Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NAVIENT CORPNAVI · Entity 5050 | EVP & Group President | June 15, 2018 | June 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NAVIENT CORP
Report date June 15, 2018 · Filed June 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 306,745.9396 |
Reported balance
After 2018-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-15 · Tax withholding · Disposed 33 · Balance 306,745.9396 F1: 1. As previously reported, on June 1, 2015, the reporting person was granted 15,511 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 15, 2018, an additional 72.4208 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 33 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations. F2: 2. Dividend equivalent rights issued on unvested RSUs and performance stock units are included in the reporting person's common stock holding balance. F3: 3. Also reflects the disposition of 0.4208 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. As previously reported, on June 1, 2015, the reporting person was granted 15,511 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 15, 2018, an additional 72.4208 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 33 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.
F2: 2. Dividend equivalent rights issued on unvested RSUs and performance stock units are included in the reporting person's common stock holding balance.
F3: 3. Also reflects the disposition of 0.4208 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 149,777 · Balance 0 F1: Includes 125,332 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable at the effective time in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.70 · Expires 2028-07-23 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 89,678 · Balance 0 F4: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. The options will continue to be governed by the same vesting terms as were applicable at the effective time. F3: 44,839 options were originally scheduled to vest on February 15, 2020 and 44,839 options were originally scheduled to vest on February 15, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 125,332 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable at the effective time in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).
F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F3: 44,839 options were originally scheduled to vest on February 15, 2020 and 44,839 options were originally scheduled to vest on February 15, 2021.
F4: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. The options will continue to be governed by the same vesting terms as were applicable at the effective time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2019 Filed Jul 29, 2019 17:23 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Option (right to buy) · Derivative | 89,678 | Not disclosed Strike: $19.70 | Not disclosed |
DisclosureSEC source: 0001209191-19-043555 · doc4.xml · derivative · entry 2 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 89,678 shares Expires 2028-07-23 F4 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. The options will continue to be governed by the same vesting terms as were applicable at the effective time. F3 · derivative.exercise_date: 44,839 options were originally scheduled to vest on February 15, 2020 and 44,839 options were originally scheduled to vest on February 15, 2021. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:23 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 149,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043555 · doc4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 125,332 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable at the effective time in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F1 · price: Includes 125,332 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable at the effective time in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2 · price: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:36 UTC | FIRST DATA CORP FDC · Entity 15928 | Exercise / conversionStock Options (right to buy) · Derivative | 44,839 | $0.00 Strike: $19.70 | $0.00 |
DisclosureSEC source: 0001209191-19-020060 · doc4.xml · derivative · entry 3 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,678 Underlying: Class A Common Stock · 44,839 shares Expires 2028-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:36 UTC | FIRST DATA CORP FDC · Entity 15928 | SaleClass A Common Stock | 38,512 | $25.90 | $997,395.33 |
DisclosureSEC source: 0001209191-19-020060 · doc4.xml · nonDerivative · entry 2 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,777 F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.875 to $25.915, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:36 UTC | FIRST DATA CORP FDC · Entity 15928 | Exercise / conversionClass A Common Stock | 44,839 | $19.70 | $883,328.30 |
DisclosureSEC source: 0001209191-19-020060 · doc4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 18:23 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014706 · doc4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,450 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 15, 2020, 40% on February 15, 2021, and 40% on February 15, 2022. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:35 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 7,262 | $25.58 | $185,761.96 |
DisclosureSEC source: 0001209191-19-011729 · doc4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,641 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 16:22 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantStock Options (right to buy) · Derivative | 134,517 | $0.00 Strike: $19.70 | $0.00 |
DisclosureSEC source: 0001209191-18-043886 · doc4.xml · derivative · entry 2 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,517 Underlying: Class A Common Stock · 134,517 shares Expires 2028-07-23 F2 · kind: Represents a grant of stock options which, subject to the reporting person's continued employment through each applicable vesting date, will vest in equal annual installments on each of the first three anniversaries of February 15, 2018. F2 · derivative.exercise_date: Represents a grant of stock options which, subject to the reporting person's continued employment through each applicable vesting date, will vest in equal annual installments on each of the first three anniversaries of February 15, 2018. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 16:22 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 126,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043886 · doc4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,903 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 15, 2019, 40% on February 15, 2020, and 40% on February 15, 2021. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:34 UTC | NAVIENT CORP NAVI · Entity 5050 | Tax withholdingCommon Stock | 33 | $13.11 | $432.63 |
DisclosureSEC source: 0001127602-18-021480 · form4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,745.9396 F1 · shares: 1. As previously reported, on June 1, 2015, the reporting person was granted 15,511 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 15, 2018, an additional 72.4208 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 33 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations. F2 · balance_after: 2. Dividend equivalent rights issued on unvested RSUs and performance stock units are included in the reporting person's common stock holding balance. F3 · balance_after: 3. Also reflects the disposition of 0.4208 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 16:05 UTC | NAVIENT CORP NAVI · Entity 5050 | Tax withholdingCommon Stock | 2,647 | $14.30 | $37,852.10 |
DisclosureSEC source: 0001127602-18-019996 · form4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,926.7504 F1 · shares: As previously reported, on June 1, 2015, the reporting person was granted 15,511 restricted stock units (RSUs) under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 1, 2018, 5,170 shares of such RSUs were settled and an additional 763.9737 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 2,647 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations. F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units are included in the reporting person's common stock holding balance. F3 · balance_after: Reflects the disposition of 0.9737 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:33 UTC | NAVIENT CORP NAVI · Entity 5050 | Exercise / conversionStock Option (Right to Buy) · Derivative | 174,257 | $0.00 Strike: $9.18 | $0.00 |
DisclosureSEC source: 0001127602-18-006225 · form4.xml · derivative · entry 3 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,129 Underlying: Common Stock · 174,257 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options have vested or will vest in one-third increments on each of February 3, 2017, February 3, 2018, and February 3, 2019. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:33 UTC | NAVIENT CORP NAVI · Entity 5050 | Tax withholdingCommon Stock | 135,539 | $13.64 | $1,848,751.96 |
DisclosureSEC source: 0001127602-18-006225 · form4.xml · nonDerivative · entry 2 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,838.9731 Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:33 UTC | NAVIENT CORP NAVI · Entity 5050 | Exercise / conversionCommon Stock | 174,257 | $9.18 | $1,599,679.26 |
DisclosureSEC source: 0001127602-18-006225 · form4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,377.9731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 17:46 UTC | NAVIENT CORP NAVI · Entity 5050 | Tax withholdingCommon Stock | 2,699 | $13.76 | $37,138.24 |
DisclosureSEC source: 0001127602-18-004476 · form4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,120.9731 F1 · shares: As previously reported, on February 6, 2017, the reporting person was granted 26,162 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 6, 2018, 8,720 shares of such RSUs were settled and an additional 395 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 2,699 shares were withheld by Navient, as approved by the Navient Compensation and Personnel Committee (the "Committee"), to satisfy the reporting person's tax withholding obligations. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 18:32 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantStock Option (Right to Buy) · Derivative | 150,579 | $0.00 Strike: $13.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004390 · form4.xml · derivative · entry 4 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,579 Underlying: Common Stock · 150,579 shares Expires 2023-02-05 F5 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 18:32 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantCommon Stock | 47,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004390 · form4.xml · nonDerivative · entry 3 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,819.9731 F4 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2020. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2018 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 18:32 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantCommon Stock | 19,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004390 · form4.xml · nonDerivative · entry 2 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,131.9731 F3 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| February 03, 2018 Filed Feb 6, 2018 18:32 UTC | NAVIENT CORP NAVI · Entity 5050 | Tax withholdingCommon Stock | 4,968 | $14.21 | $70,595.28 |
DisclosureSEC source: 0001127602-18-004390 · form4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,056.9731 F1 · shares: As previously reported, on February 3, 2016, the reporting person was granted 43,137 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 3, 2018, 14,379 shares of such RSUs were settled and an additional 1,380 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 4,968 shares were withheld by Navient, as approved by the Navient Compensation and Personnel Committee (the "Committee"), to satisfy the reporting person's tax withholding obligations. F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 17:26 UTC | NAVIENT CORP NAVI · Entity 5050 | Tax withholdingCommon Stock | 2,398 | $14.63 | $35,082.74 |
DisclosureSEC source: 0001127602-17-020575 · form4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,755.5731 F1 · shares: As previously reported, on June 1, 2015, the reporting person was granted 15,511 restricted stock units (RSUs) under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On June 1, 2017, 5,171 shares of such RSUs were settled and an additional 500 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 2,398 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations. F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units are included in the reporting person's common stock holding balance. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 20:08 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantStock Option (Right to Buy) · Derivative | 100,371 | $0.00 Strike: $15.48 | $0.00 |
DisclosureSEC source: 0001127602-17-004445 · form4.xml · derivative · entry 4 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,371 Underlying: Common Stock · 100,371 shares Expires 2022-02-06 F5 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 20:08 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantCommon Stock | 26,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004445 · form4.xml · nonDerivative · entry 3 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,162.6813 F4 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 20:08 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantCommon Stock | 43,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004445 · form4.xml · nonDerivative · entry 2 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000.6813 F3 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:08 UTC | NAVIENT CORP NAVI · Entity 5050 | Tax withholdingCommon Stock | 5,096 | $15.49 | $78,937.04 |
DisclosureSEC source: 0001127602-17-004445 · form4.xml · nonDerivative · entry 1 WHORLEY JOHN F JR · CIK 0001215156 · EVP & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,369.6813 F1 · shares: As previously reported, on February 3, 2016, Mr. Whorley was granted 43,137 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 3, 2017, 14,379 shares of such RSUs were settled and an additional 697 shares were issued to Mr. Whorley upon the vesting of the related dividend equivalent rights. In connection with this settlement, 5,096 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Whorley's tax withholding obligations. F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.