Last 12 months
Inside the activity.
1 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 6, 2018 16:58 UTC |
Trebilcock James R.Executive Vice President
|
Tax withholdingCommon Stock | 893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017346 · doc4.xml · nonDerivative · entry 3 Trebilcock James R. · CIK 0001446902 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,730 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:58 UTC |
Trebilcock James R.Executive Vice President
|
OtherCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017346 · doc4.xml · nonDerivative · entry 2 Trebilcock James R. · CIK 0001446902 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,623 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (2) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:58 UTC |
Trebilcock James R.Executive Vice President
|
Exercise / conversionCommon Stock | 2,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017346 · doc4.xml · nonDerivative · entry 1 Trebilcock James R. · CIK 0001446902 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC |
Johnston James J. JRExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 5,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · derivative · entry 5 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC |
Johnston James J. JRExecutive Vice President
|
GrantRestricted Stock Unit · Derivative | 12,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · derivative · entry 4 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,474 Underlying: Common Stock · 12,474 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC |
Johnston James J. JRExecutive Vice President
|
Tax withholdingCommon Stock | 2,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · nonDerivative · entry 3 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,713 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC |
Johnston James J. JRExecutive Vice President
|
OtherCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · nonDerivative · entry 2 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,809 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:54 UTC |
Johnston James J. JRExecutive Vice President
|
Exercise / conversionCommon Stock | 5,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017329 · doc4.xml · nonDerivative · entry 1 Johnston James J. JR · CIK 0001432612 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:53 UTC |
Hobson Derry L.Executive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,409 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017328 · doc4.xml · derivative · entry 5 Hobson Derry L. · CIK 0001432446 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,409 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:53 UTC |
Hobson Derry L.Executive Vice President
|
GrantRestricted Stock Unit · Derivative | 8,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017328 · doc4.xml · derivative · entry 4 Hobson Derry L. · CIK 0001432446 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,602 Underlying: Common Stock · 8,602 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:53 UTC |
Hobson Derry L.Executive Vice President
|
Tax withholdingCommon Stock | 1,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017328 · doc4.xml · nonDerivative · entry 3 Hobson Derry L. · CIK 0001432446 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,871 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:53 UTC |
Hobson Derry L.Executive Vice President
|
OtherCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017328 · doc4.xml · nonDerivative · entry 2 Hobson Derry L. · CIK 0001432446 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,051 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:53 UTC |
Hobson Derry L.Executive Vice President
|
Exercise / conversionCommon Stock | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017328 · doc4.xml · nonDerivative · entry 1 Hobson Derry L. · CIK 0001432446 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:55 UTC |
Rogers Ronald G.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017332 · doc4.xml · derivative · entry 6 Rogers Ronald G. · CIK 0001432525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F7 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F7 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:55 UTC |
Rogers Ronald G.Director
|
GrantRestricted Stock Unit · Derivative | 1,247 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017332 · doc4.xml · derivative · entry 5 Rogers Ronald G. · CIK 0001432525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247 Underlying: Common Stock · 1,247 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:55 UTC |
Rogers Ronald G.Director
|
OtherCommon Stock | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 4 Rogers Ronald G. · CIK 0001432525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kent -He Winery and Vineyards Ltd. Disclosed balance after: 16,232 F3 · kind: The reporting person directed that 1,762 shares beneficially owned by reporting person be transferred to Keint-He Winery and Vineyards Ltd., an Ontario corporation (the "Corporation). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuers securities. F4 · balance_after: Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 16,232 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:55 UTC |
Rogers Ronald G.Director
|
OtherCommon Stock | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 3 Rogers Ronald G. · CIK 0001432525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The reporting person directed that 1,762 shares beneficially owned by reporting person be transferred to Keint-He Winery and Vineyards Ltd., an Ontario corporation (the "Corporation). The reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuers securities. F4 · balance_after: Kent-He Winery and Vineyards, Ltd., an Ontario corporation (the "Corporation"), beneficially owns 16,232 shares and the reporting person is the controlling stockholder of the Corporation and has a pecuniary interest in the Corporation's holdings of the Issuer's securities. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:55 UTC |
Rogers Ronald G.Director
|
OtherCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 2 Rogers Ronald G. · CIK 0001432525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,762 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:55 UTC |
Rogers Ronald G.Director
|
Exercise / conversionCommon Stock | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017332 · doc4.xml · nonDerivative · entry 1 Rogers Ronald G. · CIK 0001432525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:49 UTC |
Baldwin James L. JRExecutive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017321 · doc4.xml · derivative · entry 5 Baldwin James L. JR · CIK 0001432449 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:49 UTC |
Baldwin James L. JRExecutive Vice President
|
GrantRestricted Stock Unit · Derivative | 9,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017321 · doc4.xml · derivative · entry 4 Baldwin James L. JR · CIK 0001432449 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,033 Underlying: Common Stock · 9,033 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:49 UTC |
Baldwin James L. JRExecutive Vice President
|
Tax withholdingCommon Stock | 1,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017321 · doc4.xml · nonDerivative · entry 3 Baldwin James L. JR · CIK 0001432449 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,577 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:49 UTC |
Baldwin James L. JRExecutive Vice President
|
OtherCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017321 · doc4.xml · nonDerivative · entry 2 Baldwin James L. JR · CIK 0001432449 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,840 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:49 UTC |
Baldwin James L. JRExecutive Vice President
|
Exercise / conversionCommon Stock | 3,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017321 · doc4.xml · nonDerivative · entry 1 Baldwin James L. JR · CIK 0001432449 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:54 UTC |
PATSLEY PAMELA HDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017331 · doc4.xml · derivative · entry 4 PATSLEY PAMELA H · CIK 0001182591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F5 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:54 UTC |
PATSLEY PAMELA HDirector
|
GrantRestricted Stock Unit · Derivative | 1,247 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017331 · doc4.xml · derivative · entry 3 PATSLEY PAMELA H · CIK 0001182591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247 Underlying: Common Stock · 1,247 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F4 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F4 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:54 UTC |
PATSLEY PAMELA HDirector
|
OtherCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017331 · doc4.xml · nonDerivative · entry 2 PATSLEY PAMELA H · CIK 0001182591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,713 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:54 UTC |
PATSLEY PAMELA HDirector
|
Exercise / conversionCommon Stock | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017331 · doc4.xml · nonDerivative · entry 1 PATSLEY PAMELA H · CIK 0001182591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:50 UTC |
Collins Rodger L.Executive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017324 · doc4.xml · derivative · entry 5 Collins Rodger L. · CIK 0001432448 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:50 UTC |
Collins Rodger L.Executive Vice President
|
GrantRestricted Stock Unit · Derivative | 12,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017324 · doc4.xml · derivative · entry 4 Collins Rodger L. · CIK 0001432448 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,474 Underlying: Common Stock · 12,474 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These Restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These Restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:50 UTC |
Collins Rodger L.Executive Vice President
|
Tax withholdingCommon Stock | 1,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017324 · doc4.xml · nonDerivative · entry 3 Collins Rodger L. · CIK 0001432448 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,299 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:50 UTC |
Collins Rodger L.Executive Vice President
|
OtherCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017324 · doc4.xml · nonDerivative · entry 2 Collins Rodger L. · CIK 0001432448 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,217 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:50 UTC |
Collins Rodger L.Executive Vice President
|
Exercise / conversionCommon Stock | 5,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017324 · doc4.xml · nonDerivative · entry 1 Collins Rodger L. · CIK 0001432448 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC |
YOUNG LARRY DDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 22,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · derivative · entry 5 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC |
YOUNG LARRY DDirector · President & CEO
|
GrantRestricted Stock Unit · Derivative | 51,617 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · derivative · entry 4 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,617 Underlying: Common Stock · 51,617 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC |
YOUNG LARRY DDirector · President & CEO
|
Tax withholdingCommon Stock | 9,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · nonDerivative · entry 3 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,416 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC |
YOUNG LARRY DDirector · President & CEO
|
OtherCommon Stock | 1,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · nonDerivative · entry 2 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,750 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:59 UTC |
YOUNG LARRY DDirector · President & CEO
|
Exercise / conversionCommon Stock | 22,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017347 · doc4.xml · nonDerivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:55 UTC |
SANDERS WAYNE RDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,904 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017334 · doc4.xml · derivative · entry 4 SANDERS WAYNE R · CIK 0001191315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F5 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F5 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:55 UTC |
SANDERS WAYNE RDirector
|
GrantRestricted Stock Unit · Derivative | 2,451 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017334 · doc4.xml · derivative · entry 3 SANDERS WAYNE R · CIK 0001191315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,451 Underlying: Common Stock · 2,451 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F4 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F4 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:55 UTC |
SANDERS WAYNE RDirector
|
OtherCommon Stock | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017334 · doc4.xml · nonDerivative · entry 2 SANDERS WAYNE R · CIK 0001191315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,211 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:55 UTC |
SANDERS WAYNE RDirector
|
Exercise / conversionCommon Stock | 2,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017334 · doc4.xml · nonDerivative · entry 1 SANDERS WAYNE R · CIK 0001191315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC |
Hancock Philip LCEO, Bai Brands
|
Exercise / conversionRestricted Stock Units · Derivative | 3,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · derivative · entry 5 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F6 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. F6 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC |
Hancock Philip LCEO, Bai Brands
|
GrantRestricted Stock Unit · Derivative | 9,592 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · derivative · entry 4 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,592 Underlying: Common Stock · 9,592 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F5 · derivative.exercise_date: These restricted stock units vest on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the settlement date. F5 · derivative.expiration_date: These restricted stock units vest on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the settlement date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC |
Hancock Philip LCEO, Bai Brands
|
Tax withholdingCommon Stock | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · nonDerivative · entry 3 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,206 F3 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC |
Hancock Philip LCEO, Bai Brands
|
OtherCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · nonDerivative · entry 2 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,432 F2 · kind: These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:52 UTC |
Hancock Philip LCEO, Bai Brands
|
Exercise / conversionCommon Stock | 3,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017327 · doc4.xml · nonDerivative · entry 1 Hancock Philip L · CIK 0001569254 · CEO, Bai Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:51 UTC |
ELLEN MARTIN MExecutive Vice President & CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017325 · doc4.xml · derivative · entry 7 ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2018. F8 · derivative.exercise_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. F8 · derivative.expiration_date: These restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:51 UTC |
ELLEN MARTIN MExecutive Vice President & CFO
|
GrantRestricted Stock Unit · Derivative | 13,420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017325 · doc4.xml · derivative · entry 6 ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,420 Underlying: Common Stock · 13,420 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F7 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. F7 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2021 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:51 UTC |
ELLEN MARTIN MExecutive Vice President & CFO
|
OtherCommon Stock | 3,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017325 · doc4.xml · nonDerivative · entry 5 ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 78,653 F4 · kind: The reporting person directed that the 3,592 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest. F5 · balance_after: 78,653 shares are beneficially owned by Martin Robin Partners, L.P.,in which the reporting person has a pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.