Last 12 months
Inside the activity.
2 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2026 Filed Sep 8, 2026 20:35 UTC |
TOTH TERENCE JTrustee
|
SaleCommon Stock | 4,464 | $7.65 | $34,153.17 |
DisclosureSEC source: 0001225208-26-007700 · doc4.xml · nonDerivative · entry 1 TOTH TERENCE J · CIK 0001277392 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 31, 2026 Filed Apr 24, 2026 20:39 UTC |
Caraher Scott C.Portfolio Manager
|
PurchaseCommon Stock | 7,000 | $7.41 | $51,888.90 |
DisclosureSEC source: 0001225208-26-004595 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,440 Read SEC document |
| March 30, 2026 Filed Apr 24, 2026 20:39 UTC |
Caraher Scott C.Portfolio Manager
|
PurchaseCommon Stock | 7,000 | $7.24 | $50,680.70 |
DisclosureSEC source: 0001225208-26-004595 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,440 Read SEC document |
| December 30, 2025 Filed Jan 2, 2026 16:05 UTC |
LAMB DAVID JVice President
|
SaleCommon Stock | 4,000 | $7.84 | $31,360.00 |
DisclosureSEC source: 0001225208-26-000005 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,338 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 12:57 UTC |
Caraher Scott C.Portfolio Manager
|
PurchaseCommon Stock | 5,000 | $7.95 | $39,742.50 |
DisclosureSEC source: 0001225208-25-004191 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,440 Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 12:38 UTC |
Caraher Scott C.Portfolio Manager
|
PurchaseCommon Stock | 15,000 | $8.40 | $126,000.00 |
DisclosureSEC source: 0001225208-25-003590 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,440 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC |
Thornton Matthew IIITrustee
|
OtherSubscription right · Derivative | 29,000 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002595 · doc4.xml · derivative · entry 2 Thornton Matthew III · CIK 0001611473 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,800 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC |
Thornton Matthew IIITrustee
|
OtherCommon Stock | 5,800 | $8.20 | $47,560.00 |
DisclosureSEC source: 0001225208-25-002595 · doc4.xml · nonDerivative · entry 1 Thornton Matthew III · CIK 0001611473 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,800 F1 · shares: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC |
MOSCHNER ALBIN FTrustee
|
OtherSubscription right · Derivative | 34,516 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002597 · doc4.xml · derivative · entry 2 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,903.2 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC |
MOSCHNER ALBIN FTrustee
|
OtherCommon Stock | 6,903.2 | $8.20 | $56,606.24 |
DisclosureSEC source: 0001225208-25-002597 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,516.2 F1 · shares: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:37 UTC |
LAMB DAVID JVice President
|
OtherSubscription Right (right to buy) · Derivative | 8,707 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002600 · doc4.xml · derivative · entry 2 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,707 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:37 UTC |
LAMB DAVID JVice President
|
OtherCommon Stock | 13,631 | $8.20 | $111,774.20 |
DisclosureSEC source: 0001225208-25-002600 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,338 F1 · shares: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC |
Jones Nathaniel T.Vice President and Treasurer
|
OtherSubscription right · Derivative | 305 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002599 · doc4.xml · derivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC |
Jones Nathaniel T.Vice President and Treasurer
|
OtherCommon Stock | 454 | $8.20 | $3,722.80 |
DisclosureSEC source: 0001225208-25-002599 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768 F1 · shares: Represents shares acquired upon exercise of subscription rights, including rights to related oversubscription privileges, allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC |
Caraher Scott C.Portfolio Manager
|
OtherSubscription right · Derivative | 21,200 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002598 · doc4.xml · derivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,240 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:36 UTC |
Caraher Scott C.Portfolio Manager
|
OtherCommon Stock | 4,240 | $8.20 | $34,768.00 |
DisclosureSEC source: 0001225208-25-002598 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,440 F1 · shares: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC |
TOTH TERENCE JTrustee
|
OtherSubscription right · Derivative | 3,720 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001225208-25-002596 · doc4.xml · derivative · entry 2 TOTH TERENCE J · CIK 0001277392 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 744 shares Expires 2025-02-19 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 22:35 UTC |
TOTH TERENCE JTrustee
|
OtherCommon Stock | 744 | $8.20 | $6,100.80 |
DisclosureSEC source: 0001225208-25-002596 · doc4.xml · nonDerivative · entry 1 TOTH TERENCE J · CIK 0001277392 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,464 F1 · shares: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 12:57 UTC |
MOSCHNER ALBIN FTrustee
|
SaleCommon Stock | 20,000 | $8.77 | $175,400.00 |
DisclosureSEC source: 0001225208-24-008949 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,400 Read SEC document |
| March 11, 2024 Filed Mar 11, 2024 17:42 UTC |
PERRY MICHAEL AVice President
|
PurchaseCommon Stock | 5,844 | $8.67 | $50,667.48 |
DisclosureSEC source: 0001225208-24-004034 · doc4.xml · nonDerivative · entry 2 PERRY MICHAEL A · CIK 0001260775 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 5,844 Read SEC document |
| March 11, 2024 Filed Mar 11, 2024 17:42 UTC |
PERRY MICHAEL AVice President
|
PurchaseCommon Stock | 6,600 | $8.67 | $57,220.68 |
DisclosureSEC source: 0001225208-24-004034 · doc4.xml · nonDerivative · entry 1 PERRY MICHAEL A · CIK 0001260775 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,600 Read SEC document |
| December 15, 2023 Filed Dec 15, 2023 20:31 UTC |
Thornton Matthew IIITrustee
|
PurchaseCommon Stock | 29,000 | $8.16 | $236,642.90 |
DisclosureSEC source: 0001225208-23-011146 · doc4.xml · nonDerivative · entry 1 Thornton Matthew III · CIK 0001611473 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,000 Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 22:17 UTC |
Jones Nathaniel T.Vice President and Treasurer
|
SaleCommon Stock | 1,406 | $7.67 | $10,784.16 |
DisclosureSEC source: 0001225208-23-009751 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314 Read SEC document |
| October 03, 2023 Filed Oct 4, 2023 18:41 UTC |
Caraher Scott C.Portfolio Manager
|
SaleCommon Stock | 29,503 | $7.90 | $233,073.70 |
DisclosureSEC source: 0001225208-23-009305 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,056 Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 14:41 UTC |
Caraher Scott C.Portfolio Manager
|
SaleCommon Stock | 35,000 | $8.11 | $283,934.00 |
DisclosureSEC source: 0001225208-23-009086 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,559 Read SEC document |
| September 26, 2023 Filed Sep 27, 2023 13:40 UTC |
Caraher Scott C.Portfolio Manager
|
SaleClass A Common Stock | 25,000 | $8.13 | $203,212.50 |
DisclosureSEC source: 0001225208-23-009072 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,559 Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 20:50 UTC |
MOSCHNER ALBIN FTrustee
|
PurchaseCommon Stock | 2,200 | $8.19 | $18,015.80 |
DisclosureSEC source: 0001225208-23-008812 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,400 Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:17 UTC |
MOSCHNER ALBIN FTrustee
|
OtherClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007886 · doc4.xml · nonDerivative · entry 1 MOSCHNER ALBIN F · CIK 0001244284 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: JRO shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:32 UTC |
LAMB DAVID JVice President
|
OtherClass A Common Stock | 4,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007905 · doc4.xml · nonDerivative · entry 1 LAMB DAVID J · CIK 0001189649 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,707 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: JRO shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:59 UTC |
Jones Nathaniel T.Vice President and Treasurer
|
OtherClass A Common Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007880 · doc4.xml · nonDerivative · entry 2 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 970 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F3 · shares: JSD shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:59 UTC |
Jones Nathaniel T.Vice President and Treasurer
|
OtherClass A Common Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007880 · doc4.xml · nonDerivative · entry 1 Jones Nathaniel T. · CIK 0001677581 · Vice President and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: NSL shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:42 UTC |
Caraher Scott C.Portfolio Manager
|
OtherClass A Common Stock | 51,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007876 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,559 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F3 · shares: JRO shares converted to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 19:42 UTC |
Caraher Scott C.Portfolio Manager
|
OtherClass A Common Stock | 62,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007876 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,923 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. F2 · shares: NSL shares to JFR F1 · price: The reported shares were acquired as a result of a closed-end fund merger between Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Fund (JFR) in which JFR was the surviving fund. Read SEC document |
| April 29, 2021 Filed May 3, 2021 11:34 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 9,317 | $9.51 | $88,604.67 |
DisclosureSEC source: 0001510281-21-000074 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,665,888 Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 11:07 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 28,390 | $9.56 | $271,408.40 |
DisclosureSEC source: 0001510281-21-000071 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,675,205 Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 11:07 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 173,077 | $9.56 | $1,654,616.12 |
DisclosureSEC source: 0001510281-21-000071 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,703,595 Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 13:57 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 20,186 | $9.57 | $193,180.02 |
DisclosureSEC source: 0001510281-21-000067 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,876,672 Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 13:57 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 82,260 | $9.57 | $787,228.20 |
DisclosureSEC source: 0001510281-21-000067 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,896,858 Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 12:19 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 24,545 | $9.59 | $235,386.55 |
DisclosureSEC source: 0001510281-21-000063 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 5,979,118 Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 12:19 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 530 | $9.58 | $5,077.40 |
DisclosureSEC source: 0001510281-21-000063 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,003,663 Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 10:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 18,314 | $9.61 | $175,997.54 |
DisclosureSEC source: 0001510281-21-000059 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,004,193 Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 10:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 25,633 | $9.65 | $247,358.45 |
DisclosureSEC source: 0001510281-21-000059 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,022,507 Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 10:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 6,887 | $9.62 | $66,252.94 |
DisclosureSEC source: 0001510281-21-000059 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,048,140 Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 14:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 26,453 | $9.63 | $254,742.39 |
DisclosureSEC source: 0001510281-21-000055 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,055,027 Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 14:37 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 60,699 | $9.65 | $585,745.35 |
DisclosureSEC source: 0001510281-21-000055 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,081,480 Read SEC document |
| April 13, 2021 Filed Apr 14, 2021 09:48 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 159,060 | $9.70 | $1,542,882.00 |
DisclosureSEC source: 0001510281-21-000051 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,142,179 Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 09:48 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 27,179 | $9.72 | $264,179.88 |
DisclosureSEC source: 0001510281-21-000051 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,301,239 Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 12:04 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 194,990 | $9.74 | $1,899,202.60 |
DisclosureSEC source: 0001510281-21-000046 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,328,418 Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 12:04 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 162,037 | $9.77 | $1,583,101.49 |
DisclosureSEC source: 0001510281-21-000046 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 6,523,408 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 13:06 UTC |
Caraher Scott C.Portfolio Manager
|
PurchaseCommon Stock | 7,000 | $9.42 | $65,973.60 |
DisclosureSEC source: 0001225208-21-004876 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.