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ELLEN MARTIN M

Disclosed activity across 2 companies

Tapewire entity
27321
SEC CIK
0001189832

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EAGLE MATERIALS INCEXP · Entity 3805DirectorJuly 30, 2026August 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EAGLE MATERIALS INC

Report date July 30, 2026 · Filed August 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,511 Reported balance After 2026-07-30 transaction · row 1
1 source row

Row 1 · 2026-07-30 · Grant · Acquired 1,400 · Balance 11,511

F1: On July 30, 2026, the reporting person was granted 1,400 shares of restricted stock. The restrictions will lapse on July 30, 2027.

Common StockSEC Table I · non-derivativeIndirectBy Martin Robin Partners, L.P.2,006 Reported balance Holding disclosure · report date 2026-07-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,006

Filing footnotes · ownership attribution and instrument terms

F1: On July 30, 2026, the reporting person was granted 1,400 shares of restricted stock. The restrictions will lapse on July 30, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Keurig Dr Pepper Inc.

Report date July 09, 2018 · Filed July 10, 2018

Section 16 reporting ended · disclosed 2018-07-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect164,067 Ending reported balance After 2018-07-09 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2018-07-09 · Exercise / conversion · Acquired 4,986 · Balance 4,986

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 2 · 2018-07-09 · Other · Acquired 270 · Balance 5,256

F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Row 3 · 2018-07-09 · Exercise / conversion · Acquired 4,946 · Balance 10,202

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 4 · 2018-07-09 · Other · Acquired 149 · Balance 10,351

F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

Row 5 · 2018-07-09 · Exercise / conversion · Acquired 13,420 · Balance 23,771

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 6 · 2018-07-09 · Other · Acquired 64 · Balance 23,835

F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Row 7 · 2018-07-09 · Exercise / conversion · Acquired 29,224 · Balance 53,059

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Row 8 · 2018-07-09 · Exercise / conversion · Acquired 31,588 · Balance 84,647

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Row 9 · 2018-07-09 · Exercise / conversion · Acquired 30,806 · Balance 115,453

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Row 10 · 2018-07-09 · Exercise / conversion · Acquired 31,360 · Balance 146,813

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Row 11 · 2018-07-09 · Exercise / conversion · Acquired 8,762 · Balance 155,575

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Row 12 · 2018-07-09 · Exercise / conversion · Acquired 8,492 · Balance 164,067

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-07-09 · Exercise / conversion · Disposed 4,986 · Balance 0

F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8: These restricted stock units were to vest on March 2, 2019.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-07-09 · Exercise / conversion · Disposed 4,946 · Balance 0

F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9: These restricted stock units were to vest on March 4, 2020.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-07-09 · Exercise / conversion · Disposed 13,420 · Balance 0

F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F10: These restricted stock units were to vest on March 4, 2021.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.68 · Expires 2024-03-03Direct0 Reported balance After 2018-07-09 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-07-09 · Exercise / conversion · Disposed 29,224 · Balance 0

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F11: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.20 · Expires 2025-03-02Direct0 Reported balance After 2018-07-09 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-07-09 · Exercise / conversion · Disposed 31,588 · Balance 0

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F12: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.98 · Expires 2026-03-02Direct0 Reported balance After 2018-07-09 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-07-09 · Exercise / conversion · Disposed 30,806 · Balance 0

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F13: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.62 · Expires 2027-03-02Direct0 Reported balance After 2018-07-09 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-07-09 · Exercise / conversion · Disposed 31,360 · Balance 0

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F14: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

F5: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

F7: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F8: These restricted stock units were to vest on March 2, 2019.

F9: These restricted stock units were to vest on March 4, 2020.

F10: These restricted stock units were to vest on March 4, 2021.

F11: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

F12: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

F13: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

F14: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2026 Filed Aug 3, 2026 20:16 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-330611 · ownership.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,511

F1 · shares: On July 30, 2026, the reporting person was granted 1,400 shares of restricted stock. The restrictions will lapse on July 30, 2027.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:17 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 1,290 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-104076 · ownership.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,111

F1 · shares: On August 4, 2025, the reporting person was granted 1,290 shares of restricted stock. The restrictions will lapse on July 31, 2026.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:41 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 478 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-090873 · ownership.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,821

F1 · shares: On August 1, 2024, the reporting person was granted 478 shares of restricted stock. The restrictions will lapse on August 1, 2025.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 22:11 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045072 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,343

F1 · shares: On August 7, 2023, the reporting person was granted 655 shares of restricted stock. The restrictions will lapse on August 1, 2024.

Read SEC document
August 05, 2022 Filed Aug 6, 2022 00:14 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044682 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,688

F1 · shares: On August 5, 2022, the reporting person was granted 978 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:49 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,193 $0.00 Strike: $91.95 $0.00
Disclosure

SEC source: 0001209191-21-066743 · doc4.xml · derivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,193 shares

Expires 2024-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested immediately on the date the grant was awarded.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:49 UTC EAGLE MATERIALS INC EXP · Entity 3805 SaleCommon Stock 1,193 $163.32 $194,842.55
Disclosure

SEC source: 0001209191-21-066743 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $163.26 to $163.34. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:49 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionCommon Stock 1,193 $91.95 $109,696.35
Disclosure

SEC source: 0001209191-21-066743 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:52 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049965 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

F1 · shares: On August 3, 2021, the reporting person was granted 874 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

Read SEC document
May 27, 2021 Filed May 28, 2021 21:47 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,800 $0.00 Strike: $81.28 $0.00
Disclosure

SEC source: 0001209191-21-036611 · doc4.xml · derivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares vested immediately on the date the grant was awarded.

Read SEC document
May 27, 2021 Filed May 28, 2021 21:47 UTC EAGLE MATERIALS INC EXP · Entity 3805 SaleCommon Stock 1,800 $148.33 $266,987.34
Disclosure

SEC source: 0001209191-21-036611 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836

Read SEC document
May 27, 2021 Filed May 28, 2021 21:47 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionCommon Stock 1,800 $81.28 $146,304.00
Disclosure

SEC source: 0001209191-21-036611 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:50 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,763 $0.00 Strike: $79.73 $0.00
Disclosure

SEC source: 0001209191-21-010886 · doc4.xml · derivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,763 shares

Expires 2025-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested immediately on the date the grant was awarded.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:50 UTC EAGLE MATERIALS INC EXP · Entity 3805 SaleCommon Stock 1,763 $120.77 $212,919.10
Disclosure

SEC source: 0001209191-21-010886 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $120.68 to $120.90. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:50 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionCommon Stock 1,763 $79.73 $140,563.99
Disclosure

SEC source: 0001209191-21-010886 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:09 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,161 $0.00 Strike: $67.21 $0.00
Disclosure

SEC source: 0001209191-20-062241 · doc4.xml · derivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,161 shares

Expires 2023-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares vested immediately on the date the grant was awarded.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:09 UTC EAGLE MATERIALS INC EXP · Entity 3805 SaleCommon Stock 2,161 $97.00 $209,617.00
Disclosure

SEC source: 0001209191-20-062241 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:09 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionCommon Stock 2,161 $67.21 $145,240.81
Disclosure

SEC source: 0001209191-20-062241 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:33 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 1,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045722 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,836

F1 · shares: On August 5, 2020, the reporting person was granted 1,495 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 21:08 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 1,482 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045154 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,341

F1 · shares: On August 6, 2019, the reporting person was granted 1,482 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 22:11 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045391 · doc4.xml · nonDerivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

F1 · shares: On August 2, 2018, the reporting person was granted 1,007 shares of restricted stock. The restrictions will lapse six months from the date of the grant.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,360 $0.00 Strike: $94.62 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · derivative · entry 19

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,360 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F14 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,806 $0.00 Strike: $91.98 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · derivative · entry 18

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,806 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F13 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,588 $0.00 Strike: $79.20 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · derivative · entry 17

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,588 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F12 · derivative.exercise_date: This option was granted on March 2, 2015 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,224 $0.00 Strike: $51.68 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · derivative · entry 16

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,224 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

F11 · derivative.exercise_date: This option was granted on March 3, 2014 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 13,420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · derivative · entry 15

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F10 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021.

F10 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 4,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · derivative · entry 14

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020.

F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 4,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · derivative · entry 13

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019.

F8 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 8,492 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 12

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 8,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 11

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 31,360 $94.62 $2,967,283.20
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 10

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 30,806 $91.98 $2,833,535.88
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 9

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 31,588 $79.20 $2,501,769.60
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 8

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 29,224 $51.68 $1,510,296.32
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 7

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 OtherCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 6

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,835

F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 13,420 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 5

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 OtherCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,351

F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 4,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 OtherCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,256

F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 11:52 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 Exercise / conversionCommon Stock 4,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042050 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:46 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 SaleCommon Stock 30,000 $120.71 $3,621,204.00
Disclosure

SEC source: 0001209191-18-037493 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Martin Robin Partners, L.P.

Disclosed balance after: 48,653

F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $120.5600-$120.8400. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:51 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionRestricted Stock Unit · Derivative 5,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017325 · doc4.xml · derivative · entry 7

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

F8 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F8 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

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March 02, 2018 Filed Mar 6, 2018 21:51 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 GrantRestricted Stock Unit · Derivative 13,420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017325 · doc4.xml · derivative · entry 6

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,420

Underlying: Common Stock · 13,420 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F7 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F7 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

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March 02, 2018 Filed Mar 6, 2018 21:51 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 5

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 78,653

F4 · kind: The reporting person directed that the 3,592 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F5 · balance_after: 78,653 shares are beneficially owned by Martin Robin Partners, L.P.,in which the reporting person has a pecuniary interest.

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March 02, 2018 Filed Mar 6, 2018 21:51 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person directed that the 3,592 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F5 · balance_after: 78,653 shares are beneficially owned by Martin Robin Partners, L.P.,in which the reporting person has a pecuniary interest.

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March 02, 2018 Filed Mar 6, 2018 21:51 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Tax withholdingCommon Stock 2,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.

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March 02, 2018 Filed Mar 6, 2018 21:51 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 408 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,924

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018.

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March 02, 2018 Filed Mar 6, 2018 21:51 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 Exercise / conversionCommon Stock 5,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

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March 01, 2018 Filed Mar 5, 2018 12:57 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 6,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016095 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 75,061

F1 · kind: The reporting person directed that the 6,061 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F2 · balance_after: 75,061 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

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March 01, 2018 Filed Mar 5, 2018 12:57 UTC Keurig Dr Pepper Inc. DPS · Entity 3055 OtherCommon Stock 6,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016095 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person directed that the 6,061 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F2 · balance_after: 75,061 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.