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Nasdaq · USD

KDP

Keurig Dr Pepper Inc.

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Tapewire entity
3055
SEC CIK
0001418135
Parsed reports
687

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Mar 8, 2024 00:49 UTC
HARF PETERDirector
PurchaseCommon Stock 171,821 $29.10 $4,999,991.10
Disclosure

SEC source: 0001104659-24-032012 · tm248214-2_4seq1.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,605

F1 · shares: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V.

F1 · price: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 00:48 UTC PurchaseCommon Stock 171,821 $29.10 $4,999,991.10
Disclosure

SEC source: 0001104659-24-032011 · tm248214-3_4seq1.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Platin Holdings S.a r.l.

Disclosed balance after: 3,694,622

F1 · shares: On March 5, 2024, Platin Holdings S.a r.l. ("Platin Holdings") purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F1 · price: On March 5, 2024, Platin Holdings S.a r.l. ("Platin Holdings") purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These Shares are held by Platin Holdings. On the basis of the reporting person's beneficial ownership of Platin Holdings, the reporting person may be deemed a beneficial owner of Shares held by Platin Holdings. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

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March 05, 2024 Filed Mar 8, 2024 00:46 UTC
Agnaten SE10% owner
Lucresca SE10% owner
SaleCommon Stock, par value $0.01 per share 51,956,522 $28.90 $1,501,543,485.80
Disclosure

SEC source: 0001104659-24-032009 · tm248214-5_4seq1.xml · nonDerivative · entry 1

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser s.a.r.l. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,487,357

F1 · shares: On March 5, 2024, JAB BevCo B.V. ("BevCo") sold shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to Morgan Stanley & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, dated as of February 29, 2024, by and among BevCo, KDP and the Underwriter in connection with BevCo's previously disclosed secondary offering.

F1 · price: On March 5, 2024, JAB BevCo B.V. ("BevCo") sold shares of Common Stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to Morgan Stanley & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, dated as of February 29, 2024, by and among BevCo, KDP and the Underwriter in connection with BevCo's previously disclosed secondary offering.

F2 · ownership.direct: These Shares are held by JAB BevCo B.V., an indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB BevCo B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

F3 · ownership.direct: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:08 UTC
Oxender MoniqueChief Corp. Affairs Officer
GrantRestricted Stock Unit · Derivative 24,055 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000015 · wk-form4_1709683707.xml · derivative · entry 6

Oxender Monique · CIK 0002000391 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,055

Underlying: Common Stock · 24,055 shares

Expires not disclosed

F5 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:08 UTC
Oxender MoniqueChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 11,517 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000015 · wk-form4_1709683707.xml · derivative · entry 5

Oxender Monique · CIK 0002000391 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:08 UTC
Oxender MoniqueChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,899 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000015 · wk-form4_1709683707.xml · derivative · entry 4

Oxender Monique · CIK 0002000391 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 4,899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:08 UTC
Oxender MoniqueChief Corp. Affairs Officer
Tax withholdingCommon Stock 4,819 $29.10 $140,232.90
Disclosure

SEC source: 0001418135-24-000015 · wk-form4_1709683707.xml · nonDerivative · entry 3

Oxender Monique · CIK 0002000391 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,445

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:08 UTC
Oxender MoniqueChief Corp. Affairs Officer
Exercise / conversionCommon Stock 11,517 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000015 · wk-form4_1709683707.xml · nonDerivative · entry 2

Oxender Monique · CIK 0002000391 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:08 UTC
Oxender MoniqueChief Corp. Affairs Officer
Exercise / conversionCommon Stock 4,899 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000015 · wk-form4_1709683707.xml · nonDerivative · entry 1

Oxender Monique · CIK 0002000391 · Chief Corp. Affairs Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:13 UTC
Rotem-Wildeman KarinChief R&D Officer
GrantRestricted Stock Unit · Derivative 24,055 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000019 · wk-form4_1709684011.xml · derivative · entry 1

Rotem-Wildeman Karin · CIK 0001959299 · Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,055

Underlying: Common Stock · 24,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:11 UTC
Shoemaker AnthonyChief Legal Officer
GrantRestricted Stock Unit · Derivative 24,055 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000017 · wk-form4_1709683863.xml · derivative · entry 4

Shoemaker Anthony · CIK 0001885848 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,055

Underlying: Common Stock · 24,055 shares

Expires not disclosed

F4 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:11 UTC
Shoemaker AnthonyChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000017 · wk-form4_1709683863.xml · derivative · entry 3

Shoemaker Anthony · CIK 0001885848 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,552

Underlying: Common Stock · 8,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:11 UTC
Shoemaker AnthonyChief Legal Officer
Tax withholdingCommon Stock 2,028 $29.10 $59,014.80
Disclosure

SEC source: 0001418135-24-000017 · wk-form4_1709683863.xml · nonDerivative · entry 2

Shoemaker Anthony · CIK 0001885848 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,649

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 19:11 UTC
Shoemaker AnthonyChief Legal Officer
Exercise / conversionCommon Stock 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000017 · wk-form4_1709683863.xml · nonDerivative · entry 1

Shoemaker Anthony · CIK 0001885848 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:02 UTC
Sudhanshu PriyadarshiCFO, President International
GrantRestricted Stock Unit · Derivative 103,093 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000010 · wk-form4_1709683342.xml · derivative · entry 3

Sudhanshu Priyadarshi · CIK 0001808355 · CFO, President International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,093

Underlying: Common Stock · 103,093 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs vest on March 4, 2029 ("Vesting Date"), subject to continued service with the Issuer and other vesting conditions. In addition, all or a portion of the Matching RSUs may be forfeited by the Reporting Person if specified stock ownership requirements are not maintained to the Vesting Date. Each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs vest on March 4, 2029 ("Vesting Date"), subject to continued service with the Issuer and other vesting conditions. In addition, all or a portion of the Matching RSUs may be forfeited by the Reporting Person if specified stock ownership requirements are not maintained to the Vesting Date. Each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.expiration_date: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs vest on March 4, 2029 ("Vesting Date"), subject to continued service with the Issuer and other vesting conditions. In addition, all or a portion of the Matching RSUs may be forfeited by the Reporting Person if specified stock ownership requirements are not maintained to the Vesting Date. Each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:02 UTC
Sudhanshu PriyadarshiCFO, President International
GrantRestricted Stock Unit · Derivative 85,911 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000010 · wk-form4_1709683342.xml · derivative · entry 2

Sudhanshu Priyadarshi · CIK 0001808355 · CFO, President International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,911

Underlying: Common Stock · 85,911 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:10 UTC
Stephens Angela A.Senior VP & Controller
GrantRestricted Stock Unit · Derivative 14,605 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000016 · wk-form4_1709683824.xml · derivative · entry 6

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,605

Underlying: Common Stock · 14,605 shares

Expires not disclosed

F5 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:10 UTC
Stephens Angela A.Senior VP & Controller
Exercise / conversionRestricted Stock Unit · Derivative 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000016 · wk-form4_1709683824.xml · derivative · entry 5

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vest in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vest in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vest in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:10 UTC
Stephens Angela A.Senior VP & Controller
Exercise / conversionRestricted Stock Unit · Derivative 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000016 · wk-form4_1709683824.xml · derivative · entry 4

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,552

Underlying: Common Stock · 8,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% vested on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025 and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% vested on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025 and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% vested on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025 and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:10 UTC
Stephens Angela A.Senior VP & Controller
Tax withholdingCommon Stock 6,360 $29.10 $185,076.00
Disclosure

SEC source: 0001418135-24-000016 · wk-form4_1709683824.xml · nonDerivative · entry 3

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,758

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:10 UTC
Stephens Angela A.Senior VP & Controller
Exercise / conversionCommon Stock 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000016 · wk-form4_1709683824.xml · nonDerivative · entry 2

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:10 UTC
Stephens Angela A.Senior VP & Controller
Exercise / conversionCommon Stock 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000016 · wk-form4_1709683824.xml · nonDerivative · entry 1

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:12 UTC
Whitmore JustinChief Strategy Officer
GrantRestricted Stock Unit · Derivative 41,238 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · derivative · entry 6

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,238

Underlying: Common Stock · 41,238 shares

Expires not disclosed

F5 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:12 UTC
Whitmore JustinChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 20,412 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · derivative · entry 5

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,822

Underlying: Common Stock · 20,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:12 UTC
Whitmore JustinChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 23,515 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · derivative · entry 4

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,676

Underlying: Common Stock · 23,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:12 UTC
Whitmore JustinChief Strategy Officer
Tax withholdingCommon Stock 12,019 $29.10 $349,752.90
Disclosure

SEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · nonDerivative · entry 3

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,296

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:12 UTC
Whitmore JustinChief Strategy Officer
Exercise / conversionCommon Stock 20,412 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · nonDerivative · entry 2

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:12 UTC
Whitmore JustinChief Strategy Officer
Exercise / conversionCommon Stock 23,515 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000018 · wk-form4_1709683907.xml · nonDerivative · entry 1

Whitmore Justin · CIK 0001721646 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:08 UTC
Minogue PatrickPresident, US Coffee
GrantRestricted Stock Unit · Derivative 24,055 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000014 · wk-form4_1709683670.xml · derivative · entry 6

Minogue Patrick · CIK 0001999803 · President, US Coffee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,055

Underlying: Common Stock · 24,055 shares

Expires not disclosed

F5 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:08 UTC
Minogue PatrickPresident, US Coffee
Exercise / conversionRestricted Stock Unit · Derivative 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000014 · wk-form4_1709683670.xml · derivative · entry 5

Minogue Patrick · CIK 0001999803 · President, US Coffee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:08 UTC
Minogue PatrickPresident, US Coffee
Exercise / conversionRestricted Stock Unit · Derivative 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000014 · wk-form4_1709683670.xml · derivative · entry 4

Minogue Patrick · CIK 0001999803 · President, US Coffee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,552

Underlying: Common Stock · 8,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:08 UTC
Minogue PatrickPresident, US Coffee
Tax withholdingCommon Stock 12,286 $29.10 $357,522.60
Disclosure

SEC source: 0001418135-24-000014 · wk-form4_1709683670.xml · nonDerivative · entry 3

Minogue Patrick · CIK 0001999803 · President, US Coffee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,339

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:08 UTC
Minogue PatrickPresident, US Coffee
Exercise / conversionCommon Stock 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000014 · wk-form4_1709683670.xml · nonDerivative · entry 2

Minogue Patrick · CIK 0001999803 · President, US Coffee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:08 UTC
Minogue PatrickPresident, US Coffee
Exercise / conversionCommon Stock 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000014 · wk-form4_1709683670.xml · nonDerivative · entry 1

Minogue Patrick · CIK 0001999803 · President, US Coffee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:06 UTC
Johnson Roger FrederickChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 41,238 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000013 · wk-form4_1709683605.xml · derivative · entry 6

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,238

Underlying: Common Stock · 41,238 shares

Expires not disclosed

F5 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F5 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:06 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionRestricted Stock Unit · Derivative 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000013 · wk-form4_1709683605.xml · derivative · entry 5

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSU's converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSU's converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSU's converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:06 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000013 · wk-form4_1709683605.xml · derivative · entry 4

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,552

Underlying: Common Stock · 8,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:06 UTC
Johnson Roger FrederickChief Supply Chain Officer
Tax withholdingCommon Stock 7,606 $29.10 $221,334.60
Disclosure

SEC source: 0001418135-24-000013 · wk-form4_1709683605.xml · nonDerivative · entry 3

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,943

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:06 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionCommon Stock 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000013 · wk-form4_1709683605.xml · nonDerivative · entry 2

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:06 UTC
Johnson Roger FrederickChief Supply Chain Officer
Exercise / conversionCommon Stock 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000013 · wk-form4_1709683605.xml · nonDerivative · entry 1

Johnson Roger Frederick · CIK 0001951569 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:05 UTC
DeNooyer Mary BethChief Human Resources Officer
GrantRestricted Stock Unit · Derivative 24,055 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000012 · wk-form4_1709683508.xml · derivative · entry 4

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,055

Underlying: Common Stock · 24,055 shares

Expires not disclosed

F4 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:05 UTC
DeNooyer Mary BethChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 13,717 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000012 · wk-form4_1709683508.xml · derivative · entry 3

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,144

Underlying: Common Stock · 13,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:05 UTC
DeNooyer Mary BethChief Human Resources Officer
Tax withholdingCommon Stock 4,909 $29.10 $142,851.90
Disclosure

SEC source: 0001418135-24-000012 · wk-form4_1709683508.xml · nonDerivative · entry 2

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,471

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:05 UTC
DeNooyer Mary BethChief Human Resources Officer
Exercise / conversionCommon Stock 13,717 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000012 · wk-form4_1709683508.xml · nonDerivative · entry 1

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:04 UTC
Archambault Matthew AndrewPresident, US Refreshment Bev.
GrantRestricted Stock Unit · Derivative 51,547 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000011 · wk-form4_1709683424.xml · derivative · entry 8

Archambault Matthew Andrew · CIK 0001940063 · President, US Refreshment Bev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,547

Underlying: Common Stock · 51,547 shares

Expires not disclosed

F6 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:04 UTC
Archambault Matthew AndrewPresident, US Refreshment Bev.
Exercise / conversionRestricted Stock Unit · Derivative 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000011 · wk-form4_1709683424.xml · derivative · entry 7

Archambault Matthew Andrew · CIK 0001940063 · President, US Refreshment Bev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F5 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F5 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

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March 04, 2024 Filed Mar 6, 2024 00:04 UTC
Archambault Matthew AndrewPresident, US Refreshment Bev.
Exercise / conversionRestricted Stock Unit · Derivative 4,083 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000011 · wk-form4_1709683424.xml · derivative · entry 6

Archambault Matthew Andrew · CIK 0001940063 · President, US Refreshment Bev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,164

Underlying: Common Stock · 4,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% vested on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025 and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% vested on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025 and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% vested on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025 and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

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March 04, 2024 Filed Mar 6, 2024 00:04 UTC
Archambault Matthew AndrewPresident, US Refreshment Bev.
Exercise / conversionRestricted Stock Unit · Derivative 8,328 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000011 · wk-form4_1709683424.xml · derivative · entry 5

Archambault Matthew Andrew · CIK 0001940063 · President, US Refreshment Bev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,552

Underlying: Common Stock · 8,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

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March 04, 2024 Filed Mar 6, 2024 00:04 UTC
Archambault Matthew AndrewPresident, US Refreshment Bev.
Tax withholdingCommon Stock 10,336 $29.10 $300,777.60
Disclosure

SEC source: 0001418135-24-000011 · wk-form4_1709683424.xml · nonDerivative · entry 4

Archambault Matthew Andrew · CIK 0001940063 · President, US Refreshment Bev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,069

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

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March 04, 2024 Filed Mar 6, 2024 00:04 UTC
Archambault Matthew AndrewPresident, US Refreshment Bev.
Exercise / conversionCommon Stock 19,194 $0.00 $0.00
Disclosure

SEC source: 0001418135-24-000011 · wk-form4_1709683424.xml · nonDerivative · entry 3

Archambault Matthew Andrew · CIK 0001940063 · President, US Refreshment Bev.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.