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Nasdaq · USD

KDP

Keurig Dr Pepper Inc.

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Tapewire entity
3055
SEC CIK
0001418135
Parsed reports
687

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 6, 2017 14:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018124 · doc4.xml · derivative · entry 4

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F4 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F4 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:12 UTC OtherCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018124 · doc4.xml · nonDerivative · entry 2

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,951

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:12 UTC Exercise / conversionCommon Stock 2,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018124 · doc4.xml · nonDerivative · entry 1

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:44 UTC
YOUNG LARRY DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 46,439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018446 · doc4.xml · derivative · entry 6

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:44 UTC
YOUNG LARRY DDirector · President & CEO
Tax withholdingCommon Stock 20,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018446 · doc4.xml · nonDerivative · entry 3

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,171

F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:44 UTC
YOUNG LARRY DDirector · President & CEO
OtherCommon Stock 3,507 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018446 · doc4.xml · nonDerivative · entry 2

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,477

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:44 UTC
YOUNG LARRY DDirector · President & CEO
Exercise / conversionCommon Stock 46,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018446 · doc4.xml · nonDerivative · entry 1

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:40 UTC
Hancock Philip LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018430 · doc4.xml · derivative · entry 6

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.

F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:40 UTC
Hancock Philip LExecutive Vice President
Tax withholdingCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018430 · doc4.xml · nonDerivative · entry 3

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,646

F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:40 UTC
Hancock Philip LExecutive Vice President
OtherCommon Stock 379 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018430 · doc4.xml · nonDerivative · entry 2

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,916

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:40 UTC
Hancock Philip LExecutive Vice President
Exercise / conversionCommon Stock 5,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018430 · doc4.xml · nonDerivative · entry 1

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:39 UTC
ELLEN MARTIN MExecutive Vice President & CFO
Exercise / conversionRestricted Stock Unit · Derivative 11,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018427 · doc4.xml · derivative · entry 7

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F9 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F9 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:39 UTC
ELLEN MARTIN MExecutive Vice President & CFO
Tax withholdingCommon Stock 4,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018427 · doc4.xml · nonDerivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,897

F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:39 UTC
ELLEN MARTIN MExecutive Vice President & CFO
OtherCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018427 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,882

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:39 UTC
ELLEN MARTIN MExecutive Vice President & CFO
Exercise / conversionCommon Stock 11,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018427 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018127 · doc4.xml · derivative · entry 4

SANDERS WAYNE R · CIK 0001191315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F4 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F4 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:15 UTC OtherCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018127 · doc4.xml · nonDerivative · entry 2

SANDERS WAYNE R · CIK 0001191315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,765

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:15 UTC Exercise / conversionCommon Stock 4,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018127 · doc4.xml · nonDerivative · entry 1

SANDERS WAYNE R · CIK 0001191315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018121 · doc4.xml · derivative · entry 6

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F5 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F5 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:10 UTC OtherCommon Stock 3,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018121 · doc4.xml · nonDerivative · entry 4

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The David and Sandra Alexander Revocable Trust

Disclosed balance after: 13,792

F3 · kind: The reporting person directed that 3,121 shares beneficially owned by reporting person be transferred to The David and Sandra Alexander Revocable Trust, in which the reporting person has a pecuniary interest.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:10 UTC OtherCommon Stock 3,121 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018121 · doc4.xml · nonDerivative · entry 3

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The reporting person directed that 3,121 shares beneficially owned by reporting person be transferred to The David and Sandra Alexander Revocable Trust, in which the reporting person has a pecuniary interest.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:10 UTC OtherCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018121 · doc4.xml · nonDerivative · entry 2

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 14:10 UTC Exercise / conversionCommon Stock 2,902 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018121 · doc4.xml · nonDerivative · entry 1

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:16 UTC GrantRestricted Stock Unit · Derivative 1,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018129 · doc4.xml · derivative · entry 5

SZOSTAK M ANNE · CIK 0001094176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,796

Underlying: Common Stock · 1,796 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F5 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F5 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:11 UTC GrantRestricted Stock Unit · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018122 · doc4.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 1,532 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F2 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:15 UTC GrantRestricted Stock Unit · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018128 · doc4.xml · derivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 1,532 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F2 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:42 UTC
Stephens Angela A.Sr. Vice President, Controller
Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018437 · doc4.xml · derivative · entry 9

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

Underlying: Common Stock · 399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

F1 · derivative.exercise_date: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

F1 · derivative.expiration_date: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:42 UTC
Stephens Angela A.Sr. Vice President, Controller
GrantRestricted Stock Unit · Derivative 887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018437 · doc4.xml · derivative · entry 8

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

Underlying: Common Stock · 887 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F9 · derivative.exercise_date: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on March 4, 2018, March 4, 2019 and March 4, 2020.

F9 · derivative.expiration_date: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on March 4, 2018, March 4, 2019 and March 4, 2020.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:42 UTC
Stephens Angela A.Sr. Vice President, Controller
GrantEmployee Stock Option (right to Buy) · Derivative 5,628 $94.62 Strike: $94.62 $532,521.36
Disclosure

SEC source: 0001209191-17-018437 · doc4.xml · derivative · entry 7

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,628

Underlying: Common Stock · 5,628 shares

Expires 2027-03-02

F7 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:42 UTC
Stephens Angela A.Sr. Vice President, Controller
Tax withholdingCommon Stock 112 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018437 · doc4.xml · nonDerivative · entry 3

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,091

F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:42 UTC
Stephens Angela A.Sr. Vice President, Controller
OtherCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018437 · doc4.xml · nonDerivative · entry 2

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,203

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2017.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:42 UTC
Stephens Angela A.Sr. Vice President, Controller
Exercise / conversionCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018437 · doc4.xml · nonDerivative · entry 1

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:43 UTC
Trebilcock James R.Executive Vice President
GrantRestricted Stock Unit · Derivative 3,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018444 · doc4.xml · derivative · entry 6

Trebilcock James R. · CIK 0001446902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 3,329 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F7 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F7 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:43 UTC
Trebilcock James R.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 21,107 $94.62 Strike: $94.62 $1,997,144.34
Disclosure

SEC source: 0001209191-17-018444 · doc4.xml · derivative · entry 5

Trebilcock James R. · CIK 0001446902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,107

Underlying: Common Stock · 21,107 shares

Expires 2027-03-02

F5 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

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March 02, 2017 Filed Mar 6, 2017 17:43 UTC
Trebilcock James R.Executive Vice President
SaleCommon Stock 8,480 $94.87 $804,508.62
Disclosure

SEC source: 0001209191-17-018444 · doc4.xml · nonDerivative · entry 1

Trebilcock James R. · CIK 0001446902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637

F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.79-$94.93 The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 02, 2017 Filed Mar 6, 2017 17:43 UTC
Thomas DavidExecutive Vice President
GrantRestricted Stock Unit · Derivative 2,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018440 · doc4.xml · derivative · entry 5

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,219

Underlying: Common Stock · 2,219 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the settlement date.

F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the settlement date.

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March 02, 2017 Filed Mar 6, 2017 17:43 UTC
Thomas DavidExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 14,071 $94.62 Strike: $94.62 $1,331,398.02
Disclosure

SEC source: 0001209191-17-018440 · doc4.xml · derivative · entry 4

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,071

Underlying: Common Stock · 14,071 shares

Expires 2027-03-02

F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

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March 02, 2017 Filed Mar 6, 2017 17:41 UTC
Johnston James J. JRExecutive Vice President
GrantRestricted Stock Unit · Derivative 4,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018434 · doc4.xml · derivative · entry 5

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,597

Underlying: Common Stock · 4,597 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

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March 02, 2017 Filed Mar 6, 2017 17:41 UTC
Johnston James J. JRExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 29,148 $94.62 Strike: $94.62 $2,757,983.76
Disclosure

SEC source: 0001209191-17-018434 · doc4.xml · derivative · entry 4

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,148

Underlying: Common Stock · 29,148 shares

Expires 2027-03-02

F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:41 UTC
Hobson Derry L.Executive Vice President
GrantRestricted Stock Unit · Derivative 3,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018432 · doc4.xml · derivative · entry 8

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170

Underlying: Common Stock · 3,170 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F8 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F8 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:41 UTC
Hobson Derry L.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 20,102 $94.62 Strike: $94.62 $1,902,051.24
Disclosure

SEC source: 0001209191-17-018432 · doc4.xml · derivative · entry 7

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,102

Underlying: Common Stock · 20,102 shares

Expires 2027-03-02

F6 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

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March 02, 2017 Filed Mar 6, 2017 09:14 UTC GrantRestricted Stock Unit · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018126 · doc4.xml · derivative · entry 3

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 1,532 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F5 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F5 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:38 UTC
Baldwin James L. JRExecutive Vice President
GrantRestricted Stock Unit · Derivative 3,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018422 · doc4.xml · derivative · entry 5

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

Underlying: Common Stock · 3,329 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:38 UTC
Baldwin James L. JRExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 21,107 $94.62 Strike: $94.62 $1,997,144.34
Disclosure

SEC source: 0001209191-17-018422 · doc4.xml · derivative · entry 4

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,107

Underlying: Common Stock · 21,107 shares

Expires 2027-03-02

F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:39 UTC
Collins Rodger L.Executive Vice President
GrantRestricted Stock Unit · Derivative 4,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018425 · doc4.xml · derivative · entry 5

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,597

Underlying: Common Stock · 4,597 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These Restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F6 · derivative.expiration_date: These Restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 17:39 UTC
Collins Rodger L.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 29,148 $94.62 Strike: $94.62 $2,757,983.76
Disclosure

SEC source: 0001209191-17-018425 · doc4.xml · derivative · entry 4

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,148

Underlying: Common Stock · 29,148 shares

Expires 2027-03-02

F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:12 UTC GrantRestricted Stock Unit · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018124 · doc4.xml · derivative · entry 3

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 1,532 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F4 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F4 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:44 UTC
YOUNG LARRY DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 19,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018446 · doc4.xml · derivative · entry 5

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,023

Underlying: Common Stock · 19,023 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:44 UTC
YOUNG LARRY DDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 120,616 $94.62 Strike: $94.62 $11,412,685.92
Disclosure

SEC source: 0001209191-17-018446 · doc4.xml · derivative · entry 4

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,616

Underlying: Common Stock · 120,616 shares

Expires 2027-03-02

F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:40 UTC
Hancock Philip LExecutive Vice President
GrantRestricted Stock Unit · Derivative 2,742 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018430 · doc4.xml · derivative · entry 5

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742

Underlying: Common Stock · 2,742 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These restricted stock units vest on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the settlement date.

F6 · derivative.expiration_date: These restricted stock units vest on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the settlement date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.