Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KAISER ALUMINUM CORPKALU · Entity 4302 | Director | June 07, 2023 | June 09, 2023 |
| Waverley Capital Acquisition Corp. 1WAVC · Entity 134805 | Director | August 19, 2021 | August 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KAISER ALUMINUM CORP
Report date June 07, 2023 · Filed June 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 24,956.587 |
Ending reported balance
After 2023-06-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-07 · Grant · Acquired 2,060 · Balance 23,411.587 F1: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan. All restrictions will lapse on June 7, 2024. Row 2 · 2023-06-07 · Grant · Acquired 1,545 · Balance 24,956.587 F2: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director and chair or a member of one or more committees of the Board of Directors. F3: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 7, 2023. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Keogh Plan | 3,500 |
Reported balance
Holding disclosure · report date 2023-06-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,500 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy the Rahnasto/Osborne Revocable Trust U/A DTD 11/07/1999 | 500 |
Reported balance
Holding disclosure · report date 2023-06-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 500 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan. All restrictions will lapse on June 7, 2024.
F2: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director and chair or a member of one or more committees of the Board of Directors.
F3: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 7, 2023.
Waverley Capital Acquisition Corp. 1
Report date August 19, 2021 · Filed August 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-08-19 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Issuer's Class B ordinary shares, par value $0.0001 per share, are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254842) and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer's Class B ordinary shares, par value $0.0001 per share, are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254842) and have no expiration date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Nuverra Environmental Solutions, Inc.
Report date August 07, 2017 · Filed August 09, 2017
Section 16 reporting ended · disclosed 2017-08-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-07 transaction · row 1
1 source rowRow 1 · 2017-08-07 · Other · Disposed 30,000 · Balance 0 F1: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-08-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-08-07 · Other · Disposed 9,000 · Balance 0 F1: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. F3: Shares were held in the Reporting Person's Keogh account. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases.
F2: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged.
F3: Shares were held in the Reporting Person's Keogh account.
SOURCE CAPITAL /DE/
Report date December 31, 2023 · Filed February 14, 2024
Section 16 reporting ended · disclosed 2024-02-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2023 Filed Jun 9, 2023 20:36 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,545 | $63.08 | $97,458.60 |
DisclosureSEC source: 0001209191-23-035900 · doc4.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,956.587 F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director and chair or a member of one or more committees of the Board of Directors. F3 · price: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 7, 2023. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:36 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035900 · doc4.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,411.587 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan. All restrictions will lapse on June 7, 2024. F1 · price: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan. All restrictions will lapse on June 7, 2024. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:19 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,376 | $98.11 | $134,999.36 |
DisclosureSEC source: 0001628280-22-016363 · wf-form4_165455036246556.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,062.11 F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2022 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director and chair or a member of one or more committees of the Board of Directors. F3 · price: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 2, 2022. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:19 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016363 · wf-form4_165455036246556.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,686.11 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2022 Equity and Incentive Compensation Plan. All restrictions will lapse on June 2, 2023. F1 · price: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2022 Equity and Incentive Compensation Plan. All restrictions will lapse on June 2, 2023. Read SEC document |
| December 29, 2021 Filed Feb 11, 2022 21:43 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GiftCommon Stock, par value $0.01 per share | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002351 · wf-form5_164461578144012.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,196.574 F1 · price: Bona fide gift by the reporting person for no consideration. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:01 UTC | SOURCE CAPITAL /DE/ SOR · Entity 8801 | PurchaseCommon Stock | 1,410 | $45.77 | $64,535.28 |
DisclosureSEC source: 0001104659-21-088955 · tm2121390-1_4seq1.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,410 Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:09 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 724 | $131.21 | $94,996.04 |
DisclosureSEC source: 0001628280-21-011704 · wf-form4_162284816002667.xml · nonDerivative · entry 3 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,095.538 F3 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors. F4 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 3, 2021. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 23:09 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 952 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-011704 · wf-form4_162284816002667.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,371.538 F2 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan. All restrictions will lapse on June 3, 2022. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 23:09 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | SaleCommon Stock, par value $0.01 per share | 2,500 | $132.95 | $332,362.50 |
DisclosureSEC source: 0001628280-21-011704 · wf-form4_162284816002667.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,419.538 F1 · price: Represents the sale of 2,500 shares in multiple transactions, ranging from $132.820 to $133.030 per share, resulting in a weighted average sale price of $132.945 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:38 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GiftCommon Stock, par value $0.01 per share | 2,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017894 · wf-form4_160945070639538.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,347 F1 · price: Bona fide gift by the reporting person for no consideration. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 20:03 UTC | SOURCE CAPITAL /DE/ SOR · Entity 8801 | PurchaseCommon Stock | 750 | $36.88 | $27,662.25 |
DisclosureSEC source: 0001104659-20-109815 · a4.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 22:45 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,335 | $71.15 | $94,985.25 |
DisclosureSEC source: 0001628280-20-009376 · wf-form4_159200193494382.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,439 F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation. F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 10, 2020. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 22:45 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009376 · wf-form4_159200193494382.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,104 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 10, 2021. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 23:16 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 835 | $92.79 | $77,479.65 |
DisclosureSEC source: 0001628280-19-007873 · wf-form4_156020854686815.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,348 F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation. F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 6, 2019. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 23:16 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-007873 · wf-form4_156020854686815.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,513 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:48 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 705 | $109.88 | $77,465.40 |
DisclosureSEC source: 0001628280-18-007936 · wf-form4_152909570825653.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,328 F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation. F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:48 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007936 · wf-form4_152909570825653.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,623 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:27 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | SaleCommon Stock, par value $0.01 per share | 1,000 | $104.40 | $104,400.00 |
DisclosureSEC source: 0001628280-18-003307 · wf-form4_152123202867195.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,622 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 20:09 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | SaleCommon Stock, par value $0.01 per share | 2,000 | $94.56 | $189,114.20 |
DisclosureSEC source: 0001628280-17-008804 · wf-form4_150334613876245.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,622 Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:58 UTC | Nuverra Environmental Solutions, Inc. NONE · Entity 129943 | OtherCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019937 · doc4.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2 · kind: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. F1 · price: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2 · price: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. F3 · ownership.nature: Shares were held in the Reporting Person's Keogh account. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 16:58 UTC | Nuverra Environmental Solutions, Inc. NONE · Entity 129943 | OtherCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019937 · doc4.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2 · kind: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. F1 · price: On May 1, 2017, the Issuer and its material subsidiaries filed voluntary petitions under chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue prepackaged plans of reorganization (together and as amended, the "Plan"). On July 25, 2017, the Bankruptcy Court entered an order confirming the Plan and, on August 7, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Company and its material subsidiaries emerged from the chapter 11 cases. F2 · price: (Continued from footnote 1) On the Effective Date, pursuant to the Plan, (i) all outstanding shares of the Issuer's pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer, and any rights of any holder in respect thereof, were cancelled and discharged and (ii) all agreements, instruments, and other documents evidencing, related to or in connection with the pre-Effective Date common stock and all other previously issued and outstanding existing equity interests in the Issuer were cancelled and discharged. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:41 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 925 | $83.77 | $77,487.25 |
DisclosureSEC source: 0001628280-17-006548 · wf-form4_149764565021183.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,622 F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors. F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2017. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:41 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-006548 · wf-form4_149764565021183.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,697 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018. Read SEC document |
| May 11, 2017 Filed May 15, 2017 19:16 UTC | Nuverra Environmental Solutions, Inc. NESCQ · Entity 129943 | SaleCommon Stock | 59,175 | $0.01 | $828.45 |
DisclosureSEC source: 0000899243-17-013223 · doc4.xml · nonDerivative · entry 2 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: Held in the Alfred E. Osborne Jr. and Nancy Rahnasto Osborne Trust. Read SEC document |
| May 11, 2017 Filed May 15, 2017 19:16 UTC | Nuverra Environmental Solutions, Inc. NESCQ · Entity 129943 | SaleCommon Stock | 5,000 | $0.01 | $70.00 |
DisclosureSEC source: 0000899243-17-013223 · doc4.xml · nonDerivative · entry 1 OSBORNE ALFRED E JR · CIK 0001213324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · balance_after: Represents 30,000 unvested shares granted in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.