Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KAISER ALUMINUM CORPKALU · Entity 4302 | Director | December 12, 2019 | December 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KAISER ALUMINUM CORP
Report date December 12, 2019 · Filed December 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 13,530 |
Reported balance
After 2019-12-12 transaction · row 1
1 source rowRow 1 · 2019-12-12 · Sale · Disposed 1,000 · Balance 13,530 F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 22, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 22, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2019 Filed Dec 13, 2019 23:13 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | SaleCommon Stock, par value $0.01 per share | 1,000 | $115.00 | $115,000.00 |
DisclosureSEC source: 0001401433-19-000003 · wf-form4_157627881612661.xml · nonDerivative · entry 1 Bartholomew Carolyn · CIK 0001401433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,530 F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 22, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 21:19 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | SaleCommon Stock, par value $0.01 per share | 1,000 | $95.00 | $95,000.00 |
DisclosureSEC source: 0001401433-19-000002 · wf-form4_156590397477495.xml · nonDerivative · entry 1 Bartholomew Carolyn · CIK 0001401433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 23:07 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-007867 · wf-form4_156020802012941.xml · nonDerivative · entry 1 Bartholomew Carolyn · CIK 0001401433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,530 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 20:46 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007931 · wf-form4_152909557026436.xml · nonDerivative · entry 1 Bartholomew Carolyn · CIK 0001401433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,345 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 00:37 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | SaleCommon Stock, par value $0.01 per share | 1,000 | $99.00 | $99,000.00 |
DisclosureSEC source: 0001628280-17-009075 · wf-form4_150465822956486.xml · nonDerivative · entry 1 Bartholomew Carolyn · CIK 0001401433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,344 F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on July 26, 2017. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person subject to a designated floor price. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 23:42 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | SaleCommon Stock, par value $0.01 per share | 1,000 | $92.00 | $92,000.00 |
DisclosureSEC source: 0001628280-17-007029 · wf-form4_149990294575265.xml · nonDerivative · entry 1 Bartholomew Carolyn · CIK 0001401433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,344 F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 23, 2016. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person subject to a designated floor price. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:39 UTC | KAISER ALUMINUM CORP KALU · Entity 4302 | GrantCommon Stock, par value $0.01 per share | 1,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-006543 · wf-form4_149764553982146.xml · nonDerivative · entry 1 Bartholomew Carolyn · CIK 0001401433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,344 F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.