Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Keurig Dr Pepper Inc.
Report date July 09, 2018 · Filed July 10, 2018
Section 16 reporting ended · disclosed 2018-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,518 |
Ending reported balance
After 2018-07-09 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2018-07-09 · Exercise / conversion · Acquired 4,729 · Balance 12,591 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 2 · 2018-07-09 · Other · Acquired 256 · Balance 12,847 F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Row 3 · 2018-07-09 · Exercise / conversion · Acquired 4,597 · Balance 17,444 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 4 · 2018-07-09 · Other · Acquired 139 · Balance 17,583 F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Row 5 · 2018-07-09 · Exercise / conversion · Acquired 12,474 · Balance 30,057 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 6 · 2018-07-09 · Other · Acquired 59 · Balance 30,116 F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. Row 7 · 2018-07-09 · Exercise / conversion · Acquired 46,551 · Balance 76,667 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 8 · 2018-07-09 · Exercise / conversion · Acquired 29,284 · Balance 105,951 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 9 · 2018-07-09 · Exercise / conversion · Acquired 29,215 · Balance 135,166 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 10 · 2018-07-09 · Exercise / conversion · Acquired 29,148 · Balance 164,314 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 11 · 2018-07-09 · Exercise / conversion · Acquired 8,310 · Balance 172,624 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Row 12 · 2018-07-09 · Exercise / conversion · Acquired 7,894 · Balance 180,518 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-07-09 · Exercise / conversion · Disposed 4,729 · Balance 0 F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F8: These restricted stock units were to vest on March 2, 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-07-09 · Exercise / conversion · Disposed 4,597 · Balance 0 F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9: These restricted stock units were to vest on March 4, 2020. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-07-09 · Exercise / conversion · Disposed 12,474 · Balance 0 F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F10: These restricted stock units were to vest on March 4, 2021. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.68 · Expires 2024-03-03 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-07-09 · Exercise / conversion · Disposed 46,551 · Balance 0 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F11: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.20 · Expires 2025-03-02 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-07-09 · Exercise / conversion · Disposed 29,284 · Balance 0 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F12: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.98 · Expires 2026-03-02 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-07-09 · Exercise / conversion · Disposed 29,215 · Balance 0 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F13: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.62 · Expires 2027-03-02 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-07-09 · Exercise / conversion · Disposed 29,148 · Balance 0 F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F14: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.
F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.
F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.
F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.
F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.
F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.
F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
F8: These restricted stock units were to vest on March 2, 2019.
F9: These restricted stock units were to vest on March 4, 2020.
F10: These restricted stock units were to vest on March 4, 2021.
F11: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
F12: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
F13: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.
F14: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,148 | $0.00 Strike: $94.62 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · derivative · entry 19 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,148 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F14 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,215 | $0.00 Strike: $91.98 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · derivative · entry 18 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,215 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F13 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,284 | $0.00 Strike: $79.20 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · derivative · entry 17 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,284 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F12 · derivative.exercise_date: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 46,551 | $0.00 Strike: $51.68 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · derivative · entry 16 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,551 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F11 · derivative.exercise_date: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 12,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · derivative · entry 15 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F10 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021. F10 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 4,597 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · derivative · entry 14 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020. F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 4,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · derivative · entry 13 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F8 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019. F8 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 7,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 12 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 8,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 11 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 29,148 | $94.62 | $2,757,983.76 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 10 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 29,215 | $91.98 | $2,687,195.70 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 9 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 29,284 | $79.20 | $2,319,292.80 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 8 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 46,551 | $51.58 | $2,401,100.58 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 7 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 6 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,116 F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 12,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 5 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 4 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,583 F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 4,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 3 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,847 F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 07:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 4,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042053 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 17:11 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 15,927 | $120.51 | $1,919,372.33 |
DisclosureSEC source: 0001209191-18-037792 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,786 F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $120.42-120.77$. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 12, 2018 Filed Jun 14, 2018 17:11 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037792 · doc4.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,862 F2 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 5,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · derivative · entry 5 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantRestricted Stock Unit · Derivative | 12,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · derivative · entry 4 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,474 Underlying: Common Stock · 12,474 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 2,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · nonDerivative · entry 3 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,713 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,809 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 5,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 08:10 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 1,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014334 · doc4.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,318 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,817 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 08:10 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantCommon Stock | 7,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014334 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,135 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,817 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| January 04, 2018 Filed Jan 24, 2018 08:51 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005022 · doc5.xml · nonDerivative · entry 4 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,699 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| October 06, 2017 Filed Jan 24, 2018 08:51 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005022 · doc5.xml · nonDerivative · entry 3 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,657 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| July 06, 2017 Filed Jan 24, 2018 08:51 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005022 · doc5.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,612 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| April 05, 2017 Filed Jan 24, 2018 08:51 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005022 · doc5.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,569 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:12 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 14,580 | $94.41 | $1,376,556.12 |
DisclosureSEC source: 0001209191-17-019400 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,529 F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.20-$94.61. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:41 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 10,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018434 · doc4.xml · derivative · entry 6 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017. F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:41 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 4,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018434 · doc4.xml · nonDerivative · entry 3 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,109 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:41 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 789 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018434 · doc4.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 17:41 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 10,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018434 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:41 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantRestricted Stock Unit · Derivative | 4,597 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018434 · doc4.xml · derivative · entry 5 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,597 Underlying: Common Stock · 4,597 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:41 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantEmployee Stock Option (Right to Buy) · Derivative | 29,148 | $94.62 Strike: $94.62 | $2,757,983.76 |
DisclosureSEC source: 0001209191-17-018434 · doc4.xml · derivative · entry 4 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,148 Underlying: Common Stock · 29,148 shares Expires 2027-03-02 F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:34 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 7,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014782 · doc4.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,441 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 7,894 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:34 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantCommon Stock | 22,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014782 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,335 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 7,894 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 16:49 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 33,314 | $94.63 | $3,152,353.91 |
DisclosureSEC source: 0001209191-17-013317 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.53-$94.73. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 05, 2017 Filed Jan 19, 2017 17:00 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004564 · doc5.xml · nonDerivative · entry 4 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,175 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| October 05, 2016 Filed Jan 19, 2017 17:00 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004564 · doc5.xml · nonDerivative · entry 3 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,046 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| July 07, 2016 Filed Jan 19, 2017 17:00 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004564 · doc5.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,910 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
| April 05, 2016 Filed Jan 19, 2017 17:00 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004564 · doc5.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,789 F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.