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Nasdaq · USD

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NAVIENT CORP

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5050
SEC CIK
0001593538
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310

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2017 Filed Sep 28, 2017 00:12 UTC
KANE JOHN MEVP & Group President
SaleCommon Stock 28,886 $15.00 $433,292.89
Disclosure

SEC source: 0001127602-17-028271 · form4.xml · nonDerivative · entry 3

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,024.899

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017.

F5 · price: Represents the weighted average price per share of stock sold by the reporting person $15.00 and $15.0050. The reporting person undertakes to provide to Navient Corporation, any security holder of Navient Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 00:12 UTC
KANE JOHN MEVP & Group President
Tax withholdingCommon Stock 48,164 $15.00 $722,460.00
Disclosure

SEC source: 0001127602-17-028271 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,910.899

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 00:12 UTC
KANE JOHN MEVP & Group President
Exercise / conversionCommon Stock 54,579 $11.49 $626,965.35
Disclosure

SEC source: 0001127602-17-028271 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,074.899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017.

F2 · balance_after: The reporting person's common stock balance includes 571 shares acquired under the Navient Corporation Employee Stock Purchase Plan.

F3 · balance_after: Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 17:25 UTC
HELEEN MARK LEVP & Chief Legal Officer
Tax withholdingCommon Stock 19 $15.53 $294.98
Disclosure

SEC source: 0001127602-17-021903 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,074.4035

F1 · shares: As previously reported, on June 10, 2014, the reporting person was granted 9,920 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 16, 2017, an additional 38.9095 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 19 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Dividend equivalent rights issued on unvested RSUs and PSUs are included in the reporting person's common stock holding balance.

F3 · balance_after: Also reflects the disposition of 0.9095 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
June 10, 2017 Filed Jun 13, 2017 17:34 UTC
HELEEN MARK LEVP & Chief Legal Officer
Tax withholdingCommon Stock 1,657 $15.26 $25,285.82
Disclosure

SEC source: 0001127602-17-021364 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,055.4035

F1 · shares: As previously reported, on June 10, 2014, the reporting person was granted 9,920 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 10, 2017, 3,307 shares of such RSUs were settled and an additional 468.4351 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 1,657 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: The reporting person's common stock balance includes 544 shares acquired under the Navient Corporation Employee Stock Purchase Plan.

F3 · balance_after: Dividend equivalent rights issued on unvested RSUs and PSUs are included in the reporting person's common stock holding balance.

F4 · balance_after: Also reflects the disposition of 0.4351 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:26 UTC
WHORLEY JOHN F JREVP & Group President
Tax withholdingCommon Stock 2,398 $14.63 $35,082.74
Disclosure

SEC source: 0001127602-17-020575 · form4.xml · nonDerivative · entry 1

WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,755.5731

F1 · shares: As previously reported, on June 1, 2015, the reporting person was granted 15,511 restricted stock units (RSUs) under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 1, 2017, 5,171 shares of such RSUs were settled and an additional 500 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 2,398 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units are included in the reporting person's common stock holding balance.

Read SEC document
May 01, 2017 Filed May 2, 2017 22:17 UTC
HYNES TIMOTHY J IVEVP, Chief Risk&Compliance Off
Tax withholdingCommon Stock 1,086 $15.45 $16,778.70
Disclosure

SEC source: 0001127602-17-016432 · form4.xml · nonDerivative · entry 1

HYNES TIMOTHY J IV · CIK 0001605706 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,489.114

F1 · shares: As previously reported, on May 1, 2014, the reporting person was granted 5,882 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On May 1, 2017, 1,961 shares of such RSUs were settled and an additional 258.8590 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 1,086 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Dividend equivalent rights issued on unvested RSUs and PSUs are included in the reporting person's common stock holding balance.

F3 · balance_after: Also reflects the disposition of 0.8590 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
May 01, 2017 Filed May 2, 2017 22:16 UTC
KANE JOHN MEVP & Group President
Tax withholdingCommon Stock 3,233 $15.45 $49,949.85
Disclosure

SEC source: 0001127602-17-016431 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,070.6333

F1 · shares: As previously reported, on May 1, 2014, the reporting person was granted 17,647 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On May 1, 2017, 5,882 shares of such RSUs were settled and an additional 775.4188 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 3,233 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: The reporting person's common stock balance includes 551 shares acquired under the Navient Corporation Employee Stock Purchase Plan not previously reported.

F3 · balance_after: Dividend equivalent rights issued on unvested RSUs and PSUs are included in the reporting person's common stock holding balance.

F4 · balance_after: Also reflects the disposition of 0.4188 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 17:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,572 $0.00 Strike: $11.49 $0.00
Disclosure

SEC source: 0001127602-17-015544 · form4.xml · derivative · entry 4

SUITT GILLELAND DIANE · CIK 0001065133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,572 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 17:24 UTC SaleCommon Stock 5,467 $15.89 $86,889.22
Disclosure

SEC source: 0001127602-17-015544 · form4.xml · nonDerivative · entry 3

SUITT GILLELAND DIANE · CIK 0001065133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,759.6278

Read SEC document
April 24, 2017 Filed Apr 26, 2017 17:24 UTC Tax withholdingCommon Stock 14,105 $15.94 $224,833.70
Disclosure

SEC source: 0001127602-17-015544 · form4.xml · nonDerivative · entry 2

SUITT GILLELAND DIANE · CIK 0001065133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,226.6278

Read SEC document
April 24, 2017 Filed Apr 26, 2017 17:24 UTC Exercise / conversionCommon Stock 19,572 $11.49 $224,829.44
Disclosure

SEC source: 0001127602-17-015544 · form4.xml · nonDerivative · entry 1

SUITT GILLELAND DIANE · CIK 0001065133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,331.6278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Dividend equivalent units issued on unvested restricted stock are included in Ms. Gilleland's common stock holding balance.

Read SEC document
March 30, 2017 Filed Apr 4, 2017 23:15 UTC GrantCommon Stock 8,742 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014157 · form4.xml · nonDerivative · entry 1

YOWAN DAVID L. · CIK 0001702781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742

F1 · shares: Grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restricted stock will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:52 UTC
LOWN CHRISTIAN M.EVP & Chief Financial Officer
GrantCommon Stock 71,428 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013072 · form4.xml · nonDerivative · entry 1

LOWN CHRISTIAN M. · CIK 0001701994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,428

F1 · shares: Grant of a one-time inducement equity award of restricted stock units ("Inducement RSUs"), which is classified as "Common Stock", as permitted, since the Inducement RSUs will be settled solely by the delivery of shares of Navient common stock. These Inducement RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:07 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,835 $15.45 $90,150.75
Disclosure

SEC source: 0001127602-17-007527 · form4.xml · nonDerivative · entry 2

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,464,405.9496

F2 · shares: As previously reported, on February 18, 2015, Mr. Remondi was granted 32,332 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 10,778 shares of such RSUs were settled and an additional 1,007 shares were issued to Mr. Remondi upon the vesting of the related dividend equivalent rights. In connection with this settlement, 5,835 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Remondi's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:07 UTC
REMONDI JOHN FDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,127 $15.45 $94,662.15
Disclosure

SEC source: 0001127602-17-007527 · form4.xml · nonDerivative · entry 1

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,240.9496

F1 · shares: As previously reported, on February 18, 2015, Mr. Remondi was granted 37,309 vested restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, subject to transfer restrictions which lapse in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 11,883 shares of such RSUs were settled and an additional 1,111 shares were issued to Mr. Remondi upon the delivery of the related dividend equivalent rights. In connection with this settlement, 6,127 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Remondi's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 21, 2017 19:27 UTC
HELEEN MARK LEVP & Chief Legal Officer
Tax withholdingCommon Stock 647 $15.45 $9,996.15
Disclosure

SEC source: 0001127602-17-007535 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,030.9499

F1 · shares: As previously reported, on February 18, 2015, Mr. Heleen was granted 5,080 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 1,694 shares of such RSUs were settled and an additional 158 shares were issued to Mr. Heleen upon the vesting of the related dividend equivalent rights. In connection with this settlement, 647 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Heleen's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:09 UTC
HYNES TIMOTHY J IVEVP, Chief Risk&Compliance Off
Tax withholdingCommon Stock 898 $15.45 $13,874.10
Disclosure

SEC source: 0001127602-17-007530 · form4.xml · nonDerivative · entry 2

HYNES TIMOTHY J IV · CIK 0001605706 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,990.5369

F2 · shares: As previously reported, on February 18, 2015, Mr. Hynes was granted 6,697 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 2,233 shares of such RSUs were settled and an additional 209 shares were issued to Mr. Hynes upon the vesting of the related dividend equivalent rights. In connection with this settlement, 898 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Hynes's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:09 UTC
HYNES TIMOTHY J IVEVP, Chief Risk&Compliance Off
Tax withholdingCommon Stock 1,524 $15.45 $23,545.80
Disclosure

SEC source: 0001127602-17-007530 · form4.xml · nonDerivative · entry 1

HYNES TIMOTHY J IV · CIK 0001605706 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,888.5369

F1 · shares: As previously reported, on February 18, 2015, Mr. Hynes was granted 10,104 vested restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, subject to transfer restrictions which lapse in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 3,249 shares of such RSUs were settled and an additional 303 shares were issued to Mr. Hynes upon the delivery of the related dividend equivalent rights. In connection with this settlement, 1,524 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Hynes's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:08 UTC
KANE JOHN MEVP & Group President
Tax withholdingCommon Stock 1,971 $15.45 $30,451.95
Disclosure

SEC source: 0001127602-17-007529 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,342.0365

F2 · shares: As previously reported, on February 18, 2015, Mr. Kane was granted 10,854 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 3,618 shares of such RSUs were settled and an additional 338 shares were issued to Mr. Kane upon the vesting of the related dividend equivalent rights. In connection with this settlement, 1,971 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Kane's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:08 UTC
KANE JOHN MEVP & Group President
Tax withholdingCommon Stock 2,466 $15.45 $38,099.70
Disclosure

SEC source: 0001127602-17-007529 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,313.0365

F1 · shares: As previously reported, on February 18, 2015, Mr. Kane was granted 14,923 vested restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, subject to transfer restrictions which lapse in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 4,752 shares of such RSUs were settled and an additional 444 shares were issued to Mr. Kane upon the delivery of the related dividend equivalent rights. In connection with this settlement, 2,466 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Kane's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:07 UTC
CHIVAVIBUL SOMSAKEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,096 $15.45 $16,933.20
Disclosure

SEC source: 0001127602-17-007528 · form4.xml · nonDerivative · entry 2

CHIVAVIBUL SOMSAK · CIK 0001605737 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,536.0625

F2 · shares: As previously reported, on February 18, 2015, Mr. Chivavibul was granted 8,314 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 2,772 shares of such RSUs were settled and an additional 259 shares were issued to Mr. Chivavibul upon the vesting of the related dividend equivalent rights. In connection with this settlement, 1,096 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Chivavibul's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:07 UTC
CHIVAVIBUL SOMSAKEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,782 $15.45 $27,531.90
Disclosure

SEC source: 0001127602-17-007528 · form4.xml · nonDerivative · entry 1

CHIVAVIBUL SOMSAK · CIK 0001605737 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,632.0625

F1 · shares: As previously reported, on February 18, 2015, Mr. Chivavibul was granted 13,058 vested restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, subject to transfer restrictions which lapse in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 4,201 shares of such RSUs were settled and an additional 392 shares were issued to Mr. Chivavibul upon the delivery of the related dividend equivalent rights. In connection with this settlement, 1,782 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Chivavibul's tax withholding obligations.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 19:19 UTC
HELEEN MARK LEVP & Chief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 39,933 $0.00 Strike: $9.18 $0.00
Disclosure

SEC source: 0001127602-17-005606 · form4.xml · derivative · entry 4

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,868

Underlying: Common Stock · 39,933 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 19:19 UTC
HELEEN MARK LEVP & Chief Legal Officer
Tax withholdingCommon Stock 29,358 $15.44 $453,287.52
Disclosure

SEC source: 0001127602-17-005606 · form4.xml · nonDerivative · entry 2

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,677.9499

Read SEC document
February 09, 2017 Filed Feb 13, 2017 19:19 UTC
HELEEN MARK LEVP & Chief Legal Officer
Exercise / conversionCommon Stock 39,933 $9.18 $366,584.94
Disclosure

SEC source: 0001127602-17-005606 · form4.xml · nonDerivative · entry 1

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,035.9499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 19:20 UTC GrantPhantom Stock Units · Derivative 12,596.8992 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-004435 · form4.xml · derivative · entry 1

DIEFENDERFER WILLIAM M III · CIK 0001086476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,804.0096

Underlying: Common Stock · 12,596.8992 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Director Deferred Compensation Plan are included in the reporting person's holding balance.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 18:43 UTC GrantCommon Stock 8,397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004432 · form4.xml · nonDerivative · entry 1

Munitz Barry A · CIK 0001065140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,220

F1 · shares: Grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restricted stock will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 18:37 UTC GrantCommon Stock 8,397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004428 · form4.xml · nonDerivative · entry 1

SUITT GILLELAND DIANE · CIK 0001065133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,670

F1 · shares: Grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restricted stock will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 19:21 UTC GrantPhantom Stock Units · Derivative 8,397.9328 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-004437 · form4.xml · derivative · entry 1

WILLIAMS BARRY LAWSON · CIK 0001035242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,870.1442

Underlying: Common Stock · 8,397.9328 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Director Deferred Compensation Plan are included in the reporting person's holding balance.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:22 UTC
REMONDI JOHN FDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 297,397 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001127602-17-004438 · form4.xml · derivative · entry 7

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,397

Underlying: Common Stock · 297,397 shares

Expires 2022-02-06

F8 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:22 UTC
REMONDI JOHN FDirector · Chief Executive Officer
GrantCommon Stock 129,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004438 · form4.xml · nonDerivative · entry 5

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,367.9496

F7 · shares: Grant of Performance Stock Units ("PSUs") which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:22 UTC
REMONDI JOHN FDirector · Chief Executive Officer
GrantCommon Stock 77,519 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004438 · form4.xml · nonDerivative · entry 4

REMONDI JOHN F · CIK 0001109264 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,347,169.9496

F6 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:46 UTC GrantCommon Stock 8,397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004433 · form4.xml · nonDerivative · entry 1

UNGER LAURA S · CIK 0001175992 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,941

F1 · shares: Grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restricted stock will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F2 · balance_after: Dividend equivalent rights accrued on previously unvested restricted stock awards are included in the reporting person's holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:06 UTC
HELEEN MARK LEVP & Chief Legal Officer
GrantStock Option (Right to Buy) · Derivative 55,762 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001127602-17-004444 · form4.xml · derivative · entry 5

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,762

Underlying: Common Stock · 55,762 shares

Expires 2022-02-06

F6 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:06 UTC
HELEEN MARK LEVP & Chief Legal Officer
GrantCommon Stock 14,534 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004444 · form4.xml · nonDerivative · entry 3

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,102.9499

F4 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:06 UTC
HELEEN MARK LEVP & Chief Legal Officer
GrantCommon Stock 24,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004444 · form4.xml · nonDerivative · entry 2

HELEEN MARK L · CIK 0001451729 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,568.9499

F3 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:41 UTC GrantCommon Stock 8,397 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004430 · form4.xml · nonDerivative · entry 1

MILLS LINDA A · CIK 0001425725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,691

F1 · shares: Grant of restricted stock to a non-employee director under the Navient Corporation 2014 Omnibus Incentive Plan. The restricted stock will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F2 · balance_after: Dividend equivalent rights accrued on previously unvested restricted stock awards are included in the reporting person's holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:08 UTC
WHORLEY JOHN F JREVP & Group President
GrantStock Option (Right to Buy) · Derivative 100,371 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001127602-17-004445 · form4.xml · derivative · entry 4

WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,371

Underlying: Common Stock · 100,371 shares

Expires 2022-02-06

F5 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:08 UTC
WHORLEY JOHN F JREVP & Group President
GrantCommon Stock 26,162 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004445 · form4.xml · nonDerivative · entry 3

WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,162.6813

F4 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 20:08 UTC
WHORLEY JOHN F JREVP & Group President
GrantCommon Stock 43,604 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004445 · form4.xml · nonDerivative · entry 2

WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,000.6813

F3 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:20 UTC GrantPhantom Stock Units · Derivative 8,397.9328 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-004436 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,870.1442

Underlying: Common Stock · 8,397.9328 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are to be settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2017 annual meeting of shareholders, which meeting is currently scheduled for May 25, 2017.

F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Director Deferred Compensation Plan are included in the reporting person's holding balance.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:27 UTC
HYNES TIMOTHY J IVEVP, Chief Risk&Compliance Off
GrantStock Option (Right to Buy) · Derivative 74,349 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001127602-17-004442 · form4.xml · derivative · entry 6

HYNES TIMOTHY J IV · CIK 0001605706 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,349

Underlying: Common Stock · 74,349 shares

Expires 2022-02-06

F9 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:27 UTC
HYNES TIMOTHY J IVEVP, Chief Risk&Compliance Off
GrantCommon Stock 32,299 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004442 · form4.xml · nonDerivative · entry 5

HYNES TIMOTHY J IV · CIK 0001605706 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,412.5369

F8 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:27 UTC
HYNES TIMOTHY J IVEVP, Chief Risk&Compliance Off
GrantCommon Stock 19,379 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004442 · form4.xml · nonDerivative · entry 4

HYNES TIMOTHY J IV · CIK 0001605706 · EVP, Chief Risk&Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,113.5369

F7 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:25 UTC
KANE JOHN MEVP & Group President
GrantStock Option (Right to Buy) · Derivative 107,806 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · derivative · entry 7

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,806

Underlying: Common Stock · 107,806 shares

Expires 2022-02-06

F10 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:25 UTC
KANE JOHN MEVP & Group President
GrantCommon Stock 46,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · nonDerivative · entry 5

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,779.0365

F8 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:25 UTC
KANE JOHN MEVP & Group President
GrantCommon Stock 28,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · nonDerivative · entry 4

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,945.0365

F7 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:24 UTC
CHIVAVIBUL SOMSAKEVP & Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 66,914 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001127602-17-004440 · form4.xml · derivative · entry 7

CHIVAVIBUL SOMSAK · CIK 0001605737 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,914

Underlying: Common Stock · 66,914 shares

Expires 2022-02-06

F8 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:24 UTC
CHIVAVIBUL SOMSAKEVP & Chief Financial Officer
GrantCommon Stock 29,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004440 · form4.xml · nonDerivative · entry 4

CHIVAVIBUL SOMSAK · CIK 0001605737 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,414.0625

F6 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.