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THAXTON GREGORY A

Disclosed activity across 2 companies

Tapewire entity
72950
SEC CIK
0001340479

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Kimball Electronics, Inc.KE · Entity 2738DirectorNovember 14, 2025November 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Kimball Electronics, Inc.

Report date November 14, 2025 · Filed November 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock unitsSEC Table II · derivative / convertible securityDirect41,442 Reported balance After 2025-11-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-11-14 · Grant · Acquired 4,411 · Balance 41,442

F1: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NORDSON CORP

Report date August 28, 2020 · Filed September 01, 2020

Section 16 reporting ended · disclosed 2020-09-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,260 Reported balance After 2020-08-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-08-28 · Tax withholding · Disposed 262 · Balance 50,260

F1: On November 20, 2017, the Company awarded 1,600 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Two-thirds of the restricted shares vested on November 20, 2018 and November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 45 shares were forfeited and 217 of the 489 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

F2: The total holdings include 56 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. The balance has been reduced by 3,600 shares to reflect over-reporting of target/award performance shares in January 2020.

Common StockSEC Table I · non-derivativeDirect49,584 Reported balance After 2020-08-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-08-28 · Tax withholding · Disposed 676 · Balance 49,584

F3: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 417 shares were forfeited and 259 of the 583 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Common StockSEC Table I · non-derivativeDirect48,430 Reported balance After 2020-08-28 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2020-08-28 · Tax withholding · Disposed 1,154 · Balance 48,430

F4: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares are scheduled to vest on each November 30, 2020, 2021, and 2022. Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 25, 2019 award, which would have normally been forfeited due to this retiring prior to the first vesting of the restricted shares. Therefore, upon his retirement the unvested restricted stock was prorated and immediately lapsed. 1,005 shares were forfeited and 149 of the 335 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Common StockSEC Table I · non-derivativeIndirectBy Company ESOP Plan1,421 Reported balance Holding disclosure · report date 2020-08-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,421

F5: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $107.65 · Expires 2025-08-28Direct14,000 Reported balance Holding disclosure · report date 2020-08-28 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 14,000

F6: The options vest in 4 equal annual installments beginning on November 21, 2017.

F7: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/21/2026) to the 5th anniversary of the retirement date.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $127.67 · Expires 2025-08-28Direct12,500 Reported balance Holding disclosure · report date 2020-08-28 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 12,500

F8: The options vest in 4 equal annual installments beginning on November 20, 2018.

F9: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/20/2027) to the 5th anniversary of the retirement date.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $124.90 · Expires 2025-08-28Direct11,800 Reported balance Holding disclosure · report date 2020-08-28 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 11,800

F10: The options vest in 4 equal annual installments beginning on November 30, 2019.

F11: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/26/2028) to the 5th anniversary of the retirement date.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.21 · Expires 2025-08-28Direct11,900 Reported balance Holding disclosure · report date 2020-08-28 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 11,900

F12: Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 2019 stock options award, which would have normally been forfeited due to his retiring prior to the first vesting of the options. Therefore, the options vest in 4 equal annual installments beginning on November 30, 2020.

F13: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/25/2029) to the 5th anniversary of the retirement date.

Filing footnotes · ownership attribution and instrument terms

F1: On November 20, 2017, the Company awarded 1,600 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Two-thirds of the restricted shares vested on November 20, 2018 and November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 45 shares were forfeited and 217 of the 489 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

F2: The total holdings include 56 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. The balance has been reduced by 3,600 shares to reflect over-reporting of target/award performance shares in January 2020.

F3: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 417 shares were forfeited and 259 of the 583 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

F4: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares are scheduled to vest on each November 30, 2020, 2021, and 2022. Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 25, 2019 award, which would have normally been forfeited due to this retiring prior to the first vesting of the restricted shares. Therefore, upon his retirement the unvested restricted stock was prorated and immediately lapsed. 1,005 shares were forfeited and 149 of the 335 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

F5: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).

F6: The options vest in 4 equal annual installments beginning on November 21, 2017.

F7: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/21/2026) to the 5th anniversary of the retirement date.

F8: The options vest in 4 equal annual installments beginning on November 20, 2018.

F9: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/20/2027) to the 5th anniversary of the retirement date.

F10: The options vest in 4 equal annual installments beginning on November 30, 2019.

F11: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/26/2028) to the 5th anniversary of the retirement date.

F12: Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 2019 stock options award, which would have normally been forfeited due to his retiring prior to the first vesting of the options. Therefore, the options vest in 4 equal annual installments beginning on November 30, 2020.

F13: Mr. Thaxton retired from the Company effective August 28, 2020. Therefore, pursuant to notice at the time of the award, the expiration of these options changes from the 10th anniversary of the grant date (originally expiring on 11/25/2029) to the 5th anniversary of the retirement date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2025 Filed Nov 18, 2025 19:59 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 4,411 $28.34 $125,007.74
Disclosure

SEC source: 0001606757-25-000066 · wk-form4_1763495975.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,442

Underlying: Common Stock · 4,411 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 15:50 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 6,548 $19.09 $125,001.32
Disclosure

SEC source: 0001606757-24-000069 · wk-form4_1732031447.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,031

Underlying: Common Stock · 6,548 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 16:31 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 4,952 $25.24 $124,988.48
Disclosure

SEC source: 0001606757-23-000077 · wk-form4_1701275507.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,483

Underlying: Common Stock · 4,952 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 19:10 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 5,365 $23.30 $125,004.50
Disclosure

SEC source: 0001606757-22-000064 · wf-form4_166914422420973.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,531

Underlying: Common Stock · 5,365 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 19:39 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 5,026 $24.87 $124,996.62
Disclosure

SEC source: 0001606757-21-000123 · wf-form4_163735072366351.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

Underlying: Common Stock · 5,026 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:20 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 4,234 $15.35 $64,991.90
Disclosure

SEC source: 0001606757-20-000073 · wf-form4_160582083981083.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,140

Underlying: Common Stock · 4,234 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:28 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 1,154 $187.96 $216,905.84
Disclosure

SEC source: 0001209191-20-048924 · doc4.xml · nonDerivative · entry 3

THAXTON GREGORY A · CIK 0001340479 · Former EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,430

F4 · shares: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares are scheduled to vest on each November 30, 2020, 2021, and 2022. Mr. Thaxton retired from the Company effective August 28, 2020. Due to Mr. Thaxton's over 30 years of service to the Company, the Compensation Committee waived the forfeiture of his November 25, 2019 award, which would have normally been forfeited due to this retiring prior to the first vesting of the restricted shares. Therefore, upon his retirement the unvested restricted stock was prorated and immediately lapsed. 1,005 shares were forfeited and 149 of the 335 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:28 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 676 $187.96 $127,060.96
Disclosure

SEC source: 0001209191-20-048924 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Former EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,584

F3 · shares: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 417 shares were forfeited and 259 of the 583 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:28 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 262 $187.96 $49,245.52
Disclosure

SEC source: 0001209191-20-048924 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Former EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,260

F1 · shares: On November 20, 2017, the Company awarded 1,600 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Two-thirds of the restricted shares vested on November 20, 2018 and November 30, 2019. Mr. Thaxton retired from the Company effective August 28, 2020 and upon his retirement the remaining unvested restricted stock was prorated and immediately lapsed. 45 shares were forfeited and 217 of the 489 prorated shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

F2 · balance_after: The total holdings include 56 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. The balance has been reduced by 3,600 shares to reflect over-reporting of target/award performance shares in January 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 17,200 $199.51 Strike: $70.91 $3,431,572.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · derivative · entry 10

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,200 shares

Expires 2025-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All such options have fully vested.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 17,200 $199.51 $3,431,572.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · nonDerivative · entry 6

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,065

F5 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $198.90 to $200.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionCommon Stock 17,200 $70.91 $1,219,652.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · nonDerivative · entry 5

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Exercise of reporting person's stock options that would otherwise expire November 23, 2025, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 12,200 $188.91 Strike: $79.66 $2,304,702.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · derivative · entry 9

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,200 shares

Expires 2024-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All such options have fully vested.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 11,000 $188.91 Strike: $71.75 $2,078,010.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · derivative · entry 8

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All such options have fully vested.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 23,200 $188.91 $4,382,712.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · nonDerivative · entry 4

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,065

F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $188.10 to $189.87. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionCommon Stock 12,200 $79.66 $971,852.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · nonDerivative · entry 3

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of reporting person's stock options that would otherwise expire November 24, 2024, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionCommon Stock 11,000 $71.75 $789,250.00
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of reporting person's stock options that would otherwise expire November 25, 2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

Read SEC document
May 28, 2020 Filed Jun 8, 2020 17:02 UTC NORDSON CORP NDSN · Entity 30 GiftCommon Stock 29 $182.38 $5,289.02
Disclosure

SEC source: 0001209191-20-034920 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,065

Read SEC document
May 26, 2020 Filed May 28, 2020 20:18 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 11,000 $178.91 Strike: $61.59 $1,968,010.00
Disclosure

SEC source: 0001209191-20-032591 · doc4.xml · derivative · entry 4

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2022-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options have fully vested.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:18 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 11,000 $178.91 $1,968,010.00
Disclosure

SEC source: 0001209191-20-032591 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,094

F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $178.50 to $179.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:18 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionCommon Stock 11,000 $61.59 $677,490.00
Disclosure

SEC source: 0001209191-20-032591 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of reporting person's stock options that would otherwise expire November 28, 2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F2 · balance_after: The total holdings include 136 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 15:51 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 13,000 $164.16 Strike: $43.73 $2,134,080.00
Disclosure

SEC source: 0001209191-20-003163 · doc4.xml · derivative · entry 4

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2021-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options have fully vested.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 15:51 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 13,000 $164.16 $2,134,080.00
Disclosure

SEC source: 0001209191-20-003163 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,958

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $164.09 to $164.24. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 15:51 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionCommon Stock 13,000 $43.73 $568,490.00
Disclosure

SEC source: 0001209191-20-003163 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of reporting person's stock options that would otherwise expire November 28, 2021, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 00:58 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 3,041 $163.07 $495,895.87
Disclosure

SEC source: 0001209191-20-002944 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,958

F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $163.04 to $163.11. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 00:58 UTC NORDSON CORP NDSN · Entity 30 OtherCommon Stock 7,312 $162.68 $1,189,516.16
Disclosure

SEC source: 0001209191-20-002944 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Company Savings Plan

Disclosed balance after: 0

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:33 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 1,322 $164.06 $216,887.32
Disclosure

SEC source: 0001209191-20-002284 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,999

F2 · shares: Shares withheld to cover withholding taxes due upon settlement of the performance award for period 2017-2019.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:33 UTC NORDSON CORP NDSN · Entity 30 GrantCommon Stock 4,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002284 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,321

F1 · shares: Shares issued in connection with settlement of performance award based upon achievement of performance measures for period 2017-2019.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 21:55 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 222 $165.83 $36,814.26
Disclosure

SEC source: 0001209191-19-059100 · doc4.xml · nonDerivative · entry 3

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,958

F3 · shares: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 30, 2019, November 30, 2020, and November 30, 2021. 222 of the 500 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 21:55 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 237 $165.83 $39,301.71
Disclosure

SEC source: 0001209191-19-059100 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,180

F2 · shares: On November 20, 2017, the Company awarded 1,600 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 20, 2018, November 30, 2019, and November 30, 2020. 237 of the 533 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 21:55 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 267 $165.83 $44,276.61
Disclosure

SEC source: 0001209191-19-059100 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,417

F1 · shares: On November 21, 2016, the Company awarded 1,800 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 21, 2017 and 2018, and November 30, 2019. 267 of the 600 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 19:08 UTC NORDSON CORP NDSN · Entity 30 GrantEmployee Stock Options (right to buy) · Derivative 11,900 $0.00 Strike: $165.21 $0.00
Disclosure

SEC source: 0001209191-19-058271 · doc4.xml · derivative · entry 14

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Common Stock · 11,900 shares

Expires 2029-11-25

F9 · derivative.exercise_date: On November 25, 2019, the Company awarded 11,900 stock options under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2020. The vested portions of such options will become exercisable upon vesting.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 19:08 UTC NORDSON CORP NDSN · Entity 30 GrantCommon Stock 2,700 $165.21 $446,067.00
Disclosure

SEC source: 0001209191-19-058271 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,684

F2 · shares: On November 25, 2019, the Company awarded 2,700 performance shares under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan, which represents the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2023. The actual number of shares earned is subject to adjustment based on actual performance.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 19:08 UTC NORDSON CORP NDSN · Entity 30 GrantCommon Stock 1,340 $165.21 $221,381.40
Disclosure

SEC source: 0001209191-19-058271 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,984

F1 · shares: On November 25, 2019, the Company awarded 1,340 restricted stock under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. Such shares will fully vest on November 30, 2022, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 21:29 UTC Kimball Electronics, Inc. KE · Entity 2738 GrantPhantom Stock units · Derivative 3,758 $17.30 $65,013.40
Disclosure

SEC source: 0001606757-19-000084 · wf-form4_157411253979370.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,906

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 15:26 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 11,400 $145.21 Strike: $43.32 $1,655,394.00
Disclosure

SEC source: 0001209191-19-050523 · doc4.xml · derivative · entry 5

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,400 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All such options have fully vested.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 15:26 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 11,400 $145.21 $1,655,394.00
Disclosure

SEC source: 0001209191-19-050523 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,644

F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $144.78 to $145.55. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

F2 · ownership.direct: Exercise of reporting person's stock options that would otherwise expire December 7, 2020, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

Read SEC document
September 23, 2019 Filed Sep 24, 2019 15:26 UTC NORDSON CORP NDSN · Entity 30 GrantCommon Stock 11,400 $43.32 $493,848.00
Disclosure

SEC source: 0001209191-19-050523 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,044

F1 · balance_after: The total holdings include 85 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.

F2 · ownership.direct: Exercise of reporting person's stock options that would otherwise expire December 7, 2020, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

Read SEC document
July 19, 2019 Filed Jul 23, 2019 14:56 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 2,411 $138.14 $333,055.54
Disclosure

SEC source: 0001209191-19-042947 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,559

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $138.1071 to $138.1566. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 24, 2019 Filed Jul 23, 2019 14:56 UTC NORDSON CORP NDSN · Entity 30 GiftCommon Stock 38 $135.75 $5,158.50
Disclosure

SEC source: 0001209191-19-042947 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,970

F1 · balance_after: The total holdings include 241 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.

Read SEC document
January 11, 2019 Filed Jan 14, 2019 21:24 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 4,949 $122.48 $606,153.52
Disclosure

SEC source: 0001209191-19-003541 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,767

F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $122.20 to $122.72. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 21:47 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 3,945 $112.76 $444,838.20
Disclosure

SEC source: 0001209191-19-002565 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,716

F2 · shares: Shares withheld to cover withholding taxes due upon settlement of the performance award for period 2016-2018.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 21:47 UTC NORDSON CORP NDSN · Entity 30 GrantCommon Stock 8,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002565 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,661

F1 · shares: Shares issued in connection with settlement of performance award based upon achievement of performance measures for period 2016-2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 11,250 $0.00 Strike: $27.26 $0.00
Disclosure

SEC source: 0001209191-19-002022 · doc4.xml · derivative · entry 5

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2019-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options have fully vested.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC NORDSON CORP NDSN · Entity 30 SaleCommon Stock 11,250 $117.22 $1,318,725.00
Disclosure

SEC source: 0001209191-19-002022 · doc4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,767

F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $117.02 to $117.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

F2 · ownership.direct: Exercise of reporting person's stock options that otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:44 UTC NORDSON CORP NDSN · Entity 30 Exercise / conversionCommon Stock 11,250 $27.26 $306,675.00
Disclosure

SEC source: 0001209191-19-002022 · doc4.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 01:17 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 237 $123.93 $29,371.41
Disclosure

SEC source: 0001214659-18-007508 · marketforms-43435.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,124

F2 · ownership.direct: On November 20, 2017, the Company granted 1,600 restricted shares under the Company's 2012 Equity Incentive Plan. One-third of the restricted shares vested on November 30, and one-third will vest on each of November 30, 2019 and 2020. 237 of the 533 shares that vested November 30, 2018 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 01:17 UTC NORDSON CORP NDSN · Entity 30 Tax withholdingCommon Stock 267 $123.93 $33,089.31
Disclosure

SEC source: 0001214659-18-007508 · marketforms-43435.xml · nonDerivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,361

F1 · ownership.direct: On November 21, 2016, the Company awarded 1,800 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 30, 2017 and 2018, and one-third will vest on November 30, 2019. 267 of the 600 shares that vested November 30, 2018 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.

Read SEC document
November 26, 2018 Filed Nov 29, 2018 01:52 UTC NORDSON CORP NDSN · Entity 30 GrantEmployee Stock Options (right to buy) · Derivative 11,800 $0.00 Strike: $124.90 $0.00
Disclosure

SEC source: 0001214659-18-007360 · thaxton_form4.xml · derivative · entry 15

THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires 2028-11-26

F9 · derivative.exercise_date: On November 26, 2018, the Company awarded 11,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 26, 2019. The vested portions of such options will become exercisable upon vesting.

Read SEC document
November 26, 2018 Filed Nov 29, 2018 01:52 UTC NORDSON CORP NDSN · Entity 30 GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007360 · thaxton_form4.xml · nonDerivative · entry 2

THAXTON GREGORY A · CIK 0001340479 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,628

F2 · ownership.direct: On November 26, 2018, the Company awarded 3,000 performance shares under the Company's 2012 Stock Incentive and Award Plain, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2022. The ultimate number of shares earned is subject to adjustment based on actual performance. The holdings include 202 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.