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Rogers Ronald G.

Disclosed activity across 1 company

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165098
SEC CIK
0001432525

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Keurig Dr Pepper Inc.

Report date July 09, 2018 · Filed July 10, 2018

Section 16 reporting ended · disclosed 2018-07-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,319 Ending reported balance After 2018-07-09 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2018-07-09 · Exercise / conversion · Acquired 1,413 · Balance 1,413

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 2 · 2018-07-09 · Other · Acquired 76 · Balance 1,489

F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Row 3 · 2018-07-09 · Exercise / conversion · Acquired 1,532 · Balance 3,021

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 4 · 2018-07-09 · Other · Acquired 46 · Balance 3,067

F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

Row 5 · 2018-07-09 · Exercise / conversion · Acquired 1,247 · Balance 4,314

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 6 · 2018-07-09 · Other · Acquired 5 · Balance 4,319

F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-07-09 · Exercise / conversion · Disposed 1,413 · Balance 0

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F7: These restricted stock units were to vest on March 2, 2019.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-07-09 · Exercise / conversion · Disposed 1,532 · Balance 0

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8: These restricted stock units were to vest on March 4, 2020.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-07-09 · Exercise / conversion · Disposed 1,247 · Balance 0

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9: These restricted stock units were to vest on March 4, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F7: These restricted stock units were to vest on March 2, 2019.

F8: These restricted stock units were to vest on March 4, 2020.

F9: These restricted stock units were to vest on March 4, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 1,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · derivative · entry 9

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021.

F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · derivative · entry 8

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020.

F8 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 1,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · derivative · entry 7

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F7 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019.

F7 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 OtherCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 6

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319

F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 5

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 OtherCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 4

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 1,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 3

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 OtherCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 2

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489

F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 08:04 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 1,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042059 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 09:07 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 SaleCommon Stock 16,232 $120.00 $1,947,840.00
Disclosure

SEC source: 0001209191-18-036212 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kent-He Winery and Vineyards Ltd.

Disclosed balance after: 0

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:55 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 1,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017332 · doc4.xml · derivative · entry 6

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:55 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 GrantRestricted Stock Unit · Derivative 1,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017332 · doc4.xml · derivative · entry 5

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247

Underlying: Common Stock · 1,247 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:55 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 1,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 4

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kent -He Winery and Vineyards Ltd.

Disclosed balance after: 16,232

F3 · kind: The reporting person directed that 1,762 shares beneficially owned by reporting person be transferred to Keint-He Winery and Vineyards Ltd., an Ontario corporation (the "Corporation). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuers securities.

F4 · balance_after: Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 16,232 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:55 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 1,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 3

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The reporting person directed that 1,762 shares beneficially owned by reporting person be transferred to Keint-He Winery and Vineyards Ltd., an Ontario corporation (the "Corporation). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuers securities.

F4 · balance_after: Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 16,232 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:55 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 2

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,762

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:55 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionCommon Stock 1,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 16:33 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066369 · doc4.xml · nonDerivative · entry 2

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Keint-He Winery and Vineyards Ltd.

Disclosed balance after: 14,470

F1 · kind: These shares were transferred by the reporting person to Keint-He Winery and Vineyards LTD., an Ontario corporation (the "Corporation"). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the issuer's securities.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 16:33 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 2,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066369 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were transferred by the reporting person to Keint-He Winery and Vineyards LTD., an Ontario corporation (the "Corporation"). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the issuer's securities.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 09:06 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 SaleCommon Stock 11,000 $94.60 $1,040,600.00
Disclosure

SEC source: 0001209191-17-020374 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Keint-He Winery and Vineyards Ltd.

Disclosed balance after: 11,974

F1 · balance_after: Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 11,974 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities. In addition to these shares, the reporting person directly and beneficially owns 2,496 shares of the Issuer's securities.

F1 · ownership.nature: Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 11,974 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities. In addition to these shares, the reporting person directly and beneficially owns 2,496 shares of the Issuer's securities.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 09:14 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 2,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018126 · doc4.xml · derivative · entry 4

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

F5 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F5 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 09:14 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018126 · doc4.xml · nonDerivative · entry 2

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017.

F3 · balance_after: Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 22,974 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities.

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March 03, 2017 Filed Mar 6, 2017 09:14 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionCommon Stock 2,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018126 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017.

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March 02, 2017 Filed Mar 6, 2017 09:14 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 GrantRestricted Stock Unit · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018126 · doc4.xml · derivative · entry 3

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 1,532 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F5 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F5 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.