Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kimball Electronics, Inc.KE · Entity 2738 | Vice President | August 29, 2023 | August 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kimball Electronics, Inc.
Report date August 29, 2023 · Filed August 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 116,042 |
Ending reported balance
After 2023-08-29 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-08-29 · Exercise / conversion · Acquired 884 · Balance 110,724 Row 2 · 2023-08-29 · Grant · Acquired 10,121 · Balance 120,845 F1: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Row 3 · 2023-08-29 · Tax withholding · Disposed 4,803 · Balance 116,042 F2: Shares withheld to satisfy tax obligations. |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,768 |
Reported balance
After 2023-08-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-08-29 · Exercise / conversion · Disposed 884 · Balance 1,768 F3: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (884 shares). |
| Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,823 |
Reported balance
After 2023-08-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-08-29 · Grant · Acquired 4,055 · Balance 5,823 F6: Not Applicable. F4: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,352 shares), August 2025 (1,352 shares), and August 2026 (1,351 shares). F5: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7: Represents cumulative Restricted Shares that vest August 2024 (2,236 shares), August 2025 (2,236 shares), and August 2026 (1,351 shares). |
| Common StockSEC Table I · non-derivative | IndirectRetirement Fund | 41,958 |
Reported balance
Holding disclosure · report date 2023-08-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,958 |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 1,485 |
Reported balance
Holding disclosure · report date 2023-08-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,485 |
| Common StockSEC Table I · non-derivative | IndirectChild | 1,485 |
Reported balance
Holding disclosure · report date 2023-08-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,485 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023.
F2: Shares withheld to satisfy tax obligations.
F3: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (884 shares).
F4: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,352 shares), August 2025 (1,352 shares), and August 2026 (1,351 shares).
F5: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.
F6: Not Applicable.
F7: Represents cumulative Restricted Shares that vest August 2024 (2,236 shares), August 2025 (2,236 shares), and August 2026 (1,351 shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantRestricted Shares · Derivative | 4,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · derivative · entry 8 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,823 Underlying: Common Stock · 4,055 shares Expires not disclosed F6 · price: Not Applicable. F4 · derivative.exercise_date: Represents Restricted Shares granted on 8/29/2023 that vest August 2024 (1,352 shares), August 2025 (1,352 shares), and August 2026 (1,351 shares). F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement. F7 · balance_after: Represents cumulative Restricted Shares that vest August 2024 (2,236 shares), August 2025 (2,236 shares), and August 2026 (1,351 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Exercise / conversionRestricted Shares · Derivative | 884 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · derivative · entry 7 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,768 Underlying: Common Stock · 884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (884 shares). F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on 8/29/2023 (884 shares). Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Tax withholdingCommon Stock | 4,803 | $29.20 | $140,223.59 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · nonDerivative · entry 3 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,042 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantCommon Stock | 10,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,845 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer on August 29, 2023. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:30 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Exercise / conversionCommon Stock | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000037 · wk-form4_1693510231.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2022 Filed May 23, 2023 15:24 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GiftCommon Stock | 1,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-23-000023 · wk-form4_1684869873.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,840 F1 · kind: A family member gifted shares to the reporting person. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 17:59 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Tax withholdingCommon Stock | 3,633 | $23.45 | $85,175.69 |
DisclosureSEC source: 0001606757-22-000022 · wf-form4_166129197764217.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,560 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 17:59 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantCommon Stock | 8,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-22-000022 · wf-form4_166129197764217.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,193 F1 · shares: Reflects performance based shares issued pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Compensation and Governance Committee of the Board of Directors of the Issuer for fiscal year 2022. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 15:20 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Tax withholdingCommon Stock | 3,245 | $23.36 | $75,786.98 |
DisclosureSEC source: 0001606757-21-000073 · wf-form4_163000561810942.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,880 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 15:20 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantCommon Stock | 11,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-21-000073 · wf-form4_163000561810942.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,125 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Compensation and Governance Committee of the Board of Directors of the Issuer on July 30, 2021, subject to the Reporting Person's continued employment with the Issuer on the August 24, 2021 grant date set by the Committee. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 13:50 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Tax withholdingCommon Stock | 2,901 | $13.57 | $39,366.57 |
DisclosureSEC source: 0001606757-20-000042 · wf-form4_159846419168717.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,850 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 13:50 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantCommon Stock | 10,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-20-000042 · wf-form4_159846419168717.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,751 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Compensation and Governance Committee of the Board of Directors of the Issuer on July 31, 2020, subject to the Reporting Person's continued employment with the Issuer on the August 24, 2020 grant date set by the Committee. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 16:59 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Tax withholdingCommon Stock | 3,530 | $14.63 | $51,643.90 |
DisclosureSEC source: 0001606757-19-000044 · wf-form4_156642117281960.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,674 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 16:59 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantCommon Stock | 12,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-19-000044 · wf-form4_156642117281960.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,204 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Compensation and Governance Committee of the Board of Directors of the Issuer on July 30, 2019, subject to the Reporting Person's continued employment with the Issuer on the August 19, 2019 grant date set by the Committee. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 15:24 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Tax withholdingCommon Stock | 4,170 | $19.85 | $82,774.50 |
DisclosureSEC source: 0001606757-18-000041 · wf-form4_153496587566559.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,853 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 15:24 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantCommon Stock | 14,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-18-000041 · wf-form4_153496587566559.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,023 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Compensation and Governance Committee of the Board of Directors of the Issuer on July 31, 2018, subject to the Reporting Person's continued employment with the Issuer on the August 20, 2018 grant date set by the Committee. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 15:03 UTC | Kimball Electronics, Inc. KE · Entity 2738 | Tax withholdingCommon Stock | 4,230 | $18.43 | $77,958.90 |
DisclosureSEC source: 0001606757-17-000042 · wf-form4_150351500033005.xml · nonDerivative · entry 2 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,433 F2 · kind: Shares withheld to satisfy tax obligations. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 15:03 UTC | Kimball Electronics, Inc. KE · Entity 2738 | GrantCommon Stock | 13,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001606757-17-000042 · wf-form4_150351500033005.xml · nonDerivative · entry 1 Thyen Christopher J · CIK 0001620776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,663 F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2014 Stock Option and Incentive Plan upon the achievement of certain performance criteria certified by the Compensation and Governance Committee of the Board of Directors of the Issuer on August 3, 2017, subject to the Reporting Person's continued employment with the Issuer on the August 21, 2017 grant date set by the Committee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.