Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Keurig Dr Pepper Inc.
Report date July 09, 2018 · Filed July 10, 2018
Section 16 reporting ended · disclosed 2018-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,899 |
Ending reported balance
After 2018-07-09 transaction · row 15
15 source rows · reconciled sequenceRow 1 · 2018-07-09 · Exercise / conversion · Acquired 2,772 · Balance 9,978 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 2 · 2018-07-09 · Other · Acquired 150 · Balance 10,128 F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Row 3 · 2018-07-09 · Exercise / conversion · Acquired 2,742 · Balance 12,870 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 4 · 2018-07-09 · Other · Acquired 83 · Balance 12,953 F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Row 5 · 2018-07-09 · Exercise / conversion · Acquired 2,800 · Balance 15,753 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 6 · 2018-07-09 · Other · Acquired 49 · Balance 15,802 F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. Row 7 · 2018-07-09 · Exercise / conversion · Acquired 9,592 · Balance 25,394 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 8 · 2018-07-09 · Other · Acquired 46 · Balance 25,440 F5: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (7) above. Row 9 · 2018-07-09 · Exercise / conversion · Acquired 16,763 · Balance 42,203 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 10 · 2018-07-09 · Exercise / conversion · Acquired 22,413 · Balance 64,616 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 11 · 2018-07-09 · Exercise / conversion · Acquired 17,190 · Balance 81,806 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 12 · 2018-07-09 · Exercise / conversion · Acquired 17,126 · Balance 98,932 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 13 · 2018-07-09 · Exercise / conversion · Acquired 17,388 · Balance 116,320 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Row 14 · 2018-07-09 · Exercise / conversion · Acquired 4,871 · Balance 121,191 F7: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Row 15 · 2018-07-09 · Exercise / conversion · Acquired 4,708 · Balance 125,899 F7: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-07-09 · Exercise / conversion · Disposed 2,772 · Balance 0 F8: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9: These restricted stock units were to vest on March 2, 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-07-09 · Exercise / conversion · Disposed 2,742 · Balance 0 F8: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F10: These restricted stock units were to vest on March 4, 2020. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-07-09 · Exercise / conversion · Disposed 2,800 · Balance 0 F8: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F11: These restricted stock units were to vest on July 7, 2020. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-07-09 · Exercise / conversion · Disposed 9,592 · Balance 0 F8: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F12: These restricted stock units were to vest on March 4, 2021. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.82 · Expires 2023-03-04 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-07-09 · Exercise / conversion · Disposed 16,763 · Balance 0 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F13: This option was granted on March 4, 2013 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.68 · Expires 2024-03-03 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2018-07-09 · Exercise / conversion · Disposed 22,413 · Balance 0 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F14: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.20 · Expires 2025-03-02 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2018-07-09 · Exercise / conversion · Disposed 17,190 · Balance 0 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F15: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.98 · Expires 2026-03-02 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2018-07-09 · Exercise / conversion · Disposed 17,126 · Balance 0 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F16: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.62 · Expires 2027-03-02 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2018-07-09 · Exercise / conversion · Disposed 17,388 · Balance 0 F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F17: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.
F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.
F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.
F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.
F5: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (7) above.
F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.
F7: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.
F8: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
F9: These restricted stock units were to vest on March 2, 2019.
F10: These restricted stock units were to vest on March 4, 2020.
F11: These restricted stock units were to vest on July 7, 2020.
F12: These restricted stock units were to vest on March 4, 2021.
F13: This option was granted on March 4, 2013 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
F14: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
F15: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested
F16: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.
F17: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,388 | $0.00 Strike: $94.62 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 24 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,388 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F17 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,126 | $0.00 Strike: $91.98 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 23 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,126 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F16 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,190 | $0.00 Strike: $79.20 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 22 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,190 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F15 · derivative.exercise_date: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,413 | $0.00 Strike: $51.68 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 21 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,413 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F14 · derivative.exercise_date: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,763 | $0.00 Strike: $43.82 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 20 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,763 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F13 · derivative.exercise_date: This option was granted on March 4, 2013 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 9,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 19 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F12 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021. F12 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 2,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 18 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F11 · derivative.exercise_date: These restricted stock units were to vest on July 7, 2020. F11 · derivative.expiration_date: These restricted stock units were to vest on July 7, 2020. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 2,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 17 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F10 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020. F10 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 2,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · derivative · entry 16 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019. F9 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 4,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 15 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 4,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 14 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 17,388 | $94.62 | $1,645,252.56 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 13 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 17,126 | $91.98 | $1,575,249.48 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 12 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 17,190 | $79.20 | $1,361,448.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 11 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 22,413 | $51.68 | $1,158,303.84 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 10 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 16,763 | $43.82 | $734,554.66 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 9 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 8 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,440 F5 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (7) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 9,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 7 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 6 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,802 F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 5 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 4 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953 F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 2,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 3 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 2 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,128 F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 11:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 2,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042051 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 3,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · derivative · entry 5 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantRestricted Stock Unit · Derivative | 9,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · derivative · entry 4 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,592 Underlying: Common Stock · 9,592 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the settlement date. F5 · derivative.expiration_date: These restricted stock units vest on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the settlement date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · nonDerivative · entry 3 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,206 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · nonDerivative · entry 2 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,432 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 3,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 13:08 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 1,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014332 · doc4.xml · nonDerivative · entry 2 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,209 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,507 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 13:08 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantCommon Stock | 4,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014332 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,716 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,507 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 01:41 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantRestricted Stock Units · Derivative | 2,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044716 · doc4.xml · derivative · entry 1 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F2 · derivative.expiration_date: These restricted stock units vest on July 7, 2020 and will be settled in shares of the Issuer's Common Stock on the settlement date. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:39 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stoock | 10,295 | $94.78 | $975,714.80 |
DisclosureSEC source: 0001209191-17-020199 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,351 F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.68-$94.88. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:40 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 5,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018430 · doc4.xml · derivative · entry 6 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017. F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:40 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 2,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018430 · doc4.xml · nonDerivative · entry 3 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,646 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:40 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | OtherCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018430 · doc4.xml · nonDerivative · entry 2 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,916 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 3, 2017. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:40 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 5,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018430 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 3, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:40 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantRestricted Stock Unit · Derivative | 2,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018430 · doc4.xml · derivative · entry 5 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,742 Underlying: Common Stock · 2,742 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · derivative.exercise_date: These restricted stock units vest on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the settlement date. F6 · derivative.expiration_date: These restricted stock units vest on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the settlement date. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:40 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,388 | $94.62 Strike: $94.62 | $1,645,252.56 |
DisclosureSEC source: 0001209191-17-018430 · doc4.xml · derivative · entry 4 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,388 Underlying: Common Stock · 17,388 shares Expires 2027-03-02 F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:33 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Tax withholdingCommon Stock | 3,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014779 · doc4.xml · nonDerivative · entry 2 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,507 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 3,024 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:33 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GrantCommon Stock | 10,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014779 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,531 F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 3,024 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs. Read SEC document |
| December 14, 2016 Filed Jan 19, 2017 21:59 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004562 · doc5.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,712 Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:58 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,482 | $37.80 Strike: $37.80 | $320,619.60 |
DisclosureSEC source: 0001209191-16-153925 · doc4.xml · derivative · entry 4 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,482 shares Expires 2022-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option was granted on 3/2/2012 and is fully vested. F1 · derivative.exercise_date: This option was granted on 3/2/2012 and is fully vested. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:58 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 3,337 | $87.00 | $290,320.67 |
DisclosureSEC source: 0001209191-16-153925 · doc4.xml · nonDerivative · entry 3 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,712 F3 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $86.96-$87.10. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:58 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | SaleCommon Stock | 8,482 | $87.08 | $738,594.75 |
DisclosureSEC source: 0001209191-16-153925 · doc4.xml · nonDerivative · entry 2 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,049 F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $86.96-$87.33. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:58 UTC | Keurig Dr Pepper Inc. DPS · Entity 3055 | Exercise / conversionCommon Stock | 8,482 | $37.80 | $320,619.60 |
DisclosureSEC source: 0001209191-16-153925 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option was granted on 3/2/2012 and is fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.