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Nasdaq · USD

KALU

KAISER ALUMINUM CORP

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4302
SEC CIK
0000811596
Parsed reports
390

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202607
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2017 Filed Sep 29, 2017 23:31 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 3,018 $102.70 $309,935.62
Disclosure

SEC source: 0001227285-17-000002 · wf-form4_150672788457690.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 70,913

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 3,018 shares in multiple transactions, ranging from $102.0700 to $103.7700 per share, resulting in a weighted average sale price of $102.6957 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 23:31 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 5,982 $102.66 $614,128.87
Disclosure

SEC source: 0001227285-17-000002 · wf-form4_150672788457690.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 73,931

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 5,982 shares in multiple transactions, ranging from $101.7200 to $103.2500 per share, resulting in a weighted average sale price of $102.6628 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 00:37 UTC SaleCommon Stock, par value $0.01 per share 1,000 $99.00 $99,000.00
Disclosure

SEC source: 0001628280-17-009075 · wf-form4_150465822956486.xml · nonDerivative · entry 1

Bartholomew Carolyn · CIK 0001401433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,344

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on July 26, 2017. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person subject to a designated floor price.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 20:09 UTC SaleCommon Stock, par value $0.01 per share 2,000 $94.56 $189,114.20
Disclosure

SEC source: 0001628280-17-008804 · wf-form4_150334613876245.xml · nonDerivative · entry 1

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,622

Read SEC document
August 15, 2017 Filed Feb 14, 2018 22:56 UTC
BARNESON JOHNSr. VP - Corporate Development
PurchaseCommon Stock, par value $0.01 per share 29.174 $95.66 $2,790.85
Disclosure

SEC source: 0001628280-18-001704 · wf-form5_151864887275457.xml · nonDerivative · entry 2

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barneson Family Trust

Disclosed balance after: 55,221.941

F1 · kind: Acquired through dividend reinvestment program.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 20:45 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
SaleCommon Stock, par value $0.01 per share 5,115 $95.39 $487,933.66
Disclosure

SEC source: 0001311544-17-000002 · wf-form4_150274350927270.xml · nonDerivative · entry 1

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,064

F1 · price: Represents the sale of 5,115 shares in multiple transactions, ranging from $95.0000 to $95.7050 per share, resulting in a weighted average sale price of $95.3927 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 8,092 shares acquired pursuant to grants of restricted stock units.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 21:08 UTC
Miller Del LVice President and Treasurer
SaleCommon Stock, par value $0.01 per share 817 $97.07 $79,308.07
Disclosure

SEC source: 0001704305-17-000002 · wf-form4_150231288982043.xml · nonDerivative · entry 1

Miller Del L · CIK 0001704305 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,547

F1 · price: Represents the sale of 817 shares in multiple transactions, ranging from $96.9410 to $97.1160 per share, resulting in a weighted average sale price of $97.0723 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 1,211 shares acquired pursuant to grants of restricted stock units.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:18 UTC
Krouse MarkVP - Human Resources
SaleCommon Stock, par value $0.01 per share 1,500 $96.50 $144,750.60
Disclosure

SEC source: 0001628280-17-008151 · wf-form4_150188866944973.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433

F1 · price: Represents the sale of 1,500 shares in multiple transactions, ranging from $96.0600 to $96.9650 per share, resulting in a weighted average sale price of $96.5004 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 2,724 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 27, 2017 Filed Feb 14, 2018 22:58 UTC
HOCKEMA JACK ADirector · CEO
GiftCommon Stock, par value $0.01 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001705 · wf-form5_151864901549409.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 61,613

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 20:50 UTC
Parkinson RayVP - Advanced Engineering
GiftCommon Stock, par value $0.01 per share 700 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-007432 · wf-form4_150127502143385.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 9,099

F1 · price: Bona fide gift by the reporting person for no consideration.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 00:23 UTC
Parkinson RayVP - Advanced Engineering
SaleCommon Stock, par value $0.01 per share 1,800 $97.45 $175,405.14
Disclosure

SEC source: 0001628280-17-007271 · wf-form4_150102857428230.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 9,799

F1 · price: Represents the sale of 1,800 shares in multiple transactions, ranging from $97.4010 to $97.4562 per share, resulting in a weighted average sale price of $97.4473 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 00:22 UTC
Miller Del LVice President and Treasurer
SaleCommon Stock, par value $0.01 per share 1,282 $96.81 $124,110.42
Disclosure

SEC source: 0001628280-17-007270 · wf-form4_150102851305440.xml · nonDerivative · entry 1

Miller Del L · CIK 0001704305 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,364

F1 · balance_after: Includes 3,929 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 15, 2017 Filed Aug 2, 2017 00:43 UTC
Harvey KeithPresident & COO
GrantCommon Stock, par value $0.01 per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-007811 · wf-form4_150163460648414.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,190

F1 · shares: Grant to the reporting person effective as of July 15, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on July 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of July 15, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on July 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 40,062 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 23:42 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 9,000 $91.18 $820,648.80
Disclosure

SEC source: 0001628280-17-007030 · wf-form4_149990296402199.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 79,913

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 10, 2017 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $90.1700 to $92.00 per share, resulting in a weighted average sale price of $91.1832 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 23:42 UTC SaleCommon Stock, par value $0.01 per share 1,000 $92.00 $92,000.00
Disclosure

SEC source: 0001628280-17-007029 · wf-form4_149990294575265.xml · nonDerivative · entry 1

Bartholomew Carolyn · CIK 0001401433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 23, 2016. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person subject to a designated floor price.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:41 UTC GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006549 · wf-form4_149764567054062.xml · nonDerivative · entry 1

Van Leeuwen Thomas Melton · CIK 0001354083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,702

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:50 UTC
Quinn JackDirector
GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006553 · wf-form4_149764621891305.xml · nonDerivative · entry 1

Quinn Jack · CIK 0001354088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,101

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:41 UTC GrantCommon Stock, par value $0.01 per share 925 $83.77 $77,487.25
Disclosure

SEC source: 0001628280-17-006548 · wf-form4_149764565021183.xml · nonDerivative · entry 2

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,622

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2017.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:41 UTC GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006548 · wf-form4_149764565021183.xml · nonDerivative · entry 1

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,697

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:40 UTC GrantCommon Stock, par value $0.01 per share 328 $83.77 $27,476.56
Disclosure

SEC source: 0001628280-17-006547 · wf-form4_149764562655327.xml · nonDerivative · entry 2

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,132

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2017.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:40 UTC GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006547 · wf-form4_149764562655327.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:41 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 373 $83.77 $31,246.21
Disclosure

SEC source: 0001628280-17-006550 · wf-form4_149764569108587.xml · nonDerivative · entry 2

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,991

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2017.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:41 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006550 · wf-form4_149764569108587.xml · nonDerivative · entry 1

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,618

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:40 UTC GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006546 · wf-form4_149764560240401.xml · nonDerivative · entry 1

HOPP TERESA A · CIK 0001249399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,771

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:39 UTC GrantCommon Stock, par value $0.01 per share 656 $83.77 $54,953.12
Disclosure

SEC source: 0001628280-17-006545 · wf-form4_149764557802663.xml · nonDerivative · entry 2

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,327

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2017.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:39 UTC GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006545 · wf-form4_149764557802663.xml · nonDerivative · entry 1

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,671

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:39 UTC GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006544 · wf-form4_149764555940452.xml · nonDerivative · entry 1

Foster David A · CIK 0001372886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,918

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:39 UTC GrantCommon Stock, par value $0.01 per share 1,313 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-006543 · wf-form4_149764553982146.xml · nonDerivative · entry 1

Bartholomew Carolyn · CIK 0001401433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,344

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018.

Read SEC document
May 15, 2017 Filed Feb 14, 2018 22:56 UTC
BARNESON JOHNSr. VP - Corporate Development
PurchaseCommon Stock, par value $0.01 per share 33.767 $82.15 $2,774.04
Disclosure

SEC source: 0001628280-18-001704 · wf-form5_151864887275457.xml · nonDerivative · entry 1

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barneson Family Trust

Disclosed balance after: 55,221.941

F1 · kind: Acquired through dividend reinvestment program.

Read SEC document
May 11, 2017 Filed May 15, 2017 22:13 UTC
Parkinson RayVP - Advanced Engineering
SaleCommon Stock, par value $0.01 per share 2,000 $80.75 $161,493.80
Disclosure

SEC source: 0001628280-17-005593 · wf-form4_149488637535555.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 11,599

F1 · price: Represents the sale of 2,000 shares in multiple transactions, ranging from $80.6200 to $80.8700 per share, resulting in a weighted average sale price of $80.7469 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:30 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 2,377 $85.00 $202,045.00
Disclosure

SEC source: 0001551869-17-000002 · wf-form4_149367064018756.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,190

F2 · balance_after: Includes 10,062 shares acquired pursuant to grants of restricted stock units.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:30 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 2,500 $84.20 $210,500.00
Disclosure

SEC source: 0001551869-17-000002 · wf-form4_149367064018756.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,567

F1 · price: Represents the sale of 2,500 shares in multiple transactions, ranging from $84.00 to $84.50 per share, resulting in a weighted average sale price of $84.20 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 10,062 shares acquired pursuant to grants of restricted stock units.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 23:28 UTC
West Neal EVP & Chief Accounting Officer
SaleCommon Stock, par value $0.01 per share 2,500 $84.54 $211,340.25
Disclosure

SEC source: 0001628280-17-004349 · wf-form4_149324926127812.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Trust

Disclosed balance after: 5,591

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:54 UTC
Parkinson RayVP - Advanced Engineering
SaleCommon Stock, par value $0.01 per share 1,200 $78.16 $93,794.28
Disclosure

SEC source: 0001628280-17-003244 · wf-form4_149099364458720.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 7,882

F1 · price: Represents the sale of 1,200 shares in multiple transactions, ranging from $78.0900 to $78.2450 per share, resulting in a weighted average sale price of $78.1619 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
Tax withholdingCommon Stock, par value $0.01 per share 389 $79.69 $30,999.41
Disclosure

SEC source: 0001628280-17-002326 · wf-form4_148893028451385.xml · nonDerivative · entry 4

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,663

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 2,085 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
Tax withholdingCommon Stock, par value $0.01 per share 648 $79.69 $51,639.12
Disclosure

SEC source: 0001628280-17-002326 · wf-form4_148893028451385.xml · nonDerivative · entry 3

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,052

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: Includes 2,085 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
GrantCommon Stock, par value $0.01 per share 1,569 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002326 · wf-form4_148893028451385.xml · nonDerivative · entry 2

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 2,085 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:44 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
GrantCommon Stock, par value $0.01 per share 1,017 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002326 · wf-form4_148893028451385.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 2,085 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC
West Neal EVP & Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 445 $79.69 $35,462.05
Disclosure

SEC source: 0001628280-17-002332 · wf-form4_148893038840353.xml · nonDerivative · entry 4

West Neal E · CIK 0001330319 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 2,157 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC
West Neal EVP & Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 716 $79.69 $57,058.04
Disclosure

SEC source: 0001628280-17-002332 · wf-form4_148893038840353.xml · nonDerivative · entry 3

West Neal E · CIK 0001330319 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: Includes 2,157 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC
West Neal EVP & Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 1,781 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002332 · wf-form4_148893038840353.xml · nonDerivative · entry 2

West Neal E · CIK 0001330319 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,259

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 2,157 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC
West Neal EVP & Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 1,052 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002332 · wf-form4_148893038840353.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,478

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 2,157 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC Tax withholdingCommon Stock, par value $0.01 per share 1,884 $79.69 $150,135.96
Disclosure

SEC source: 0001628280-17-002331 · wf-form4_148893037035672.xml · nonDerivative · entry 4

RINKENBERGER DANIEL J · CIK 0001227292 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,291

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 9,319 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC Tax withholdingCommon Stock, par value $0.01 per share 2,859 $79.69 $227,833.71
Disclosure

SEC source: 0001628280-17-002331 · wf-form4_148893037035672.xml · nonDerivative · entry 3

RINKENBERGER DANIEL J · CIK 0001227292 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,175

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: Includes 9,319 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC GrantCommon Stock, par value $0.01 per share 7,541 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002331 · wf-form4_148893037035672.xml · nonDerivative · entry 2

RINKENBERGER DANIEL J · CIK 0001227292 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,034

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 9,319 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:46 UTC GrantCommon Stock, par value $0.01 per share 4,596 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002331 · wf-form4_148893037035672.xml · nonDerivative · entry 1

RINKENBERGER DANIEL J · CIK 0001227292 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,493

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 9,319 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:44 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
Tax withholdingCommon Stock, par value $0.01 per share 1,638 $79.69 $130,532.22
Disclosure

SEC source: 0001628280-17-002325 · wf-form4_148893026957282.xml · nonDerivative · entry 4

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,179

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of certain shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 8,092 shares acquired pursuant to grants of restricted stock units.

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March 05, 2017 Filed Mar 7, 2017 23:44 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
Tax withholdingCommon Stock, par value $0.01 per share 2,495 $79.69 $198,826.55
Disclosure

SEC source: 0001628280-17-002325 · wf-form4_148893026957282.xml · nonDerivative · entry 3

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,817

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares.

F2 · balance_after: Includes 8,092 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
GrantCommon Stock, par value $0.01 per share 6,558 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002325 · wf-form4_148893026957282.xml · nonDerivative · entry 2

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,312

F3 · shares: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F3 · price: Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016.

F2 · balance_after: Includes 8,092 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 23:44 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
GrantCommon Stock, par value $0.01 per share 3,985 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002325 · wf-form4_148893026957282.xml · nonDerivative · entry 1

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,754

F1 · shares: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 8,092 shares acquired pursuant to grants of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.