SEC source: 0001127602-23-009095 · form4.xml · derivative · entry 3

Vadaketh Tom George · CIK 0001694891 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,177

Underlying: Common Shares, No Par Value · 123,177 shares

Expires 2033-03-02

F3 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

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March 02, 2023 Filed Mar 6, 2023 21:48 UTC Bausch Health Companies Inc. BHC · Entity 4363 GrantCommon Shares, No Par Value 142,678 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009095 · form4.xml · nonDerivative · entry 2

Vadaketh Tom George · CIK 0001694891 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,881

F2 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

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March 02, 2023 Filed Mar 6, 2023 21:48 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 4,001 $9.25 $37,009.25
Disclosure

SEC source: 0001127602-23-009095 · form4.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,203

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

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January 03, 2023 Filed Jan 4, 2023 21:36 UTC Bausch Health Companies Inc. BHC · Entity 4363 Tax withholdingCommon Shares, No Par Value 6,310 $6.28 $39,626.80
Disclosure

SEC source: 0001127602-23-000519 · form4.xml · nonDerivative · entry 1

Vadaketh Tom George · CIK 0001694891 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,204

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

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November 18, 2022 Filed Nov 22, 2022 19:18 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 8,477 $23.30 $197,514.10
Disclosure

SEC source: 0001606757-22-000066 · wf-form4_166914469552685.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,277

Underlying: Common Stock · 8,477 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.