KDP

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person directed that the 3,592 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F5 · balance_after: 78,653 shares are beneficially owned by Martin Robin Partners, L.P.,in which the reporting person has a pecuniary interest.

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,924

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018.

SEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

SEC source: 0001209191-18-017326 · doc4.xml · derivative · entry 1

GUTIERREZ JOSE M · CIK 0001257702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247

Underlying: Common Stock · 1,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F2 · derivative.exercise_date: These Restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These Restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-18-017319 · doc4.xml · derivative · entry 12

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

Underlying: Common Stock · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F4 · kind: These shares represent restricted stock units granted on March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

F4 · derivative.exercise_date: These shares represent restricted stock units granted on March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

F4 · derivative.expiration_date: These shares represent restricted stock units granted on March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

SEC source: 0001209191-18-017319 · doc4.xml · derivative · entry 11

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted on March 2, 2015 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

F1 · derivative.exercise_date: These shares represent restricted stock units granted on March 2, 2015 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

F1 · derivative.expiration_date: These shares represent restricted stock units granted on March 2, 2015 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

SEC source: 0001209191-18-017319 · doc4.xml · derivative · entry 10

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452

Underlying: Common Stock · 6,452 shares

Expires not disclosed

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F11 · derivative.exercise_date: These shares represent restricted stock units granted on March 2, 2018 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F11 · derivative.expiration_date: These shares represent restricted stock units granted on March 2, 2018 pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-18-017319 · doc4.xml · nonDerivative · entry 6

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808

F6 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (4) and (5) above.

SEC source: 0001209191-18-017319 · doc4.xml · nonDerivative · entry 5

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879

F5 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (4) above) that vested on March 2, 2018.

SEC source: 0001209191-18-017319 · doc4.xml · nonDerivative · entry 4

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: These shares represent restricted stock units granted on March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017.

SEC source: 0001209191-18-017319 · doc4.xml · nonDerivative · entry 3

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above

SEC source: 0001209191-18-017319 · doc4.xml · nonDerivative · entry 2

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018

SEC source: 0001209191-18-017319 · doc4.xml · nonDerivative · entry 1

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted on March 2, 2015 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018.

SEC source: 0001209191-18-017317 · doc4.xml · derivative · entry 6

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018 ..

F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-18-017317 · doc4.xml · derivative · entry 5

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-18-017317 · doc4.xml · nonDerivative · entry 4

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The David and Sandra Alexander Revocable Trust

Disclosed balance after: 15,961

F3 · kind: The reporting person directed that 2,169 shares beneficially owned by reporting person be transferred to The David and Sandra Alexander Revocable Trust, in which the reporting person has a pecuniary interest.

F4 · balance_after: 15,961 shares are beneficially owned by The David and Sandra Alexander Revocable Trust, in which the reporting person has a pecuniary interest.

SEC source: 0001209191-18-017317 · doc4.xml · nonDerivative · entry 3

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The reporting person directed that 2,169 shares beneficially owned by reporting person be transferred to The David and Sandra Alexander Revocable Trust, in which the reporting person has a pecuniary interest.

SEC source: 0001209191-18-017317 · doc4.xml · nonDerivative · entry 2

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018.

SEC source: 0001209191-18-017317 · doc4.xml · nonDerivative · entry 1

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018 ..

SEC source: 0001209191-18-016095 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 75,061

F1 · kind: The reporting person directed that the 6,061 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F2 · balance_after: 75,061 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

SEC source: 0001209191-18-016095 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reporting person directed that the 6,061 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F2 · balance_after: 75,061 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

SEC source: 0001209191-18-014335 · doc4.xml · nonDerivative · entry 2

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 324 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014335 · doc4.xml · nonDerivative · entry 1

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,264

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 324 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014337 · doc4.xml · nonDerivative · entry 2

Trebilcock James R. · CIK 0001446902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,066 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014337 · doc4.xml · nonDerivative · entry 1

Trebilcock James R. · CIK 0001446902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,505

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,066 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014336 · doc4.xml · nonDerivative · entry 2

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,224

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 750 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014336 · doc4.xml · nonDerivative · entry 1

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,974

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 750 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014334 · doc4.xml · nonDerivative · entry 2

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,318

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,817 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014334 · doc4.xml · nonDerivative · entry 1

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,135

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,817 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014333 · doc4.xml · nonDerivative · entry 2

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,222 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014333 · doc4.xml · nonDerivative · entry 1

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,612

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,222 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014329 · doc4.xml · nonDerivative · entry 2

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,972

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,293 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014329 · doc4.xml · nonDerivative · entry 1

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,265

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,293 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014330 · doc4.xml · nonDerivative · entry 2

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,726

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,818 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014330 · doc4.xml · nonDerivative · entry 1

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,544

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,818 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014338 · doc4.xml · nonDerivative · entry 2

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,341

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 11,713 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014338 · doc4.xml · nonDerivative · entry 1

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,054

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 11,713 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014331 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,961 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

F2 · balance_after: 69,000 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

SEC source: 0001209191-18-014331 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,022

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,961 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014332 · doc4.xml · nonDerivative · entry 2

Hancock Philip L · CIK 0001569254 · CEO, Bai Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,209

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,507 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014332 · doc4.xml · nonDerivative · entry 1

Hancock Philip L · CIK 0001569254 · CEO, Bai Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,716

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 1,507 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014328 · doc4.xml · nonDerivative · entry 2

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,853

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 223 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-014328 · doc4.xml · nonDerivative · entry 1

Alt Jaxie S. · CIK 0001709955 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,076

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 26, 2018. 223 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

SEC source: 0001209191-18-005022 · doc5.xml · nonDerivative · entry 4

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,699

F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person.

SEC source: 0001209191-17-066369 · doc4.xml · nonDerivative · entry 2

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Keint-He Winery and Vineyards Ltd.

Disclosed balance after: 14,470

F1 · kind: These shares were transferred by the reporting person to Keint-He Winery and Vineyards LTD., an Ontario corporation (the "Corporation"). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the issuer's securities.

SEC source: 0001209191-17-066369 · doc4.xml · nonDerivative · entry 1

Rogers Ronald G. · CIK 0001432525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These shares were transferred by the reporting person to Keint-He Winery and Vineyards LTD., an Ontario corporation (the "Corporation"). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the issuer's securities.

SEC source: 0001209191-17-061806 · doc4.xml · derivative · entry 3

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on November 18, 2017.

F4 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F4 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-17-061806 · doc4.xml · nonDerivative · entry 2

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on November 18, 2017.

SEC source: 0001209191-17-061806 · doc4.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on November 18, 2017.