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Nasdaq · USD

KALU

KAISER ALUMINUM CORP

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4302
SEC CIK
0000811596
Parsed reports
390

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202607
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 7, 2019 22:44 UTC
HOCKEMA JACK ADirector · CEO
Tax withholdingCommon Stock, par value $0.01 per share 10,182 $108.79 $1,107,699.78
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 3

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,202

F4 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 38,112 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC
HOCKEMA JACK ADirector · CEO
GrantCommon Stock, par value $0.01 per share 23,272 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,384

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · price: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 38,112 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:44 UTC
HOCKEMA JACK ADirector · CEO
GrantCommon Stock, par value $0.01 per share 8,488 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,112

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 38,112 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:42 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
Tax withholdingCommon Stock, par value $0.01 per share 1,421 $108.79 $154,590.59
Disclosure

SEC source: 0001628280-19-002652 · wf-form4_155199853740929.xml · nonDerivative · entry 4

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,102

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 10,353 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:42 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
Tax withholdingCommon Stock, par value $0.01 per share 1,741 $108.79 $189,403.39
Disclosure

SEC source: 0001628280-19-002652 · wf-form4_155199853740929.xml · nonDerivative · entry 3

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,523

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 14,460 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:42 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
GrantCommon Stock, par value $0.01 per share 4,963 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002652 · wf-form4_155199853740929.xml · nonDerivative · entry 2

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,264

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · price: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 14,460 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:42 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
GrantCommon Stock, par value $0.01 per share 3,223 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002652 · wf-form4_155199853740929.xml · nonDerivative · entry 1

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,301

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 14,460 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
Harvey KeithPresident & COO
Tax withholdingCommon Stock, par value $0.01 per share 2,533 $108.79 $275,565.07
Disclosure

SEC source: 0001628280-19-002654 · wf-form4_155199861125695.xml · nonDerivative · entry 4

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,935

F5 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
Harvey KeithPresident & COO
Tax withholdingCommon Stock, par value $0.01 per share 4,888 $108.79 $531,765.52
Disclosure

SEC source: 0001628280-19-002654 · wf-form4_155199861125695.xml · nonDerivative · entry 3

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,468

F4 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 47,966 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
Harvey KeithPresident & COO
GrantCommon Stock, par value $0.01 per share 12,532 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002654 · wf-form4_155199861125695.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,356

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · price: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 47,966 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
Harvey KeithPresident & COO
GrantCommon Stock, par value $0.01 per share 4,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002654 · wf-form4_155199861125695.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,824

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 47,966 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
Tax withholdingCommon Stock, par value $0.01 per share 369 $108.79 $40,143.51
Disclosure

SEC source: 0001628280-19-002653 · wf-form4_155199857412983.xml · nonDerivative · entry 4

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142

F5 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 2,643 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
Tax withholdingCommon Stock, par value $0.01 per share 490 $108.79 $53,307.10
Disclosure

SEC source: 0001628280-19-002653 · wf-form4_155199857412983.xml · nonDerivative · entry 3

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,511

F4 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 3,711 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
GrantCommon Stock, par value $0.01 per share 1,290 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002653 · wf-form4_155199857412983.xml · nonDerivative · entry 2

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · acquired: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 3,711 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:43 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
GrantCommon Stock, par value $0.01 per share 823 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002653 · wf-form4_155199857412983.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 3,711 shares acquired pursuant to grants of restricted stock units.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:17 UTC
BARNESON JOHNSr. VP - Corporate Development
Tax withholdingCommon Stock, par value $0.01 per share 838 $109.48 $91,744.24
Disclosure

SEC source: 0001628280-19-002442 · wf-form4_155174505724395.xml · nonDerivative · entry 2

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,510

F2 · kind: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on February 28, 2019 of certain shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan.

F3 · balance_after: Includes 2,996 shares acquired pursuant to grants of restricted stock units.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:17 UTC
BARNESON JOHNSr. VP - Corporate Development
Disposition to issuerCommon Stock, par value $0.01 per share 2,883 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002442 · wf-form4_155174505724395.xml · nonDerivative · entry 1

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,348

F1 · kind: Reflects the number of shares cancelled as a result of proration in connection with the reporting person's retirement on February 28, 2019.

F1 · shares: Reflects the number of shares cancelled as a result of proration in connection with the reporting person's retirement on February 28, 2019.

Read SEC document
January 18, 2019 Filed Jan 18, 2019 23:23 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 1,100 $100.36 $110,397.98
Disclosure

SEC source: 0001628280-19-000426 · wf-form4_154785382073109.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 61,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 1,100 shares in multiple transactions, ranging from $100.0000 to $100.8000 per share, resulting in a weighted average sale price of $100.3618 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 23:23 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 400 $100.02 $40,009.08
Disclosure

SEC source: 0001628280-19-000426 · wf-form4_154785382073109.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 62,841

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 400 shares in multiple transactions, ranging from $100.0000 to $100.1300 per share, resulting in a weighted average sale price of $100.0227 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 10, 2019 Filed Jan 12, 2019 00:49 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 4,500 $94.82 $426,672.90
Disclosure

SEC source: 0001628280-19-000290 · wf-form4_154725413707932.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 63,241

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 4,500 shares in multiple transactions, ranging from $94.1400 to $95.1900 per share, resulting in a weighted average sale price of $94.8162 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 23:33 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
SaleCommon Stock, par value $0.01 per share 1,100 $95.36 $104,900.95
Disclosure

SEC source: 0001628280-18-014591 · wf-form4_154327521768191.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ellsworth Revocable Living Trust

Disclosed balance after: 5,742

Read SEC document
November 02, 2018 Filed Nov 2, 2018 23:47 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 1,500 $100.41 $150,621.00
Disclosure

SEC source: 0001628280-18-013531 · wf-form4_154120245640810.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 67,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 1,500 shares in multiple transactions, ranging from $100.00 to $100.83 per share, resulting in a weighted average sale price of $100.414 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 21:44 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 4,500 $93.35 $420,090.30
Disclosure

SEC source: 0001628280-18-013209 · wf-form4_154102223828417.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 69,241

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 4,500 shares in multiple transactions, ranging from $92.5000 to $94.1600 per share, resulting in a weighted average sale price of $93.3534 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:49 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 6,000 $111.91 $671,451.00
Disclosure

SEC source: 0001628280-18-010455 · wf-form4_153332935912753.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 73,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 6,000 shares in multiple transactions, ranging from $111.1800 to $112.6100 per share, resulting in a weighted average sale price of $111.9085 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 20:49 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
SaleCommon Stock, par value $0.01 per share 1,100 $112.23 $123,455.97
Disclosure

SEC source: 0001628280-18-010454 · wf-form4_153332933277137.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ellsworth Revocable Living Trust

Disclosed balance after: 6,842

F1 · price: Represents the sale of 1,100 shares in multiple transactions, ranging from $112.2499 to $112.3015 per share, resulting in a weighted average sale price of $112.2327 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 20:02 UTC
Quinn JackDirector
SaleCommon Stock, par value $0.01 per share 1,313 $110.33 $144,863.29
Disclosure

SEC source: 0001628280-18-009704 · wf-form4_153272174619721.xml · nonDerivative · entry 1

Quinn Jack · CIK 0001354088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,789

Read SEC document
June 14, 2018 Filed Jun 15, 2018 20:49 UTC GrantCommon Stock, par value $0.01 per share 147 $10,988.00 $1,615,236.00
Disclosure

SEC source: 0001628280-18-007938 · wf-form4_152909576223499.xml · nonDerivative · entry 2

Van Leeuwen Thomas Melton · CIK 0001354083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,850

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 20:49 UTC GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007938 · wf-form4_152909576223499.xml · nonDerivative · entry 1

Van Leeuwen Thomas Melton · CIK 0001354083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,703

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 20:50 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 284 $109.88 $31,205.92
Disclosure

SEC source: 0001628280-18-007939 · wf-form4_152909578819260.xml · nonDerivative · entry 2

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,276

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 20:50 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007939 · wf-form4_152909578819260.xml · nonDerivative · entry 1

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,992

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 15, 2018 20:49 UTC
Quinn JackDirector
GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007937 · wf-form4_152909573785675.xml · nonDerivative · entry 1

Quinn Jack · CIK 0001354088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,102

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 15, 2018 20:48 UTC GrantCommon Stock, par value $0.01 per share 705 $109.88 $77,465.40
Disclosure

SEC source: 0001628280-18-007936 · wf-form4_152909570825653.xml · nonDerivative · entry 2

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,328

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018.

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June 14, 2018 Filed Jun 15, 2018 20:48 UTC GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007936 · wf-form4_152909570825653.xml · nonDerivative · entry 1

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,623

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 15, 2018 20:48 UTC GrantCommon Stock, par value $0.01 per share 318 $109.88 $34,941.84
Disclosure

SEC source: 0001628280-18-007935 · wf-form4_152909568295731.xml · nonDerivative · entry 2

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,451

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018.

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June 14, 2018 Filed Jun 15, 2018 20:48 UTC GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007935 · wf-form4_152909568295731.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,133

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 15, 2018 20:47 UTC GrantCommon Stock, par value $0.01 per share 250 $109.88 $27,470.00
Disclosure

SEC source: 0001628280-18-007934 · wf-form4_152909565100287.xml · nonDerivative · entry 2

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018.

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June 14, 2018 Filed Jun 15, 2018 20:47 UTC GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007934 · wf-form4_152909565100287.xml · nonDerivative · entry 1

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,328

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 15, 2018 20:47 UTC GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007933 · wf-form4_152909561984166.xml · nonDerivative · entry 1

Foster David A · CIK 0001372886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,919

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 15, 2018 20:46 UTC GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007931 · wf-form4_152909557026436.xml · nonDerivative · entry 1

Bartholomew Carolyn · CIK 0001401433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 15, 2018 20:46 UTC GrantCommon Stock, par value $0.01 per share 250 $109.88 $27,470.00
Disclosure

SEC source: 0001628280-18-007932 · wf-form4_152909559526572.xml · nonDerivative · entry 2

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018.

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June 14, 2018 Filed Jun 15, 2018 20:46 UTC GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007932 · wf-form4_152909559526572.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 14, 2018 Filed Jun 22, 2018 21:56 UTC Amendment GrantCommon Stock, par value $0.01 per share 147 $109.88 $16,152.36
Disclosure

SEC source: 0001628280-18-008243 · wf-form4a_152970455826766.xml · nonDerivative · entry 2

Van Leeuwen Thomas Melton · CIK 0001354083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,850

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 14, 2018.

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June 14, 2018 Filed Jun 22, 2018 21:56 UTC Amendment GrantCommon Stock, par value $0.01 per share 1,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-008243 · wf-form4a_152970455826766.xml · nonDerivative · entry 1

Van Leeuwen Thomas Melton · CIK 0001354083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,703

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 14, 2019.

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June 13, 2018 Filed Jun 15, 2018 20:46 UTC
BARNESON JOHNSr. VP - Corporate Development
SaleCommon Stock, par value $0.01 per share 7,000 $112.53 $787,707.90
Disclosure

SEC source: 0001628280-18-007930 · wf-form4_152909554545645.xml · nonDerivative · entry 1

BARNESON JOHN · CIK 0001227284 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barneson Family Trust

Disclosed balance after: 48,221.941

F1 · price: Represents the sale of 7,000 shares in multiple transactions, ranging from $112.0700 to $112.9000 per share, resulting in a weighted average sale price of $112.5297 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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May 25, 2018 Filed May 29, 2018 22:04 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 9,000 $108.64 $977,787.90
Disclosure

SEC source: 0001628280-18-007320 · wf-form4_152763142963192.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 79,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $108.0000 to $109.1300 per share, resulting in a weighted average sale price of $108.6431 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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May 25, 2018 Filed Jan 25, 2019 23:35 UTC Amendment
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 9,000 $108.64 $977,787.90
Disclosure

SEC source: 0001628280-19-000567 · wf-form4a_154845929762479.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 70,741

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 9,000 shares in multiple transactions, ranging from $108.0000 to $109.1300 per share, resulting in a weighted average sale price of $108.6431 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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May 24, 2018 Filed May 29, 2018 22:06 UTC
Miller Del LVice President and Treasurer
SaleCommon Stock, par value $0.01 per share 979 $108.23 $105,952.28
Disclosure

SEC source: 0001628280-18-007323 · wf-form4_152763155961118.xml · nonDerivative · entry 1

Miller Del L · CIK 0001704305 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,757

F1 · balance_after: Includes 1,346 shares acquired pursuant to grants of restricted stock units.

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May 24, 2018 Filed May 29, 2018 22:05 UTC
Krouse MarkVP - Human Resources
SaleCommon Stock, par value $0.01 per share 1,500 $108.63 $162,940.95
Disclosure

SEC source: 0001628280-18-007322 · wf-form4_152763149385099.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · Krouse Family Trust

Disclosed balance after: 3,565

F1 · price: Represents the sale of 1,500 shares in multiple transactions, ranging from $108.5977 to $108.6663 per share, resulting in a weighted average sale price of $108.6273 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

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May 22, 2018 Filed May 23, 2018 21:53 UTC
West Neal EVP & Chief Accounting Officer
SaleCommon Stock, par value $0.01 per share 2,175 $110.00 $239,250.00
Disclosure

SEC source: 0001628280-18-007119 · wf-form4_152711239293596.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Trust

Disclosed balance after: 4,909

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

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May 15, 2018 Filed May 16, 2018 20:30 UTC
West Neal EVP & Chief Accounting Officer
SaleCommon Stock, par value $0.01 per share 725 $103.40 $74,965.00
Disclosure

SEC source: 0001628280-18-006857 · wf-form4_152650261082421.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Trust

Disclosed balance after: 7,074

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.