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HOCKEMA JACK A

Disclosed activity across 2 companies

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89984
SEC CIK
0001227285

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KAISER ALUMINUM CORPKALU · Entity 4302DirectorJune 11, 2024June 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KAISER ALUMINUM CORP

Report date June 11, 2024 · Filed June 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect1,639 Ending reported balance After 2024-06-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-06-11 · Grant · Acquired 2,683 · Balance 2,683

F1: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and chair or a member of one or more committees of the Board of Directors.

F2: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

Row 2 · 2024-06-11 · Tax withholding · Disposed 1,044 · Balance 1,639

F3: Shares withheld to satisfy the withholding tax obligations resulting from the stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

F2: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Hockema Family Trust32,603 Reported balance Holding disclosure · report date 2024-06-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 32,603

Filing footnotes · ownership attribution and instrument terms

F1: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and chair or a member of one or more committees of the Board of Directors.

F2: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

F3: Shares withheld to satisfy the withholding tax obligations resulting from the stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUPERIOR INDUSTRIES INTERNATIONAL INC

Report date May 07, 2018 · Filed May 08, 2018

Section 16 reporting ended · disclosed 2018-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,174 Reported balance After 2018-05-07 transaction · row 1
1 source row

Row 1 · 2018-05-07 · Exercise / conversion · Acquired 1,229 · Balance 11,174

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-07 · Exercise / conversion · Disposed 1,229 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2: The restricted stock units were granted on July 27, 2017 and vest and settle in stock on the first anniversary of the grant date. Vesting of the restricted stock units accelerated in connection with the reporting person's retirement on May 7, 2018.

Common StockSEC Table I · non-derivativeIndirectIn Trust35,000 Reported balance Holding disclosure · report date 2018-05-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 35,000

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2: The restricted stock units were granted on July 27, 2017 and vest and settle in stock on the first anniversary of the grant date. Vesting of the restricted stock units accelerated in connection with the reporting person's retirement on May 7, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2024 Filed Jun 13, 2024 20:30 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 1,044 $96.89 $101,153.16
Disclosure

SEC source: 0000950170-24-073061 · ownership.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,639

F3 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

F2 · price: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:30 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 2,683 $96.89 $259,955.87
Disclosure

SEC source: 0000950170-24-073061 · ownership.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,683

F1 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan (Amended and Restated effective June 11, 2024) at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and chair or a member of one or more committees of the Board of Directors.

F2 · price: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 11, 2024.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:34 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 3,963 $63.08 $249,986.04
Disclosure

SEC source: 0001209191-23-035889 · doc4.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,963

F1 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

F2 · price: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 7, 2023.

Read SEC document
June 07, 2023 Filed Jun 30, 2023 20:35 UTC Amendment KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 1,269 $63.08 $80,048.52
Disclosure

SEC source: 0001209191-23-040339 · doc4a.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,694

F3 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

F2 · price: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 7, 2023.

Read SEC document
June 07, 2023 Filed Jun 30, 2023 20:35 UTC Amendment KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 3,963 $63.08 $249,986.04
Disclosure

SEC source: 0001209191-23-040339 · doc4a.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,963

F1 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2021 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation and Executive Chairman.

F2 · price: Equal to the average closing price of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 7, 2023.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:36 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 3,195 $84.33 $269,434.35
Disclosure

SEC source: 0001209191-23-016761 · doc4.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,824

F1 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2023 of certain restricted stock units granted to the reporting person in 2020 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:31 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 400 $105.47 $42,187.60
Disclosure

SEC source: 0001628280-22-015059 · wf-form4_165307865720393.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 24,085

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in March 2021 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 400 shares in multiple transactions, ranging from $105.170 to $106.360 per share, resulting in a weighted average sale price of $105.469 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 20:33 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 600 $105.13 $63,079.38
Disclosure

SEC source: 0001628280-22-010126 · wf-form4_165091876068444.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 24,485

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in March 2021 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 600 shares in multiple transactions, ranging from $105.0000 to $105.4400 per share, resulting in a weighted average sale price of $105.1323 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 21:00 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 750 $91.71 $68,782.50
Disclosure

SEC source: 0001628280-22-006910 · wf-form4_164798280437848.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 25,085

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in March 2021 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:45 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 3,491 $95.13 $332,098.83
Disclosure

SEC source: 0001628280-22-005437 · wf-form4_164677947586773.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,611

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2022 of certain restricted stock units granted to the reporting person in 2019 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan.

F5 · balance_after: Includes 9,019 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:45 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 1,992 $95.13 $189,498.96
Disclosure

SEC source: 0001628280-22-005437 · wf-form4_164677947586773.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,102

F3 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2022 of the above-referenced performance shares.

F2 · balance_after: Includes 17,507 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 22:45 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 5,587 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-005437 · wf-form4_164677947586773.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,094

F1 · shares: Shares earned upon the vesting on March 5, 2022 of certain performance shares granted to the reporting person in 2019 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. On March 5, 2022, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2019 through 2021.

F1 · price: Shares earned upon the vesting on March 5, 2022 of certain performance shares granted to the reporting person in 2019 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. On March 5, 2022, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2019 through 2021.

F2 · balance_after: Includes 17,507 shares acquired pursuant to grants of restricted stock units.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 00:13 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 1,000 $105.36 $105,363.10
Disclosure

SEC source: 0001628280-22-000979 · wf-form4_164220559232791.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 17,243

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in March 2021 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 1,000 shares in multiple transactions, ranging from $105.1700 to $105.900 per share, resulting in a weighted average sale price of $105.3631 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:36 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 750 $102.11 $76,579.88
Disclosure

SEC source: 0001628280-21-023890 · wf-form4_163735777652149.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 18,243

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in March 2021 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 750 shares in multiple transactions, ranging from $100.2200 to $103.7300 per share, resulting in a weighted average sale price of $102.1065 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:31 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 3,000 $122.26 $366,777.60
Disclosure

SEC source: 0001628280-21-017423 · wf-form4_162949146007487.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 18,993

F1 · price: Represents the sale of 3,000 shares in multiple transactions, ranging from $120.2600 to $123.7200 per share, resulting in a weighted average sale price of $122.2592 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2021 Filed Mar 8, 2022 22:34 UTC Amendment KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 3,000 $122.26 $366,777.60
Disclosure

SEC source: 0001628280-22-005411 · wf-form4a_164677887322595.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 18,993

F1 · price: Represents the sale of 3,000 shares in multiple transactions, ranging from $120.2600 to $123.7200 per share, resulting in a weighted average sale price of $122.2592 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:32 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 3,000 $125.32 $375,960.00
Disclosure

SEC source: 0001628280-21-011122 · wf-form4_162206112949753.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 21,993

F1 · price: Represents the sale of 3,000 shares in multiple transactions, ranging from $123.74 to $126.54 per share, resulting in a weighted average sale price of $125.32 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:40 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 2,891 $114.61 $331,337.51
Disclosure

SEC source: 0001628280-21-004334 · wf-form4_161533323380838.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,365

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2021 of certain restricted stock units granted to the reporting person in 2018 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan.

F5 · balance_after: Includes 17,507 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:40 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 3,361 $114.61 $385,204.21
Disclosure

SEC source: 0001628280-21-004334 · wf-form4_161533323380838.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,256

F3 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2021 of the above-referenced performance shares.

F2 · balance_after: Includes 25,792 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:40 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 6,825 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-004334 · wf-form4_161533323380838.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,617

F1 · shares: Shares earned upon the vesting on March 5, 2021 of certain performance shares granted to the reporting person in 2018 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. On March 5, 2021, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2018 through 2020.

F1 · price: Shares earned upon the vesting on March 5, 2021 of certain performance shares granted to the reporting person in 2018 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. On March 5, 2021, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2018 through 2020.

F2 · balance_after: Includes 25,792 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:23 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 5,000 $122.00 $610,000.00
Disclosure

SEC source: 0001227285-21-000001 · wf-form4_161481015437212.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 16,135

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:23 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 7,000 $118.59 $830,130.00
Disclosure

SEC source: 0001227285-21-000001 · wf-form4_161481015437212.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 21,135

F1 · price: Represents the sale of 7,000 shares in multiple transactions, ranging from $118.17 to $119.34 per share, resulting in a weighted average sale price of $118.59 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 23:40 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 5,000 $95.97 $479,856.50
Disclosure

SEC source: 0001628280-20-017132 · wf-form4_160712522308468.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 8,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 5,000 shares in multiple transactions, ranging from $95.0000 to $97.5000 per share, resulting in a weighted average sale price of $95.9713 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 22:29 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 2,854 $81.95 $233,889.30
Disclosure

SEC source: 0001227285-20-000003 · wf-form4_159139617392557.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 13,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F4 · price: Represents the sale of 2,854 shares in multiple transactions, ranging from $80.5000 to $83.4800 per share, resulting in a weighted average sale price of $81.9514 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 22:29 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 246 $80.05 $19,692.15
Disclosure

SEC source: 0001227285-20-000003 · wf-form4_159139617392557.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 16,645

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 246 shares in multiple transactions, ranging from $80.0400 to $80.0900 per share, resulting in a weighted average sale price of $80.0494 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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June 03, 2020 Filed Jun 5, 2020 22:29 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 1,400 $80.22 $112,301.42
Disclosure

SEC source: 0001227285-20-000003 · wf-form4_159139617392557.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 16,891

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 1,400 shares in multiple transactions, ranging from $80.0500 to $80.6300 per share, resulting in a weighted average sale price of $80.2153 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 30, 2020 Filed May 1, 2020 21:18 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 3,000 $73.42 $220,267.20
Disclosure

SEC source: 0001227285-20-000002 · wf-form4_158836789217012.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 18,291

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 3,000 shares in multiple transactions, ranging from $72.3400 to $75.0200 per share, resulting in a weighted average sale price of $73.4224 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 4,769 $93.22 $444,566.18
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,136

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of certain restricted stock units granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 25,792 shares acquired pursuant to grants of restricted stock units.

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March 05, 2020 Filed Mar 9, 2020 20:37 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 11,118 $93.22 $1,036,419.96
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,905

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2020 of the above-referenced performance shares.

F2 · balance_after: Includes 36,301 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 24,722 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,023

F3 · shares: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F3 · price: Shares earned upon the vesting on March 5, 2020 of certain performance shares granted to the reporting person in 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2020, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2017 through 2019.

F2 · balance_after: Includes 36,301 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:37 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 9,019 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003216 · wf-form4_158378624758726.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,301

F1 · shares: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2020 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2023 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 36,301 shares acquired pursuant to grants of restricted stock units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:47 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 12,500 $101.14 $1,264,240.00
Disclosure

SEC source: 0001227285-20-000001 · wf-form4_157990240481354.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 21,291

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 12,500 shares in multiple transactions, ranging from $100.0500 to $103.4000 per share, resulting in a weighted average sale price of $101.1392 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 22:14 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 4,044 $108.09 $437,095.74
Disclosure

SEC source: 0001227285-19-000004 · wf-form4_157437443287999.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 33,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 4,044 shares in multiple transactions, ranging from $106.7700 to $108.9500 per share, resulting in a weighted average sale price of $108.0848 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 22:14 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 8,456 $109.20 $923,429.02
Disclosure

SEC source: 0001227285-19-000004 · wf-form4_157437443287999.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 37,835

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 8,456 shares in multiple transactions, ranging from $108.2900 to $110.2800 per share, resulting in a weighted average sale price of $109.2040 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 22:17 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 12,500 $99.16 $1,239,442.50
Disclosure

SEC source: 0001227285-19-000003 · wf-form4_156901782530299.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 46,291

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 12,500 shares in multiple transactions, ranging from $97.61 to $100.24 per share, resulting in a weighted average sale price of $99.1554 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 21:33 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 1,280 $96.37 $123,355.14
Disclosure

SEC source: 0001227285-19-000002 · wf-form4_156469518355005.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 58,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 1,280 shares in multiple transactions, ranging from $96.23 to $96.39 per share, resulting in a weighted average sale price of $96.3712 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:33 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 11,220 $95.92 $1,076,173.03
Disclosure

SEC source: 0001227285-19-000002 · wf-form4_156469518355005.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 60,071

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 11,220 shares in multiple transactions, ranging from $95.46 to $96.71 per share, resulting in a weighted average sale price of $95.9156 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 5,370 $108.79 $584,202.30
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,832

F5 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 27,282 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC KAISER ALUMINUM CORP KALU · Entity 4302 Tax withholdingCommon Stock, par value $0.01 per share 10,182 $108.79 $1,107,699.78
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,202

F4 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 38,112 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 23,272 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,384

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · price: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 38,112 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC KAISER ALUMINUM CORP KALU · Entity 4302 GrantCommon Stock, par value $0.01 per share 8,488 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,112

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 38,112 shares acquired pursuant to grants of restricted stock units.

Read SEC document
January 18, 2019 Filed Jan 18, 2019 23:23 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 1,100 $100.36 $110,397.98
Disclosure

SEC source: 0001628280-19-000426 · wf-form4_154785382073109.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 61,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 1,100 shares in multiple transactions, ranging from $100.0000 to $100.8000 per share, resulting in a weighted average sale price of $100.3618 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 23:23 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 400 $100.02 $40,009.08
Disclosure

SEC source: 0001628280-19-000426 · wf-form4_154785382073109.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 62,841

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 400 shares in multiple transactions, ranging from $100.0000 to $100.1300 per share, resulting in a weighted average sale price of $100.0227 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 10, 2019 Filed Jan 12, 2019 00:49 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 4,500 $94.82 $426,672.90
Disclosure

SEC source: 0001628280-19-000290 · wf-form4_154725413707932.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 63,241

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 4,500 shares in multiple transactions, ranging from $94.1400 to $95.1900 per share, resulting in a weighted average sale price of $94.8162 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:47 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 1,500 $100.41 $150,621.00
Disclosure

SEC source: 0001628280-18-013531 · wf-form4_154120245640810.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 67,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 1,500 shares in multiple transactions, ranging from $100.00 to $100.83 per share, resulting in a weighted average sale price of $100.414 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 21:44 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 4,500 $93.35 $420,090.30
Disclosure

SEC source: 0001628280-18-013209 · wf-form4_154102223828417.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 69,241

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 4,500 shares in multiple transactions, ranging from $92.5000 to $94.1600 per share, resulting in a weighted average sale price of $93.3534 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:49 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 6,000 $111.91 $671,451.00
Disclosure

SEC source: 0001628280-18-010455 · wf-form4_153332935912753.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 73,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 6,000 shares in multiple transactions, ranging from $111.1800 to $112.6100 per share, resulting in a weighted average sale price of $111.9085 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 25, 2018 Filed May 29, 2018 22:04 UTC KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 9,000 $108.64 $977,787.90
Disclosure

SEC source: 0001628280-18-007320 · wf-form4_152763142963192.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 79,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $108.0000 to $109.1300 per share, resulting in a weighted average sale price of $108.6431 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 25, 2018 Filed Jan 25, 2019 23:35 UTC Amendment KAISER ALUMINUM CORP KALU · Entity 4302 SaleCommon Stock, par value $0.01 per share 9,000 $108.64 $977,787.90
Disclosure

SEC source: 0001628280-19-000567 · wf-form4a_154845929762479.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 70,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $108.0000 to $109.1300 per share, resulting in a weighted average sale price of $108.6431 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 07, 2018 Filed May 8, 2018 11:35 UTC SUPERIOR INDUSTRIES INTERNATIONAL INC SUP · Entity 77072 Exercise / conversionRestricted Stock Unit · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002342 · primarydocument.xml · derivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Superior Industries International, Inc.

F2 · derivative.exercise_date: The restricted stock units were granted on July 27, 2017 and vest and settle in stock on the first anniversary of the grant date. Vesting of the restricted stock units accelerated in connection with the reporting person's retirement on May 7, 2018.

F2 · derivative.expiration_date: The restricted stock units were granted on July 27, 2017 and vest and settle in stock on the first anniversary of the grant date. Vesting of the restricted stock units accelerated in connection with the reporting person's retirement on May 7, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.